Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Shares to the Company or its designated agent and the Company will cause delivery of the Exchange Shares to the Investor or its designated agent.
Appears in 7 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement (Monarch Community Bancorp Inc), Exchange Agreement (First Security Group Inc/Tn)
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Series A Shares to the Company or its designated agent and the Company will cause delivery of the Exchange Shares Capital Securities to the Investor or its designated agent.
Appears in 4 contracts
Samples: Investment Agreement (Sterling Financial Corp /Wa/), Exchange Agreement, Exchange Agreement (Independent Bank Corp /Mi/)
Exchange Documentation. Settlement of the Preferred Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Shares to the Company or its designated agent and the Company will cause delivery of the Exchange Shares to the Investor or its designated agentInvestor.
Appears in 4 contracts
Samples: Exchange Agreement (First Bancorp /Nc/), Exchange Agreement (Heritage Commerce Corp), Exchange Agreement (Heritage Commerce Corp)
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant Preferred Shares and the Preferred Shares Old Warrant to the Company or its designated agent and the Company will cause delivery of the Exchange Shares and the Amended Warrant to the Investor or its designated agent.
Appears in 3 contracts
Samples: Exchange Agreement, Exchange Agreement (FNB United Corp.), Exchange Agreement
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Exchanged Shares to the Company or its designated agent and the Company will cause delivery of the Exchange New Shares to the Investor or its designated agentInvestor.
Appears in 3 contracts
Samples: Exchange Agreement (Castle Creek Capital Partners VII, LP), Exchange Agreement (Pathfinder Bancorp, Inc.), Exchange Agreement (Castle Creek Capital Partners VII, LP)
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant Series C Shares and the Preferred Shares Old Warrant to the Company or its designated agent and the Company will cause delivery of the Exchange Shares Capital Securities and the Amended Warrant to the Investor or its designated agent.
Appears in 3 contracts
Samples: Exchange Agreement (Hampton Roads Bankshares Inc), Exchange Agreement (Hampton Roads Bankshares Inc), Exchange Agreement
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Shares to the Company or its designated agent and the Company will cause delivery of the Exchange Shares to the Investor or its designated agent.
Appears in 2 contracts
Samples: Exchange Agreement, Exchange Agreement
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Exchanged Shares to the Company or its designated agent and the Company will cause delivery of the Exchange Series A Preferred Shares to the Investor or its designated agentInvestor.
Appears in 2 contracts
Samples: Exchange Agreement (Hanover Bancorp, Inc. /NY), Exchange Agreement (Hanover Bancorp, Inc. /NY)
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Series A Shares to the Company Trust or its designated agent and the Company and the Trust will cause delivery of the Exchange Shares Capital Securities to the Investor or its designated agent.
Appears in 2 contracts
Samples: Exchange Agreement (First Merchants Corp), Exchange Agreement (Superior Bancorp)
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Series C Shares to the Company Trust or its designated agent and the Company and the Trust will cause delivery of the Exchange Shares Capital Securities to the Investor or its designated agent.
Appears in 2 contracts
Samples: Exchange Agreement, Exchange Agreement (Popular Inc)
Exchange Documentation. Settlement of the each Exchange will take place on the corresponding Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred applicable Exchanged Shares to the Company or its designated agent and the Company will cause delivery of the Exchange applicable New Shares to the Investor or its designated agentInvestor.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Blue Ridge Bankshares, Inc.), Exchange Agreement (Blue Ridge Bankshares, Inc.)
Exchange Documentation. Settlement of the Preferred Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Shares to the Company or its designated agent marked cancelled and the Company will cause delivery of the Exchange Shares to the Investor or its designated agentInvestor.
Appears in 2 contracts
Samples: Exchange Agreement (Heritage Oaks Bancorp), Exchange Agreement (Heritage Oaks Bancorp)
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Shares to be made to the Company or its designated agent and the Company will cause delivery of the Exchange Shares to be made to the Investor or its designated agent.
Appears in 2 contracts
Samples: Exchange Agreement (Broadway Financial Corp \De\), Exchange Agreement
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant Series B Shares and the Preferred Shares Old Warrant to the Company or its designated agent and the Company will cause delivery of the Exchange Shares Capital Securities and the Amended Warrant to the Investor or its designated agent.
Appears in 2 contracts
Samples: Exchange Agreement, Exchange Agreement (Pacific Capital Bancorp /Ca/)
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will instruct the Transfer Agent to cause delivery of the Warrant and the Preferred Shares Class B Common Stock to the Company or its designated agent and the Company will cause delivery of the Exchange Shares to the Investor or its designated agentInvestor.
Appears in 1 contract
Exchange Documentation. Settlement of the Exchange will take place on at the Closing DateExchange Effective Time, at which time the Investor will cause delivery of the Warrant and the Preferred Investor Shares to the Company or its designated agent and the Company will cause delivery of the Exchange Common Shares to the Investor or its designated agent.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Heritage Financial Group Inc)
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Exchanged Shares to be delivered to the Company or its designated agent and the Company will cause delivery of the Exchange New Shares to be delivered to the Investor or its designated agentInvestor.
Appears in 1 contract
Samples: Exchange Agreement (Castle Creek Capital Partners VI, LP)
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Series F Shares to the Company or its designated agent and the Company will cause delivery of the Exchange Shares Capital Securities to the Investor or its designated agent.
Appears in 1 contract
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant Preferred Shares and the Preferred Shares Old Warrant to the Company or its designated agent and the Company will cause delivery of the Exchange Shares to the Investor or its designated agent.Company
Appears in 1 contract
Samples: Exchange Agreement (Central Pacific Financial Corp)
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Series T Shares to the Company or its designated agent and the Company will cause delivery of the Exchange Shares Capital Securities (including any additional shares of Capital Securities to be delivered pursuant to the Dividend Exchange) to the Investor or its designated agent.
Appears in 1 contract
Exchange Documentation. Settlement of the Exchange will take place on the Closing Date, at which time the Investor will cause delivery of the Warrant and the Preferred Shares to the Company or its designated agent and the Company will cause delivery of the Exchange Shares and the Cash Consideration to the Investor or its designated agent.
Appears in 1 contract
Samples: Exchange Agreement
