Excessive Trading. In accordance with the procedures established from time to time between the Fund and JHSS, JHSS shall: (i) monitor activity in shareholder accounts to ensure compliance with the Funds’ policies relating to excessive trading; and (ii) take such action as required by such procedures with respect to any shareholder deemed to be in violation of such policies prohibiting excessive trading.
Appears in 47 contracts
Samples: Transfer Agency and Service Agreement (John Hancock Strategic Series), Transfer Agency and Service Agreement (John Hancock Strategic Series), Transfer Agency and Service Agreement (John Hancock Strategic Series)
Excessive Trading. In accordance with the procedures established from time to time between the Fund and JHSS, JHSS shall:
(i) monitor activity in shareholder accounts to ensure compliance with the Funds’ policies relating to excessive trading; andand 2011 Amended and Restated TA Agr — JH Funds
(ii) take such action as required by such procedures with respect to any shareholder deemed to be in violation of such policies prohibiting excessive trading.
Appears in 7 contracts
Samples: Transfer Agency and Service Agreement (John Hancock Bond Trust), Transfer Agency and Service Agreement (John Hancock California Tax-Free Income Fund), Transfer Agency and Service Agreement (John Hancock Capital Series)
Excessive Trading. In accordance with the procedures established from time to time between the Fund and JHSS, JHSS shall:
(i) monitor activity in shareholder accounts to ensure compliance with the Funds’ policies relating to excessive trading; andand JHF II 2011 Amended and Restated TA Agr
(ii) take such action as required by such procedures with respect to any shareholder deemed to be in violation of such policies prohibiting excessive trading.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (John Hancock Funds II), Transfer Agency and Service Agreement (John Hancock Funds II)
Excessive Trading. In accordance with the procedures established from time to time between the Fund and JHSS, JHSS shall:
(i) monitor activity in shareholder accounts to ensure compliance with the Funds’ policies relating to excessive trading; andand 2011 Amended and Restated TA Agr – JH Funds
(ii) take such action as required by such procedures with respect to any shareholder deemed to be in violation of such policies prohibiting excessive trading.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (John Hancock Funds III)
Excessive Trading. In accordance with the procedures established from time to time between the Fund and JHSS, JHSS shall:
(i) monitor activity in shareholder accounts to ensure compliance with the Funds’ policies relating to excessive trading; andand TA Agr - JH Funds 2007 (Final) - Sch 1.1
(ii) take such action as required by such procedures with respect to any shareholder deemed to be in violation of such policies prohibiting excessive trading.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Hancock John Investment Trust /Ma/)
Excessive Trading. In accordance with the procedures established from time to time between the Fund and JHSS, JHSS shall:
(i) monitor activity in shareholder accounts to ensure compliance with the Funds’ policies relating to excessive trading; andand 2011 Amended and Restated TA Agr – JH Funds 1
(ii) take such action as required by such procedures with respect to any shareholder deemed to be in violation of such policies prohibiting excessive trading.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (John Hancock Sovereign Bond Fund)
Excessive Trading. In accordance with the procedures established from time to time between the Fund and JHSS, JHSS shall:
(i) monitor activity in shareholder accounts to ensure compliance with the Funds’ policies relating to excessive trading; andand 2011 Amended and Restated TA Agr - JH Funds
(ii) take such action as required by such procedures with respect to any shareholder deemed to be in violation of such policies prohibiting excessive trading.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (John Hancock Current Interest)
Excessive Trading. In accordance with the procedures established from time to time between the Fund and JHSS, JHSS shall:
(i) monitor activity in shareholder accounts to ensure compliance with the Funds’ policies relating to excessive trading; and
(ii) take such action as required by such procedures with respect to any shareholder deemed to be in violation of such policies prohibiting excessive trading.
A. Retail Funds:
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Hancock John Equity Trust)
Excessive Trading. In accordance with the procedures established from time to time between the Fund and JHSS, JHSS shall:
(i) monitor activity in shareholder accounts to ensure compliance with the Funds’ ' policies relating to excessive trading; and
(ii) take such action as required by such procedures with respect to any shareholder deemed to be in violation of such policies prohibiting excessive trading.. EXHIBIT A LIST OF FUNDS and PORTFOLIOS
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Hancock John Series Trust)
Excessive Trading. In accordance with the procedures established from time to time between the Fund and JHSS, JHSS shall:
(i) monitor activity in shareholder accounts to ensure compliance with the Funds’ policies relating to excessive trading; andand 2011 Amended and Restated TA Agr — JH Funds 1
(ii) take such action as required by such procedures with respect to any shareholder deemed to be in violation of such policies prohibiting excessive trading.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (John Hancock Sovereign Bond Fund)
