Common use of Exchange-Traded Funds Clause in Contracts

Exchange-Traded Funds. NuShares ETF Trust All existing and future series This Schedule B is amended and supplemented by reference to the most recently distributed 12d1-4 List. This Schedule B may be amended from time to time to include additional Registrants or to remove Registrants, any such amendment effective as of the date and time of its distribution to an Acquiring Fund. Schedule C: 12d1-4 List Rule 12d1-4 List Rule 12d1-4 (the “Rule”) under the Investment Company Act of 1940 (the “1940 Act”) grants funds (“Acquiring Funds”) registered under the 1940 Act the ability to invest in certain Nuveen-sponsored mutual funds and ETFs (“Nuveen Funds”) in excess of statutory limits set forth in Section 12(d)(1)(A) of the 1940 Act provided such Acquiring Funds comply with the requirements of the Rule and the conditions of the Rule 12d1-4 Investment Agreement with the Nuveen Funds (the “Agreement”). This document sets forth (1) the Nuveen Funds which are not eligible to be acquired by an Acquiring Fund in reliance on the Rule (“Ineligible Funds”) and (2) the Nuveen Funds which are subject to the provisions regarding advanced notification of redemptions by an Acquiring Fund pursuant to Section 1(a)(ii) of the Agreement (“Enumerated Funds”).

Exchange-Traded Funds. NuShares ETF Trust All existing and future series This Schedule B is amended and supplemented by reference to the most recently distributed 12d1-4 List. This Schedule B may be amended from time to time to include additional Registrants or to remove Registrants, any such amendment effective as of the date and time of its distribution to an Acquiring Fund. Schedule C: 12d1-4 List Nuveen Mutual Funds and ETFs Rule 12d1-4 List Effective January 19, 2022 Ineligible and Enumerated Funds Rule 12d1-4 (the “Rule”) under the Investment Company Act of 1940 (the “1940 Act”) grants funds (“Acquiring Funds”) registered under the 1940 Act the ability to invest in certain Nuveen-sponsored mutual funds and ETFs (“Nuveen Funds”) in excess of statutory limits set forth in Section 12(d)(1)(A) of the 1940 Act provided such Acquiring Funds comply with the requirements of the Rule and the conditions of the Rule 12d1-4 Investment Agreement with the Nuveen Funds (the “Agreement”). This document sets forth (1) the Nuveen Funds which are not eligible to be acquired by an Acquiring Fund in reliance on the Rule (“Ineligible Funds”) and (2) the Nuveen Funds which are subject to the provisions regarding advanced notification of redemptions by an Acquiring Fund pursuant to Section 1(a)(ii) of the Agreement (“Enumerated Funds”). The information provided below may be updated from time to time, such update effective as of the date and time of its distribution to an Acquiring Fund.