Common use of EXCLUSIONS (IF APPLICABLE Clause in Contracts

EXCLUSIONS (IF APPLICABLE. If you believe the legal entity listed in Section III, paragraph (b) below falls under an express exclusion from the “legal entity customer” definition under 31 C.F.R. §1010.230(e)(2), please check the box below and identify the applicable exclusion: ☐ An exclusion applies to the legal entity identified in paragraph (b) of Section III below. Applicable exclusion: If the box above is checked, please skip paragraphs (c) and (d) of Section III below.

EXCLUSIONS (IF APPLICABLE. If you believe the legal entity listed in Section III, paragraph (b) below falls under an express exclusion from the “legal entity customer” definition under 31 C.F.R. §1010.230(e)(2), please check the box below and identify the applicable exclusion: ☐ An exclusion applies to the legal entity identified in paragraph (b) of Section III below. Applicable exclusion: ________________________________________________ If the box above is checked, please skip paragraphs (c) and (d) of Section III below.