Portfolio Guidelines Sample Clauses

Portfolio Guidelines. The Account shall be invested in the following classes of assets.
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Portfolio Guidelines. (1) Portfolio duration must be managed to match projected liability duration, plus or minus 1/2 year.
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Portfolio Guidelines o The portfolio is to generally remain fully invested with a cash position not to exceed 5%. Cash may temporarily go above 5% during brief periods between significant sale and purchase transactions and due to client cash flows. o The portfolio will typically hold 30-50 securities. o Holdings in a single company will typically not exceed 10% of the portfolio's market value. o investments will be allocated among a broad number of countries to ensure adequate diversification of country and/or region-specific risk. o No sector can comprise more than 50% of THE portfolio's market value. o Companies domiciled in emerging markets will not exceed 35% of the portfolios' market value.
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Portfolio Guidelines. Min Wtd Avg Portfolio Quality (Notes 1 & 2) Investment Sub-Portfolio Sub-Portfolio Yield Benchmarks Max Duration Sub-Portfolio Concentration Limits Instrument Per Issue (Note 3) Sub-Portfolio Max Name Max Maturity AA-/ Aa3/AA- Enhanced Cash Note 4 N/A MMFs N/A none Up to 100% USTs 1 year Up to 100% USAs 1 year Up to 75% Repos 7 days Up to 50% CDs 1 year 5% or less of sub-portfolio Up to 25% CCP or MCP 1 year Up to 75% Corps 1 year Up to 25% Munis 1 year Up to 100% Short Duration (~1-3 yr maturities) BAML 1-3 Year Treasury Index or Barclays Capital 1 Year Municipal Bond Index 2 years or less USTs N/A none Up to 100% USAs Up to 75% MFs Up to 100% SOVs 5% or less of sub-portfolio Up to 25% MRS Up to 25% ABS Up to 25% Corps Up to 25% Munis Up to 100% Intermediate Duration (~4-7 yr maturities) BAML 1-3 Year Treasury Index or Barclays Capital 5 Year Municipal Bond Index 4 years or less USTs N/A none Up to 100% USAs Up to 75% MFs Up to 100% SOVs 5% or less of sub-portfolio Up to 25% MRS Up to 25% ABS Up to 25% Corps Up to 25% Munis Up to 100%
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Portfolio Guidelines. I. The benchmark for the account will be the Xxxxxx Brothers Aggregate Bond Index. The duration of the portfolio will be maintained within +/- 50% of that of the index. II. Approved Investments Types and Limitations: 1) Dollar-denominated investment-grade debt - No Limitation 2) Dollar-denominated non-investment-grade debt - 10% of Assets
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Portfolio Guidelines. Section 6
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Portfolio Guidelines 
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Related to Portfolio Guidelines

  • Collection Guidelines As long as it is the Servicer, CAC will comply in all material respects with the Collection Guidelines or otherwise as required by Applicable Law in regard to each Loan and Contract.

  • Investment Guidelines In addition to the information to be provided to the Sub-Advisor under Section 2 hereof, the Trust or the Advisor shall supply the Sub-Advisor with such other information as the Sub-Advisor shall reasonably request concerning the Fund’s investment policies, restrictions, limitations, tax position, liquidity requirements and other information useful in managing the Fund’s investments.

  • Underwriting Guidelines A true and correct copy of the Underwriting Guidelines certified by an officer of the Seller.

  • Trading Guidelines BNYMCM may, to the extent permitted under the Securities Act and the Exchange Act, purchase and sell Common Stock for its own account while this Agreement is in effect provided that (i) no such purchase or sale shall take place while an Issuance Notice is in effect (except to the extent BNYMCM may engage in sales of Issuance Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity), (ii) in no circumstances shall BNYMCM have a short position in the Common Stock for its own account and (iii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by BNYMCM. The Company hereby acknowledges and agrees that BNYMCM’s Affiliates may, subject to compliance with Regulation M under the Exchange Act and Section 5 of the Securities Act, if applicable, make markets in the Common Stock or other securities of the Company, in connection with which they may buy and sell, as agent or principal, for long or short account, shares of Common Stock or other securities of the Company, at the same time BNYMCM is acting as agent pursuant to this Agreement.

  • Guidelines The Office of State Procurement adheres to all guidelines set forth by the State and Federal Government concerning The Americans with Disabilities Act (ADA) as well as all mandated fire codes.

  • Wire Transfer Operating Guidelines Articles 4A of the Uniform Commercial ------------------------------------------------------------------------ Code ----

  • Compliance Policies and Procedures To assist the Fund in complying with Rule 38a-1 of the 1940 Act, BBH&Co. represents that it has adopted written policies and procedures reasonably designed to prevent violation of the federal securities laws in fulfilling its obligations under the Agreement and that it has in place a compliance program to monitor its compliance with those policies and procedures. BBH&Co will upon request provide the Fund with information about our compliance program as mutually agreed.

  • Accounting Policies and Procedures Permit any change in the accounting policies and procedures of the Company or any Guarantor, including a change in fiscal year, provided, however, that any policy or procedure required to be changed by the Financial Accounting Standards Board (or other board or committee thereof) in order to comply with Generally Accepted Accounting Principles may be so changed.

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