Common use of Exchange Regulation Clause in Contracts

Exchange Regulation. Broker acknowledges that it will be subject to the rules of the NYSE, NASD and any other securities exchanges or associations of which SLK is or may become a member, to the extent that the rules of the NYSE, the NASD or such other securities exchanges or associations apply or are deemed to apply to non-member introducing firms that introduce to a member firm, or to the extent to which Broker agrees to comply with such rules, and of any governmental agencies to whose jurisdiction either party may be subject. SLK acknowledges that it will be subject to the rules of the NYSE, NASD and any other securities exchanges or associations to the extent that the rules of the NYSE, NASD or such securities exchanges or associations apply to a clearing broker that clears transactions for a member organization.

Exchange Regulation. Broker acknowledges that it will be subject to the rules of the NYSE, NASD . the ASE and any other securities exchanges or associations of which SLK is or may become a member, to the extent that the rules re ru1es of the NYSE, NYSE the NASD ASE or such other securities exchanges or associations apply or are deemed to apply to non-member introducing firms that introduce to a member firm, or to the extent to which Broker agrees to comply with such rules, and of any governmental agencies to whose jurisdiction either party may be subject. SLK acknowledges that it will be subject to the rules of the NYSE, NASD and any other securities exchanges or associations to the extent that the rules of the NYSE, NASD or such Such securities exchanges or associations apply to a clearing broker that clears transactions for a member organization.

Exchange Regulation. Broker acknowledges that it will be subject to the rules of the NYSE, NASD the ASE and any other securities exchanges or associations of which SLK is or may become a member, to the extent that the rules of the NYSE, NYSE the NASD ASE or such other securities exchanges or associations apply or are deemed to apply to non-member introducing firms that introduce to a member firm, or to the extent to which Broker agrees to comply with such rules, and of any governmental agencies to whose jurisdiction either party may be subject. SLK acknowledges that it will be subject to the rules of the NYSE, NASD and any other securities exchanges or associations to the extent that the rules of the NYSE, NASD or such Such securities exchanges or associations apply to a clearing broker that clears transactions for a member organization.