Common use of Expedited Advertising Compliance Review Clause in Contracts

Expedited Advertising Compliance Review. $[ ] for the first [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. • $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) The Following are OPTIONAL Services Provided by USBFS upon Client Request Licensing of Investment Advisor’s Staff • $[ ] per year per registered representative • Licenses sponsored: Series 6. 7. 24, 26, 27. 63, 66 • All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services • The design and/ or production of fund fact sheets, commentaries, brochures and other sales support materials - Project priced via proposal Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: • Production. printing. distribution. and placement of advertising. sales literature. and materials • Engagement of designers, free-xxxxx writers, and public relations firms • Postage, overnight delivery charges • FINRA registration fees and other costs to fulfill regulatory requirements • Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). *Subject to annual CPI increase-All Urban Consumers - U.S. City Average

Expedited Advertising Compliance Review. $[ […] for the first [ ] 10 pages (minutes if audio or video); $[ […] per page (minute if audio or video) thereafter, 24 hour initial turnaround. • § $[ […] FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ […] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) The Following are OPTIONAL Services Provided by USBFS upon Client Request Licensing of Investment AdvisorAdviser’s Staff • § $[ […] per year per registered representative • Licenses sponsored§ Quasar sponsors the following licenses: Series 6. , 7. , 24, 26, 27. , 63, 66 • § $[…] /FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services • ▪ The design and/ or and/or production of fund fact sheets, commentaries, brochures and other sales support materials - material – Project priced via proposal Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: • § Production. , printing. , distribution. , and placement of advertising. , sales literature. , and materials • § Engagement of designers, free-xxxxx writers, and public relations firms • § Postage, overnight delivery charges • § FINRA registration fees and other costs to fulfill regulatory requirements • § Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). *Subject to annual CPI increase-, using April 2, 2014 as the base date – All Urban Consumers - – U.S. City AverageAverage Fees are calculated pro rata and billed monthly.

Expedited Advertising Compliance Review. $[ ] _____ for the first [ ] 10 pages (minutes if audio or video); $[ ] _____ per page (minute if audio or video) thereafter, 24 hour initial turnaround. • $[ ] _____ FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] _____ per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) The Following are OPTIONAL Services Provided by USBFS upon Client Request Licensing of Investment Advisor’s Staff • $[ ] _____ per year per registered representative • Licenses sponsored: Series 6. , 7. , 24, 26, 27. , 63, 66 • All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services • The design and/ or production of fund fact sheets, commentaries, brochures and other sales support materials - – Project priced via proposal Chief Compliance Officer Support Fee • $_____ per year per fund complex Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: • Production. , printing. , distribution. , and placement of advertising. , sales literature. , and materials • Engagement of designers, free-xxxxx writers, and public relations firms • Postage, overnight delivery charges • FINRA registration fees and other costs to fulfill regulatory requirements • Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). *Subject to annual CPI increase-All Urban Consumers - U.S. City AverageFees are calculated pro rata and billed monthly.

Expedited Advertising Compliance Review. $[ ] for the first [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. • $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) The Following are OPTIONAL Services Provided by USBFS upon Client Request Licensing of Investment Advisor’s Staff • $[ ] per year per registered representative • Licenses sponsored: Series 6. , 7. , 24, 26, 27. , 63, 66 • All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services • The design and/ or production of fund fact sheets, commentaries, brochures and other sales support materials - – Project priced via proposal Chief Compliance Officer Support Fee • $[ ] per year per fund complex Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: • Production. , printing. , distribution. , and placement of advertising. , sales literature. , and materials • Engagement of designers, free-xxxxx writers, and public relations firms • Postage, overnight delivery charges • FINRA registration fees and other costs to fulfill regulatory requirements • Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). *Subject to annual CPI increase-All Urban Consumers - U.S. City AverageFees are calculated pro rata and billed monthly.

Expedited Advertising Compliance Review. $[ ] 600 for the first [ ] 10 pages (minutes if audio or video); $[ ] 25 per page (minute if audio or video) thereafter, 24 hour initial turnaround. • § $[ ] 600 FINRA filing fee per communication piece for the first [ ] 10 pages (minutes if audio or video); $[ ] 50 per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) The Following are OPTIONAL Services Provided by USBFS upon Client Request Licensing of Investment Advisor’s Staff • § $[ ] 2,800 per year per registered representative • Licenses sponsored§ Quasar sponsors the following licenses: Series 6. , 7. , 24, 26, 27. , 63, 66 • § $3,000 / FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Marketing Support Services • The design and/ or § Fund Fact Sheets − Design – $1,000 per fact sheet, includes first production of fund − Production – $500 per fact sheetssheet per each production period § Web sites, commentariesthird-party data provider costs, brochures brochures, and other sales support materials - – Project priced via Quasar proposal Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: • § Production. , printing. , distribution. , and placement of advertising. , sales literature. , and materials • § Engagement of designers, free-xxxxx lxxxx writers, and public relations firms • § Postage, overnight delivery charges • § FINRA registration fees and other costs to fulfill regulatory requirements • § Travel, lodging, and meals Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). *Subject to annual CPI increase-All Urban Consumers - U.S. City AverageFees are calculated pro rata and billed monthly.