Exchange Restrictions. From time to time option exchanges may restrict trading or exercise privileges for certain classes of options. Although such restrictions could result in financial loss to you, you agree to hold Xxxxxx Xxxxxxx & Co., Inc., the Chicago Board Options Exchange (CBOE) and other organized exchanges, the OCC and FINRA harmless for any acts made in accordance with their constitutions, policies, customs, rules and regulations, and interpretations thereof.
Appears in 4 contracts
Samples: Account Application Package, Account Application Package, Investment Advisory Services Agreement
Exchange Restrictions. From time to time option exchanges may restrict trading or exercise privileges for certain classes of options. Although such restrictions could result in financial loss to you, you agree to hold Xxxxxx Xxxxxxx & Co., Inc.StockCross, the Chicago Board Options Exchange (CBOE) and other organized exchanges, the OCC and FINRA harmless for any acts made in accordance with their constitutions, policies, customs, rules and regulations, and interpretations thereof.
Appears in 1 contract
Samples: Customer Agreement
Exchange Restrictions. From time to time option exchanges may restrict trading or exercise privileges for certain classes of options. Although such restrictions could result in financial loss to you, you agree to hold Xxxxxx Xxxxxxx & Co., Inc.LLC.., the Chicago Board Options Exchange (CBOE) and other organized exchanges, the OCC and FINRA harmless for any acts made in accordance with their constitutions, policies, customs, rules and regulations, and interpretations thereof.
Appears in 1 contract
Samples: Customer Agreement
