Common use of Fees; Expenses Clause in Contracts

Fees; Expenses. As consideration for the services provided by VStock (the “Services”), the Company shall pay to VStock the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock provide additional services not contemplated hereby, the Company shall pay to VStock fees for such services at VStock’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock for all reasonable and documented expenses incurred by VStock (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStock. (b) The Company agrees and acknowledges that VStock may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock shall assist the Company with the transfer of records of the Company held by VStock. VStock shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 13 contracts

Samples: Warrant Agency Agreement (Aqua Metals, Inc.), Warrant Agency Agreement (FibroBiologics, Inc.), Warrant Agency Agreement (ClearSign Technologies Corp)

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Fees; Expenses. As consideration for the services provided by VStock the Warrant Agent (the “Services”), the Company shall pay to VStock the Warrant Agent the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock the Warrant Agent provide additional services not contemplated hereby, the Company shall pay to VStock the Warrant Agent fees for such services at VStockthe Warrant Agent’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock the Warrant Agent for all reasonable and documented expenses incurred by VStock the Warrant Agent (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock the Warrant Agent reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockthe Warrant Agent. (b) The Company agrees and acknowledges that VStock the Warrant Agent may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock the Warrant Agent shall assist the Company with the transfer of records of the Company held by VStockthe Warrant Agent. VStock The Warrant Agent shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 13 contracts

Samples: Warrant Agency Agreement (Revelation Biosciences, Inc.), Warrant Agency Agreement (Panbela Therapeutics, Inc.), Warrant Agency Agreement (Revelation Biosciences, Inc.)

Fees; Expenses. As consideration for the services provided by VStock the Warrant Agent (the “Services”), the Company shall pay to VStock the Warrant Agent the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock the Warrant Agent provide additional services not contemplated hereby, the Company shall pay to VStock the Warrant Agent fees for such services at VStockthe Warrant Agent’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock the Warrant Agent for all reasonable and documented expenses incurred by VStock the Warrant Agent (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock the Warrant Agent reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockthe Warrant Agent. (b) The Company agrees and acknowledges that VStock the Warrant Agent may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock the Warrant Agent shall assist the Company with the transfer of records of the Company held by VStockthe Warrant Agent. VStock The Warrant Agent shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 12 contracts

Samples: Warrant Agency Agreement (Airship AI Holdings, Inc.), Warrant Agency Agreement (Airship AI Holdings, Inc.), Warrant Agency Agreement (Ontrak, Inc.)

Fees; Expenses. As consideration for the services provided by VStock AST (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock AST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockAST. (b) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 5 contracts

Samples: Warrant Agency Agreement (Helius Medical Technologies, Inc.), Warrant Agency Agreement (Calithera Biosciences, Inc.), Warrant Agency Agreement (Helius Medical Technologies, Inc.)

Fees; Expenses. As consideration for the services provided by VStock CST (the “Services”), the Company shall pay to VStock CST the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock CST provide additional services not contemplated hereby, the Company shall pay to VStock CST fees for such services at VStockCST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock CST for all reasonable and documented expenses incurred by VStock CST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock CST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockCST. (b) The Company agrees and acknowledges that VStock CST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock CST shall assist the Company with the transfer of records of the Company held by VStockCST. VStock CST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 4 contracts

Samples: Warrant Agency Agreement (Intelligent Bio Solutions Inc.), Warrant Agency Agreement (Intelligent Bio Solutions Inc.), Warrant Agency Agreement (Intelligent Bio Solutions Inc.)

Fees; Expenses. As consideration for the services provided by VStock Vstock (the “Services”), the Company shall pay to VStock Vstock the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock Vstock provide additional services not contemplated hereby, the Company shall pay to VStock Vstock fees for such services at VStockVstock’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock Vstock for all reasonable and documented expenses incurred by VStock Xxxxxx (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock Vstock reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockVstock. (b) The Company agrees and acknowledges that VStock Vstock may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock Vstock shall assist the Company with the transfer of records of the Company held by VStockVstock. VStock Vstock shall be entitled to reasonable additional compensation and reimbursement of any Expenses expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Warrant Certificates that are received after the termination of this Agreement (the “Record Transfer Services”)Agreement.

Appears in 3 contracts

Samples: Warrant Agency Agreement (Treasure Global Inc), Warrant Agent Agreement (Applied UV, Inc.), Warrant Agency Agreement (Tenon Medical, Inc.)

Fees; Expenses. As consideration for the services provided by VStock the Warrant Agent (the “Services”), the Company shall pay to VStock the Warrant Agent the fees set forth on Schedule 1 hereto (the "Fees"). If the Company requests that VStock the Warrant Agent provide additional services not contemplated hereby, the Company shall pay to VStock the Warrant Agent fees for such services at VStock’s the Warrant Agent's reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock the Warrant Agent for all reasonable and documented expenses incurred by VStock the Warrant Agent (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock the Warrant Agent reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockthe Warrant Agent. (b) The Company agrees and acknowledges that VStock the Warrant Agent may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock the Warrant Agent shall assist the Company with the transfer of records of the Company held by VStockthe Warrant Agent. VStock The Warrant Agent shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 3 contracts

Samples: Warrant Agency Agreement (First Wave BioPharma, Inc.), Warrant Agency Agreement (First Wave BioPharma, Inc.), Warrant Agency Agreement (Tenax Therapeutics, Inc.)

Fees; Expenses. As consideration for the services provided by VStock the Warrant Agent (the "Services"), the Company shall pay to VStock the Warrant Agent the fees set forth on Schedule 1 hereto (the "Fees"). If the Company requests that VStock the Warrant Agent provide additional services not contemplated hereby, the Company shall pay to VStock the Warrant Agent fees for such services at VStock’s the Warrant Agent's reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the "Additional Service Fee"; together with the Fees, the "Service Fees"). (a) The Company shall reimburse VStock the Warrant Agent for all reasonable and documented expenses incurred by VStock the Warrant Agent (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the "Expenses"); provided, however, that VStock the Warrant Agent reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockthe Warrant Agent. (b) The Company agrees and acknowledges that VStock the Warrant Agent may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock the Warrant Agent shall assist the Company with the transfer of records of the Company held by VStockthe Warrant Agent. VStock The Warrant Agent shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the "Record Transfer Services").

Appears in 3 contracts

Samples: Warrant Agency Agreement (Panbela Therapeutics, Inc.), Warrant Agency Agreement (Panbela Therapeutics, Inc.), Warrant Agency Agreement (Panbela Therapeutics, Inc.)

Fees; Expenses. As consideration for the services provided by VStock Continental (the “Services”), the Company shall pay to VStock Continental the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock Continental provide additional services not contemplated hereby, the Company shall pay to VStock Continental fees for such services at VStockContinental’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock Continental for all reasonable and documented expenses incurred by VStock Continental (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock Continental reserves the right to request advance payment for any reasonable and documented out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockContinental. (b) The Company agrees and acknowledges that VStock Continental may adjust the Service Fees may annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus three percent (3%). (c) Upon termination of this Agreement for any reason, VStock Continental shall assist the Company with the transfer of records of the Company held by VStockContinental as promptly as practicable. VStock Continental shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Warrant Agency Agreement (Bluejay Diagnostics, Inc.), Warrant Agency Agreement (GBS Inc.)

Fees; Expenses. As consideration for the services provided by VStock EQ (the “Services”), the Company shall pay to VStock EQ the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock provide additional services not contemplated hereby, the Company shall pay to VStock EQ fees for such services at VStockEQ’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock EQ for all reasonable and documented expenses incurred by VStock EQ (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock EQ reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockEQ. (b) The Company agrees and acknowledges that VStock EQ may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock EQ shall assist the Company with the transfer of records of the Company held by VStockAST. VStock EQ shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”)Agreement.

Appears in 2 contracts

Samples: Warrant Agency Agreement (NovaBay Pharmaceuticals, Inc.), Warrant Agency Agreement (NovaBay Pharmaceuticals, Inc.)

Fees; Expenses. As consideration for the services provided by VStock WCST (the “Services”), the Company shall pay to VStock WCST the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock WCST provide additional services not contemplated hereby, the Company shall pay to VStock WCST fees for such services at VStockWCST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock WCST for all reasonable and documented expenses incurred by VStock WCST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock WCST reserves the right to request advance payment for any reasonable and documented out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockWCST. (b) The Company agrees and acknowledges that VStock WCST may adjust the Service Fees may annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus three percent (3%). (c) Upon termination of this Agreement for any reason, VStock WCST shall assist the Company with the transfer of records of the Company held by VStockWCST as promptly as practicable. VStock WCST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Warrant Agency Agreement (Valeritas Holdings Inc.), Warrant Agency Agreement (Valeritas Holdings Inc.)

Fees; Expenses. (a) As consideration for the services provided by VStock listed on Schedule 1 (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto 2 (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock AST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockAST. (bc) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (cd) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Transfer Agency and Registrar Services Agreement (Carlyle Credit Income Fund), Transfer Agency and Registrar Services Agreement (Vertical Capital Income Fund)

Fees; Expenses. (a) As consideration for the services provided by VStock listed on Schedule 1 (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto 2 (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock AST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockAST. (bc) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus three percent (3%). (cd) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Transfer Agency and Registrar Services Agreement (Guinness Atkinson Funds), Transfer Agency and Registrar Services Agreement (AG Twin Brook BDC, Inc.)

Fees; Expenses. (a) As consideration for the services provided by VStock listed on Schedule 1 (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto 2 (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock AST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockAST. (bc) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus three percent (3%). (cd) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Share Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Transfer Agency and Registrar Services Agreement (AGTB Private BDC), Transfer Agency and Registrar Services Agreement (AGTB Private BDC)

Fees; Expenses. As consideration for the services provided by VStock (the “Services”), the Company shall pay to VStock the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock provide additional services not contemplated hereby, the Company shall pay to VStock fees for such services at VStock’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock for all reasonable and documented expenses incurred by VStock (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStock. (b) The Company agrees and acknowledges that VStock may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) . Upon termination of this Agreement for any reason, VStock shall assist the Company with the transfer of records of the Company held by VStock. VStock shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Warrant Agency Agreement (Agm Group Holdings, Inc.), Warrant Agency Agreement (JE Cleantech Holdings LTD)

Fees; Expenses. As consideration for the services provided by VStock Equiniti (the “Services”), the Company shall pay to VStock Equiniti the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock Equiniti provide additional services not contemplated hereby, the Company shall pay to VStock Equiniti fees for such services at VStockEquiniti’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties parties hereto at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock Equiniti for all reasonable and documented expenses incurred by VStock Equiniti (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock Equiniti reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStock. (b) The Company agrees and acknowledges that VStock Equiniti. Equiniti may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by up to the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus three percent (3%). Further, Equiniti may adjust the Service Fees to reflect cost increases due to (i) changes mandated by legal or regulatory requirements, or (ii) additional services requested by the Company that are not ordinarily provided by Equiniti to its customers generally without charging fees. (cb) Upon termination of this Agreement for any reason, VStock Equiniti shall assist the Company with the transfer of records of the Company held by VStockEquiniti. VStock Equiniti shall be entitled to reasonable additional compensation as may be agreed with the Company and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”)Agreement.

Appears in 2 contracts

Samples: Warrant Agreement (Great Ajax Corp.), Warrant Agreement (Great Ajax Corp.)

Fees; Expenses. (a) As consideration for the services provided by VStock listed on Schedule 1 (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto 2 (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock AST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockAST. (bc) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus three percent (3%). AST shall provide Company with sixty (60) days written notice prior to implementing any adjustment in the Service Fees. (cd) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Transfer Agency and Registrar Services Agreement (Highland Global Allocation Fund), Transfer Agency and Registrar Services Agreement (Highland Floating Rate Opportunities Fund)

Fees; Expenses. As consideration for (a) Equiniti shall, or shall cause its Affiliates (as defined below), to provide to the Company the services provided by VStock listed on Schedule 1 (the “Services”). In consideration of such Services, the Company shall pay to VStock Equiniti the fees set forth on Schedule 1 hereto 2 (the “Fees”). If the Company requests that VStock Equiniti provide additional services not contemplated hereby, the Company shall pay to VStock Equiniti fees for such services at VStockEquiniti’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock Equiniti for all reasonable and documented expenses incurred by VStock Equiniti (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock Equiniti reserves the right to request advance payment for any out-of-pocket expensesexpenses and Equiniti shall receive written approval from the Company for any out-of-pocket expenses exceeding $2,500. The Company agrees to pay all Service Fees and Expenses within thirty forty-five (3045) days following receipt of an invoice from VStockEquiniti. (bc) The Company agrees and acknowledges that VStock Equiniti may adjust the Service Fees annually, on or about each anniversary date of this Agreement, annually by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus one percent (1%). (cd) Upon termination of this Agreement for any reason, VStock Equiniti shall assist the Company with the transfer of records of the Company held by VStockEquiniti. VStock Equiniti shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Transfer Agency and Registrar Services Agreement (Senior Credit Investments, LLC), Transfer Agency and Registrar Services Agreement (Jefferies Credit Partners BDC Inc.)

Fees; Expenses. As consideration for the services provided by VStock the Warrant Agent (the “Services”), the Company shall pay to VStock the Warrant Agent the fees set forth on Schedule 1 hereto (the "Fees"). If the Company requests that VStock the Warrant Agent provide additional services not contemplated hereby, the Company shall pay to VStock the Warrant Agent fees for such services at VStock’s the Warrant Agent's reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock the Warrant Agent for all reasonable and documented expenses incurred by VStock the Warrant Agent (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock the Warrant Agent reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockthe Warrant Agent. (b) The Company agrees and acknowledges that VStock the Warrant Agent may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock the Warrant Agent shall assist the Company with the transfer of records of the Company held by VStockthe Warrant Agent. VStock The Warrant Agent shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Warrant Agency Agreement (Tenax Therapeutics, Inc.), Warrant Agency Agreement (Tenax Therapeutics, Inc.)

Fees; Expenses. As consideration for (a) Equiniti shall, or shall cause its Affiliates (as defined below), to provide to the Company the services provided by VStock listed on Schedule 1 (the “Services”). In consideration of such Services, the Company shall pay to VStock Equiniti the fees set forth on Schedule 1 hereto 2 (the “Fees”). If the Company requests that VStock Equiniti provide additional services not contemplated hereby, the Company shall pay to VStock Equiniti fees for such services at VStockEquiniti’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock Equiniti for all reasonable and documented expenses incurred by VStock Equiniti (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock Equiniti reserves the right to request advance payment for any out-of-pocket expensesexpenses and Equiniti shall receive written approval from the Company for any out-of-pocket expenses exceeding $1,000. The Company agrees to pay all Service Fees and Expenses within thirty forty-five (3045) days following receipt of an invoice from VStockEquiniti. (bc) The Company agrees and acknowledges that VStock Equiniti may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus one-half (0.5%), provided that such annual increase will be limited to no more than three percent (3%) per year. (cd) Upon termination of this Agreement for any reason, VStock Equiniti shall assist the Company with the transfer of records of the Company held by VStockEquiniti. VStock Equiniti shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Transfer Agency and Registrar Services Agreement (Senior Credit Investments, LLC), Transfer Agency and Registrar Services Agreement (Jefferies Credit Partners BDC Inc.)

Fees; Expenses. As consideration for the services provided by VStock AST (the “Services”), the Company shall pay to VStock Warrant Agent the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock Warrant Agent fees for such services at VStockWarrant Agent’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock Warrant Agent for all reasonable and documented expenses incurred by VStock Warrant Agent (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock Warrant Agent reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockWarrant Agent. (b) The Company agrees and acknowledges that VStock Warrant Agent may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock Warrant Agent shall assist the Company with the transfer of records of the Company held by VStockWarrant Agent. VStock Warrant Agent shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 2 contracts

Samples: Warrant Agency Agreement (Catheter Precision, Inc.), Warrant Agency Agreement (Calidi Biotherapeutics, Inc.)

Fees; Expenses. (a) As consideration for the services provided by VStock listed on Schedule 1 (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto 2 (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock reserves AST shall receive written approval from the right to request advance payment Company for any out-of-out of pocket expensesexpenses in excess of $1,500. The Company agrees to pay all Service Fees and Expenses within thirty forty-five (3045) days following receipt of an invoice from VStockAST. (bc) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus one half percent (0.5%), provided that such annual increase will be limited to no more than three percent (3%) per year. (cd) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”). AST will perform its services in assisting with the transfer of records in a diligent and professional manner.

Appears in 2 contracts

Samples: Transfer Agency and Registrar Services Agreement (OFS Credit Company, Inc.), Transfer Agency and Registrar Services Agreement (OFS Credit Company, Inc.)

Fees; Expenses. (a) As consideration for the services provided by VStock listed on Schedule 1 (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto 2 (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock AST for all reasonable and documented out-of-pocket expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock reserves any such Expenses shall not exceed $500 in any calendar quarter without written approval of the right to request advance payment for any out-of-pocket expensesCompany. The Company agrees to pay all Service Fees and Expenses Fund shall notify AST in writing within thirty (30) 30 calendar days following receipt of an each invoice from VStockif the Fund is disputing any amounts in good faith. The Fund shall pay such disputed amounts within 10 calendar days of the day on which the parties agree to the amount, if any, to be paid. (bc) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus one percent (1%). (cd) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Transfer Agency and Registrar Services Agreement (Apollo Senior Floating Rate Fund Inc.)

Fees; Expenses. As consideration for the services provided by VStock (the “Services”), the Company shall pay to VStock the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock provide additional services not contemplated hereby, the Company shall pay to VStock fees for such services at VStock’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock Continental for all reasonable and documented expenses incurred by VStock (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock reserves the right to request advance payment for any reasonable and documented out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStock. (b) The Company agrees and acknowledges that VStock may adjust the Service Fees may annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus three percent (3%). (c) Upon termination of this Agreement for any reason, VStock shall assist the Company with the transfer of records of the Company held by VStockVStock as promptly as practicable. VStock shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Warrant Agency Agreement (Elite Education Group International LTD)

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Fees; Expenses. (a) As consideration for the services provided by VStock listed on Schedule 1 (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto 2 (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock AST reserves the right to request advance payment for any out-of-pocket expensesexpenses and AST shall receive written approval from the Company for any out-of-pocket expenses exceeding $1,000. The Company agrees to pay all Service Fees and Expenses within thirty forty-five (3045) days following receipt of an invoice from VStockAST. (bc) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus one-half percent (0.5%), provided that such annual increase will be limited to no more than three percent (3%) per year. (cd) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Transfer Agency and Registrar Services Agreement (New Mountain Guardian III BDC, L.L.C.)

Fees; Expenses. As consideration for the services provided by VStock AST (the "Services"), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto (the "Fees"). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStock’s AST's reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the "Additional Service Fee"; together with the Fees, the "Service Fees"). (a) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the "Expenses"); provided, however, that VStock AST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockAST. (b) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Share Certificates that are received after the termination of this Agreement (the "Record Transfer Services").

Appears in 1 contract

Samples: Warrant Agency Agreement (Algernon Pharmaceuticals Inc.)

Fees; Expenses. As consideration for the services provided by VStock AST (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock AST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockAST. (b) The Company agrees and acknowledges that VStock AST may adjust the Service Fees may annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. , plus three percent (c) 3%). Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Warrant Agent Agreement (Oncolytics Biotech Inc)

Fees; Expenses. As consideration for the services provided by VStock the Warrant Agent (the “Services”), the Company shall pay to VStock the Warrant Agent the fees set forth mutually agreed upon by the parties on Schedule 1 hereto or around the date hereof (the “Fees”). If the Company requests that VStock the Warrant Agent provide additional services not contemplated hereby, the Company shall pay to VStock the Warrant Agent fees for such services at VStockthe Warrant Agent’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock the Warrant Agent for all reasonable and documented expenses incurred by VStock the Warrant Agent (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock the Warrant Agent reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockthe Warrant Agent. (b) [The Company agrees and acknowledges that VStock the Warrant Agent may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics.Statistics.][1] (c) Upon termination of this Agreement for any reason, VStock the Warrant Agent shall assist the Company with the transfer of records of the Company held by VStockthe Warrant Agent. VStock The Warrant Agent shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation preparation, delivery and delivery transfer of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”)Agreement.

Appears in 1 contract

Samples: Warrant Agency Agreement (Intrusion Inc)

Fees; Expenses. As consideration for the services provided by VStock PST (the “Services”), the Company shall pay to VStock PST the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock PST provide additional services not contemplated hereby, the Company shall pay to VStock PST fees for such services at VStockPST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock PST for all reasonable and documented expenses incurred by VStock PST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock PST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockPST. (b) The Company agrees and acknowledges that VStock PST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock PST shall assist the Company with the transfer of records of the Company held by VStockPST. VStock PST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Warrant Agency Agreement (Agora Digital Holdings, Inc.)

Fees; Expenses. As consideration for the services provided by VStock CST (the “Services”), the Company shall pay to VStock CST the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock CST provide additional services not contemplated hereby, the Company shall pay to VStock CST fees for such services at VStockCST ’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock CST for all reasonable and documented expenses incurred by VStock CST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock CST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStock.CST (b) The Company agrees and acknowledges that VStock CST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock CST shall assist the Company with the transfer of records of the Company held by VStockCST. VStock CST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Warrant Agency Agreement (Nuvve Holding Corp.)

Fees; Expenses. As consideration for the services provided by VStock the Warrant Agent (the “Services”), the Company shall pay to VStock the Warrant Agent the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock the Warrant Agent provide additional services not contemplated hereby, the Company shall pay to VStock the Warrant Agent fees for such services at VStockthe Warrant Agent’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock the Warrant Agent for all reasonable and documented expenses incurred by VStock the Warrant Agent (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock the Warrant Agent reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockthe Warrant Agent. (b) The Company agrees and acknowledges that VStock the Warrant Agent may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock the Warrant Agent shall assist the Company with the transfer of records of the Company held by VStockthe Warrant Agent. VStock The Warrant Agent shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates stock certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Warrant Agency Agreement (Holdco Nuvo Group D.G Ltd.)

Fees; Expenses. As consideration for the services provided by VStock AST (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock AST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockAST. (b) The Company agrees and acknowledges that VStock AST may adjust the Service Fees may annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus three percent (3%). (c) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Warrant Agency Agreement (Jaguar Health, Inc.)

Fees; Expenses. As consideration for the services provided by VStock (the “Services”), the Company shall pay to VStock the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock provide additional services not contemplated hereby, the Company shall pay to VStock fees for such services at VStock’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock for all reasonable and documented expenses incurred by VStock (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStock. (b) The Company agrees and acknowledges that VStock may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) . Upon termination of this Agreement for any reason, VStock shall assist the Company with the transfer of records of the Company held by VStock. VStock shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Share Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Warrant Agency Agreement (IceCure Medical Ltd.)

Fees; Expenses. (a) As consideration for the services provided by VStock listed on Schedule 1 (the “Services”), the Company shall pay to VStock AST the fees in $USD set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock AST reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockAST. (bc) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (cd) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Co Transfer Agency and Registrar Services Agreement (Dimensional ETF Trust)

Fees; Expenses. As consideration for the services provided by VStock (the “Services”), the Company shall pay to VStock the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock provide additional services not contemplated hereby, the Company shall pay to VStock fees for such services at VStock’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock for all reasonable and documented expenses incurred by VStock (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock reserves the right to request advance payment for any reasonable and documented out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStock. (b) The Company agrees and acknowledges that VStock may adjust the Service Fees may annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus three percent (3%). (c) Upon termination of this Agreement for any reason, VStock shall assist the Company with the transfer of records of the Company held by VStockVStock as promptly as practicable. VStock shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Warrant Agency Agreement (Abvc Biopharma, Inc.)

Fees; Expenses. As consideration for the services provided by VStock (the “Services”), the Company shall pay to VStock the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock provide additional services not contemplated hereby, the Company shall pay to VStock fees for such services at VStock’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock for all reasonable and documented expenses incurred by VStock (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStock. (b) The Company agrees and acknowledges that VStock may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock Vstock shall assist the Company with the transfer of records of the Company held by VStockVstock. VStock Vstock shall be entitled to reasonable additional compensation and reimbursement of any Expenses expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Warrant Certificates that are received after the termination of this Agreement (the “Record Transfer Services”)Agreement.

Appears in 1 contract

Samples: Warrant Agency Agreement (Tenon Medical, Inc.)

Fees; Expenses. As consideration for the services provided by VStock Endeavor (the “Services”), the Company shall pay to VStock Endeavor the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock Endeavor provide additional services not contemplated hereby, the Company shall pay to VStock Endeavor fees for such services at VStockEndeavor’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock Endeavor for all reasonable and documented expenses incurred by VStock Endeavor (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock Endeavor reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockEndeavor. (b) The Company agrees and acknowledges that VStock Endeavor may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock Endeavor shall assist the Company with the transfer of records of the Company held by VStockEndeavor. VStock Endeavor shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Warrant Agency Agreement (Draganfly Inc.)

Fees; Expenses. As consideration for the services provided by VStock Transhare (the “Services”), the Company shall pay to VStock Transhare the fees set forth on Schedule 1 hereto (the “Fees”). If the Company requests that VStock Transhare provide additional services not contemplated hereby, the Company shall pay to VStock Transhare fees for such services at VStockTranshare’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (a) The Company shall reimburse VStock Transhare for all reasonable and documented expenses incurred by VStock Transhare (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock Transhare reserves the right to request advance payment for any out-of-pocket expenses. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockTranshare. (b) The Company agrees and acknowledges that VStock Transhare may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics. (c) Upon termination of this Agreement for any reason, VStock Transhare shall assist the Company with the transfer of records of the Company held by VStockTranshare. VStock Transhare shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Warrant Agency Agreement (BioRestorative Therapies, Inc.)

Fees; Expenses. (a) As consideration for the services provided by VStock listed on Schedule 1 (the “Services”), the Company shall pay to VStock AST the fees set forth on Schedule 1 hereto 2 (the “Fees”). If the Company requests that VStock AST provide additional services not contemplated hereby, the Company shall pay to VStock AST fees for such services at VStockAST’s reasonable and customary rates, such fees to be governed by the terms of a separate agreement to be mutually agreed to and entered into by the Parties at such time (the “Additional Service Fee”; together with the Fees, the “Service Fees”). (ab) The Company shall reimburse VStock AST for all reasonable and documented expenses incurred by VStock AST (including, without limitation, reasonable and documented fees and disbursements of counsel) in connection with the Services (the “Expenses”); provided, however, that VStock reserves AST shall receive written approval from the right to request advance payment Company for any out-of-pocket expensesexpenses exceeding $2,500. The Company agrees to pay all Service Fees and Expenses within thirty (30) days following receipt of an invoice from VStockAST. (bc) The Company agrees and acknowledges that VStock AST may adjust the Service Fees annually, on or about each anniversary date of this Agreement, by the annual percentage of change in the latest Consumer Price Index of All Urban Consumers United States City Average, as published by the U.S. Department of Labor, Bureau of Labor Statistics, plus three percent (3%). (cd) Upon termination of this Agreement for any reason, VStock AST shall assist the Company with the transfer of records of the Company held by VStockAST. VStock AST shall be entitled to reasonable additional compensation and reimbursement of any Expenses for the preparation and delivery of such records to the successor agent or to the Company, and for maintaining records and/or Stock Certificates that are received after the termination of this Agreement (the “Record Transfer Services”).

Appears in 1 contract

Samples: Transfer Agency and Registrar Services Agreement (Runway Growth Credit Fund Inc.)

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