FAF Money Market Fund Service Organizations. $____ /money market share class per year Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by InvestorsShareholder accounts will be charged based upon the type of activity and type of account, including the following:Qualified Plan Fees $____ /qualified plan account or Xxxxxxxxx ESA account (Cap at $____ /SSN) $____ /transfer to successor trustee $____ /participant distribution (Excluding SWPs) $____ /refund of excess contribution $____ /reconversion/recharacterization Additional Shareholder Paid Fees $____ /outgoing wire transfer or overnight delivery $____ /telephone exchange $____ /return check or ACH or stop payment $____ /research request per account (Cap at $____ /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* Account Management $____ /month (account management, lead reporting and database administration) Out-of-Pocket Expenses Kit and order processing expenses, postage, and printing Inbound Teleservicing Only Account Management - $____ /month Call Servicing - $____ /minute Lead Conversion Reporting (Closed Loop) Account Management - $____ /month Database Installation, Setup - $____ /fund group Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
FAF Money Market Fund Service Organizations. $__▪ __ /money market share class per year ▪ Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by InvestorsShareholder Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following:: Qualified Plan Fees $__▪ __ /qualified plan account or Xxxxxxxxx ESA account (Cap at $____ /SSN) $__▪ __ /transfer to successor trustee $▪ ____ /participant distribution (Excluding SWPs) $__▪ __ /refund of excess contribution $__▪ __ /reconversion/recharacterization Additional Shareholder Paid Fees $__▪ __ /outgoing wire transfer or overnight delivery $__▪ __ /telephone exchange $__▪ __ /return check or ACH or stop payment $__▪ __ /research request per account (Cap at $____ 25.00 /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* Account Management $Physical Certificate Processing - Services to support the setup and processing of physical certificated shares for a fund family: ▪ __setup/fund group ▪ __/certificate transaction Real Time Cash Flow ▪ Implementation (one time charge) & Recurring Charges (monthly) • 5 Users - __ • 10 Users -__ • 20 Users - __ • 30 Users -__ • 40 Users - __ • 50 Users - __ ▪ Training • WebEx -__ /user • On Site at USBFS - __/day • At Client Location -__/day plus travel and out-of-pocket expenses if required ▪ Real Time Data Feeds • Implementation (per feed) - __ /hour (8 hour estimate) • Recurring (per feed) - __ /month (account management, lead reporting and database administration) Out-of-Pocket Expenses Kit and order processing expenses, postage, and printing Inbound Teleservicing Only Account Management CUSIP Setup ▪ Subsequent CUSIP Setup - $____ /month Call Servicing - $____ /minute Lead Conversion Reporting (Closed Loop) Account Management - $____ /month Database Installation, Setup - $____ /fund group Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges./CUSIP
Appears in 1 contract
Samples: Agent Servicing Agreement (Trust for Advised Portfolios)
FAF Money Market Fund Service Organizations. $____ /money per money market share class per year · Out-of-pocket expenses (– see Transfer Agent Fee ScheduleSchedule Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. · Setup - $____ per fund group · Annual Fee - $___ per open and closed account Xxxxxx Xxxxxxx Exhibit C (continued) to the Transfer Agent Servicing Agreement – Trust for Professional Managers TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at April, 2010 Charges Paid by InvestorsShareholder Investors – Shareholder accounts will be charged based upon the type of activity and type of account, including the following:: Qualified Plan Fees · $____ /qualified plan account or Xxxxxxxxx ESA account acct (Cap at $____ /SSN) · $___ /Xxxxxxxxx ESA acct (Cap at $___/SSN) · $___ /transfer to successor trustee · $____ /participant distribution (Excluding SWPs) · $____ /refund of excess contribution · $____ /reconversion/recharacterization Additional Shareholder Paid Fees · $____ /outgoing wire transfer or overnight delivery · $___ /overnight delivery · $ ___ /telephone exchange · $____ /return check or ACH or stop payment · $___ /stop payment · $ ___ /research request per account (Cap at $____ /request) (This fee applies For requested items of the second calendar year [or previous] to requests for statements older than the prior year) Literature Fulfillment Services* Account Management $____ /month (account management, lead reporting and database administration) Out-of-Pocket Expenses Kit and order processing expenses, postage, and printing Inbound Teleservicing Only Account Management - $____ /month Call Servicing - $____ /minute Lead Conversion Reporting (Closed Loop) Account Management - $____ /month Database Installation, Setup - $____ /fund group Specialized Programming - (Separate Quoterequest)* *Fees exclude postage and printing charges.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
FAF Money Market Fund Service Organizations. $__▪ __ /money market share class per year ▪ Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by InvestorsShareholder Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following:: Qualified Plan Fees $__▪ __ /qualified plan account or Xxxxxxxxx ESA account (Cap at $____ /SSN) $__▪ __ /transfer to successor trustee $▪ ____ /participant distribution (Excluding SWPs) $__▪ __ /refund of excess contribution $__▪ __ /reconversion/recharacterization Additional Shareholder Paid Fees $__▪ __ /outgoing wire transfer or overnight delivery $__▪ __ /telephone exchange $__▪ __ /return check or ACH or stop payment $__▪ __ /research request per account (Cap at $____ 25.00 /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* Account Management $Physical Certificate Processing - Services to support the setup and processing of physical certificated shares for a fund family: ▪ __setup/fund group ▪ __/certificate transaction Real Time Cash Flow ▪ Implementation (one time charge) & Recurring Charges (monthly) • 5 Users - __ • 10 Users -__ • 20 Users - __ • 30 Users -__ • 40 Users - __ • 50 Users - __ ▪ Training • WebEx -__ /user • On Site at USBFS - __/day • At Client Location -__/day plus travel and out-of-pocket expenses if required ▪ Real Time Data Feeds • Implementation (per feed) - __ /hour (8 hour estimate) • Recurring (per feed) - __ /month (account management, lead reporting and database administration) Out-of-Pocket Expenses Kit and order processing expenses, postage, and printing Inbound Teleservicing Only Account Management CUSIP Setup ▪ Subsequent CUSIP Setup - $____ /month Call Servicing - $____ /minute Lead Conversion Reporting (Closed Loop) Account Management - $____ /month Database Installation, Setup - $____ /fund group Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.0 /CUSIP
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Advised Portfolios)
FAF Money Market Fund Service Organizations. $____ /money market share class per year Out-of-pocket expenses (see Transfer Agent Fee Schedule) waived Charges Paid by InvestorsShareholder Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following:: Qualified Plan Fees § $____ 15.00 /qualified plan account or Xxxxxxxxx Cxxxxxxxx ESA account (Cap at $____ 30.00 /SSN) § $____ 25.00 /transfer to successor trustee § $____ 25.00 /participant distribution (Excluding SWPs) § $____ 25.00 /refund of excess contribution § $____ 25.00 /reconversion/recharacterization Additional Shareholder Paid Fees § $____ 15.00 /outgoing wire transfer or overnight delivery § $____ 5.00 /telephone exchange § $____ 25.00 /return check or ACH or stop payment § $____ 5.00 /research request per account (Cap at $____ 25.00 /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment CUSIP Setup § Subsequent CUSIP Setup - $1,500 /CUSIP Expedited CUSIP Setup - $3,000 /CUSIP (Less than 35 days) Amended Exhibit D to the Transfer Agent Servicing Agreement TRANSFER AGENT & SHAREHOLDER SERVICES Wisconsin Capital Funds, Inc. ANNUAL FEE SCHEDULE – from May 1, 2015 through April 30, 2017 Annual Service Charges to the Fund § Base Fee Per CUSIP $20,000 /year* § No-Load Fund Accounts $16.00 /open account § NXXX Xxxxx 0 Accounts $13.00 /open account § Closed Accounts $2.50 /closed account Chief Compliance Officer Support Fee* § $1,200 per year Activity Charges § Manual Shareholder Transaction & Correspondence $5.00 /event § Telephone Calls $1.00/minute § Voice Response Calls $ 0.35/ call § Lost Shareholder Search $5.00 /search § AML New Account Service $1.00 per acct. § ACH/EFT Shareholder Services* Account Management : $____ /month (account management125.00 /month/fund group $.50 /ACH item, lead reporting and database administration) setup, change $5.00 /correction, reversal Out-ofOf-Pocket Expenses Kit Including but not limited to telephone toll-free lines, mailing, sorting and order processing expenses, postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirms, tax, check printing and printing Inbound Teleservicing Only Account Management - $____ /month Call Servicing - $____ /minute Lead Conversion Reporting writing and commissions), voice response (Closed LoopVRU) Account Management - $____ /month Database Installationmaintenance and development, Setup - $____ /fund group Specialized Programming - (Separate Quote)* *Fees exclude postage data communication and printing implementation charges, specialized programming, omnibus conversions, travel, excess history, FATCA and other compliance mailings.
Appears in 1 contract
FAF Money Market Fund Service Organizations. $____ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by InvestorsShareholder accounts will be charged based upon the type Shareholder Performance Statements – We have a variety of activity and type of account, including the following:Qualified Plan Fees $____ /qualified plan features available for providing account or Xxxxxxxxx ESA account (Cap at $____ /SSN) $____ /transfer to successor trustee $____ /participant distribution (Excluding SWPs) $____ /refund of excess contribution $____ /reconversion/recharacterization Additional Shareholder Paid Fees $____ /outgoing wire transfer or overnight delivery $____ /telephone exchange $____ /return check or ACH or stop payment $____ /research request per account (Cap at $____ /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* Account Management $____ /month (account management, lead reporting and database administration) Out-of-Pocket Expenses Kit and order processing expenses, postage, and printing Inbound Teleservicing Only Account Management - $____ /month Call Servicing - $____ /minute Lead Conversion Reporting (Closed Loop) Account Management - $____ /month Database Installation, portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ /fund group Specialized Programming Annual Fee - $___ /open and closed account Exhibit C (Separate Quote)continued) to the Transfer Agent Servicing Agreement – Trust for Professional Managers XXXXXXX Funds - TRANSFER AGENT & SHAREHOLDER SERVICES FEE SCHEDULE at January, 2010 FAN WEB Shareholder internet access to account information and transaction capabilities through a transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ /year § FAN Web Select (Fund Groups under 50,000 open accounts) – See Functionality Worksheet − Implementation - $___ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ /year § FAN Web Direct (API) – Quoted Separately § Customization - $___ /hour § Activity (Session) Fees: − Inquiry - $___ /event − Account Maintenance - $___ /event − Transaction – Financial transactions, reorder statements, etc. - $___ /event − New Account Setup - $___ /event (Not available with FAN Web Select) VISION MUTUAL FUND GATEWAY Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $___ /event − Per broker ID - $___ /month per ID § Transaction Processing − Implementation - $____ /management company − Transaction – purchase, redeem, exchange, literature order - $___ /event − New Account Set-up – may contain multiple fund/accounts - $___ /event − Monthly Minimum Charge - $___ /month VISION ELECTRONIC STATMENTS Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $____ /fund group − Code Print Software - $_____ § Load charges − $____ /image § Archive charge (for any image stored beyond 2 years) − $____ /document *Fees exclude postage Normal Vision ID and printing chargesactivity charges also apply.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)