Common use of Filing of Amendments and Exchange Act Documents Clause in Contracts

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund will give the Representative notice of its intention to file or prepare any amendment to the Registration Statement or any amendment, supplement or revision to either any Preliminary Prospectus (including any prospectus included in the Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative or counsel for the Underwriters shall reasonably object. The Fund has given the Representative notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, file or use any such document to which the Representative or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 9 contracts

Samples: Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.)

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Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund The Company will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement or new registration statement relating to the Securities or any amendment, supplement or revision to either any Preliminary Prospectus preliminary prospectus (including any prospectus included in the Registration Statement as initially filed or any amendment thereto at the time it became effective) or to the Prospectus, whether pursuant to the 1933 Act, the 1934 Act or otherwise, and the Company will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not (except as required by applicable law) file or use any such documents document to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund Company has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 24 hours prior to the Applicable Time; the Fund Company will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless not (except as required by applicable law, ) file or use any such document to which the Representative Representatives or counsel for the Underwriters shall reasonably object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 8 contracts

Samples: Purchase Agreement (Nv Energy, Inc.), Purchase Agreement (Nv Energy, Inc.), Purchase Agreement (Nv Energy, Inc.)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund will give the Representative notice of its intention to file or prepare any amendment to the Registration Statement or any amendment, supplement or revision to either any Preliminary Prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative or counsel for the Underwriters shall reasonably object. The Fund has given the Representative notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, file or use any such document to which the Representative or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 8 contracts

Samples: Underwriting Agreement (Gabelli Multimedia Trust Inc.), Underwriting Agreement (Gabelli Equity Trust Inc), Underwriting Agreement (Highland Income Fund\ma)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund The Company will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement (including any filing under Rule 462(b)) or new registration statement relating to the Securities or any amendment, supplement or revision to either any Preliminary Prospectus preliminary prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, whether pursuant to the 1933 Act, the 1934 Act or otherwise, and the Company will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund Company has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Timeexecution of this Agreement; the Fund Company will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time execution of this Agreement to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall reasonably object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 7 contracts

Samples: Underwriting Agreement (Safe Bulkers, Inc.), Underwriting Agreement (Safe Bulkers, Inc.), Underwriting Agreement (Safe Bulkers, Inc.)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund The Company will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement, the ADS Registration Statement or the 1934 Act Registration Statement (including any filing under Rule 462(b) of the 1933 Act Regulations) or any amendment, supplement or revision to either any Preliminary Prospectus (including any the prospectus included in the Registration Statement, the ADS Registration Statement or any amendment thereto and the 1934 Act Registration Statement at the time it became effective) effective or to the Prospectus, and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund Company has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or rules and regulations of the Commission under the 1934 Act Regulations within 48 hours prior to the Applicable Time; and the Fund Company will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing filing, as the case may be, and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 7 contracts

Samples: Underwriting Agreement (iKang Healthcare Group, Inc.), Underwriting Agreement (Nobao Renewable Energy Holdings LTD), Underwriting Agreement (Le Gaga Holdings LTD)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund The Company will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement or new registration statement relating to the Securities or any amendment, supplement or revision to either any Preliminary Prospectus preliminary prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, whether pursuant to the 1933 Act, the 1934 Act or otherwise, and the Company will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund Company has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund Company will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 3 contracts

Samples: Purchase Agreement (Allos Therapeutics Inc), Purchase Agreement (Theravance Inc), Underwriting Agreement (Celgene Corp /De/)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund The Company will give the Representative notice of its intention to file or prepare any amendment to the Registration Statement or new registration statement relating to the Securities or any amendment, supplement or revision to either any Preliminary Prospectus preliminary prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, whether pursuant to the 1933 Act, the 1934 Act or otherwise, and the Company will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative or counsel for the Underwriters shall reasonably object. The Fund Company has given the Representative notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund Company will give the Representative notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, not file or use any such document to which the Representative or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 3 contracts

Samples: Purchase Agreement (Allos Therapeutics Inc), Purchase Agreement (Alaska Air Group Inc), Purchase Agreement (Allos Therapeutics Inc)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund The Company will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement (or new registration statement relating to the Securities or any amendment, supplement or revision to either any Preliminary Prospectus preliminary prospectus (including any the prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, whether pursuant to the 1933 Act, the 1934 Act or otherwise, and the Company will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative Representatives or counsel for the Underwriters shall reasonably objectobject by written notice (which may be delivered by electronic mail) of the Representatives to the Company. The Fund Company has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund Company will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing filing, as the case may be, and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required reasonably object by Rule 8b-16 written notice (which may be delivered by electronic mail) of the 1940 Act which is filed with Representatives to the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completedCompany.

Appears in 3 contracts

Samples: Underwriting Agreement (Government Properties Income Trust), Underwriting Agreement (Government Properties Income Trust), Underwriting Agreement (Government Properties Income Trust)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the The Fund will give the Representative notice of its intention to file or prepare any amendment to the Registration Statement (including any filing under Rule 462(b)) or any amendment, supplement or revision to either any Preliminary Prospectus (including any the prospectus included in the Registration Statement or any amendment thereto at the time it became effective) effective or to the Prospectus, and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative or counsel for the Underwriters shall reasonably object. The Fund has given the Representative notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, not file or use any such document to which the Representative or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 2 contracts

Samples: Underwriting Agreement (Tortoise Energy Capital Corp), Underwriting Agreement (Tortoise Energy Capital Corp)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund MUFG will give the Representative Representatives notice of its their intention to file or prepare any amendment to the Registration Statement or ADR Registration Statement or new registration statement relating to the U.S. Shares or any amendment, supplement or revision to either any Preliminary Prospectus preliminary prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, whether pursuant to the 1933 Act, the 1934 Act or otherwise, and MUFG will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to document which is promptly disapproved by the Representative Representatives or counsel for the Underwriters shall reasonably objecton a reasonable basis. The Fund MUFG has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund MUFG will give the Representative Representatives notice of its their intention to make any such filing from the Applicable Time to the Closing Time of Payment and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing filing, as the case may be, and will not, unless required by law, not file or use any such document to which is promptly disapproved by the Representative Representatives or counsel for the Underwriters shall object; provided, however on a reasonable basis except for any document that this covenant shall not apply in the written opinion of counsel to any post-effective amendment MUFG is required to be filed by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed1934 Act.

Appears in 2 contracts

Samples: Underwriting Agreement, u.s. Underwriting Agreement (Mitsubishi Ufj Financial Group Inc)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund will give the Representative notice of its intention to file or prepare any amendment to the Registration Statement or any amendment, supplement or 20 revision to either any Preliminary Prospectus (including any prospectus included in the Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative or counsel for the Underwriters shall reasonably object. The Fund has given the Representative notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, file or use any such document to which the Representative or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 2 contracts

Samples: Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund The Company will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement or new registration statement relating to the Securities or any amendment, supplement or revision to either any Preliminary Prospectus preliminary prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, whether pursuant to the 1933 Act, the 1934 Act or otherwise, and the Company will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative Representatives or counsel for the Underwriters shall reasonably objectobject (unless such document is required to be filed within such period pursuant to the 1934 Act or 1934 Act Regulations). The Fund Company has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund Company will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply object unless such document is required to any post-effective amendment required by Rule 8b-16 of be filed within such period pursuant to the 1940 1934 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed1934 Act Regulations.

Appears in 2 contracts

Samples: Purchase Agreement (Sunstone Hotel Investors, Inc.), Purchase Agreement (Sunstone Hotel Investors, Inc.)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the The Fund will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement (including any filing under Rule 462(b)) or any amendment, supplement or revision to either any Preliminary Prospectus (including any the prospectus included in the Registration Statement or any amendment thereto at the time it became effective) effective or to the Prospectus, and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the rules and regulations of the Commission under the 1934 Act Regulations (the “1934 ACT REGULATIONS”) within 48 hours prior to the Applicable Time; the Fund will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing filing, or as the case may be, and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-post- effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 2 contracts

Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Infrastructure Corp)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund The Company will give the Representative notice of its intention to file or prepare any amendment to the Registration Statement or any amendment, supplement or revision to either any Preliminary Prospectus preliminary prospectus (including any the prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, whether pursuant to the 1933 Act, the 1934 Act or otherwise, and the Company will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative or counsel for the Underwriters shall reasonably objectobject by written notice (which may be delivered by electronic mail) of the Representative to the Company. The Fund Company has given the Representative notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund Company will give the Representative notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing filing, as the case may be, and will not, unless required by law, not file or use any such document to which the Representative or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required reasonably object by Rule 8b-16 written notice (which may be delivered by electronic mail) of the 1940 Act which is filed with Representative to the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completedCompany.

Appears in 2 contracts

Samples: Underwriting Agreement (Select Income REIT), Underwriting Agreement (Select Income REIT)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the The Fund will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement (including any filing under Rule 462(b)) or any amendment, supplement or revision to either any Preliminary Prospectus (including any the prospectus included in the Registration Statement or any amendment thereto at the time it became effective) effective or to the Prospectus, and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 2 contracts

Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Infrastructure Corp)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the The Fund will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement (including any filing under Rule 462(b)) or any amendment, supplement or revision to either any Preliminary Prospectus (including any the prospectus included in the Registration Statement or any amendment thereto at the time it became effective) effective or to the Prospectus, and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the rules and regulations of the Commission under the 1934 Act Regulations (the "1934 ACT REGULATIONS") within 48 hours prior to the Applicable Time; the Fund will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing filing, or as the case may be, and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Underwriting Agreement (Tortoise Energy Capital Corp)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement or any amendment, supplement or revision to either any Preliminary Prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Underwriting Agreement (Gabelli Equity Trust Inc)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement or any amendment, supplement or revision to either any Preliminary Prospectus (including any prospectus included in the Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Underwriting Agreement (Gabelli Dividend & Income Trust)

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Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement or any amendment, supplement or revision to either any Preliminary Prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Underwriting Agreement (Gabelli Multimedia Trust Inc.)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund will give the Representative notice of its intention to file or prepare any amendment to the Registration Statement or any amendment, supplement or revision to either any Preliminary Prospectus (including any prospectus included in the Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative or counsel for the Underwriters shall reasonably object. The Fund has given the Representative notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, file or use any such document to which the Representative or counsel for the Underwriters shall 33461370v11 object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Underwriting Agreement (Priority Income Fund, Inc.)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the The Fund will give the Representative notice of its intention to file or prepare any amendment to the Registration Statement (including any filing under Rule 462(b) of the Rules and Regulations (“Rule 462(b) Registration Statement”)) or any amendment, supplement or revision to either any Preliminary Prospectus preliminary prospectus (including any prospectus included in the Registration Statement Basic Prospectus or any amendment thereto at the time it became effective) or to the Prospectus, and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative or counsel for the Underwriters shall reasonably object. The Fund has given the Representative notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, not file or use any such document to which the Representative or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Underwriting Agreement (Gabelli Healthcare & WellnessRx Trust)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the The Fund will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement (including any filing under Rule 462(d)) or any amendment, supplement or revision to either any Preliminary Prospectus (including any the prospectus included in the Registration Statement or any amendment thereto at the time it became effective) effective or to the Prospectus, and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effectUntil the distribution of the Securities by the Underwriters is complete, the Fund Company will give the Representative Underwriters notice of its intention to file or prepare any amendment to the Registration Statement (including any filing under Rule 462(b)) or any amendment, supplement or revision to either any Preliminary Prospectus (including any the base prospectus included in the Registration Statement or any amendment thereto at the time it became effective) effective or to the Prospectus, and will furnish the Representative Underwriters with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative Underwriters or counsel for the Underwriters shall reasonably object. The Fund Company has given the Representative Underwriters notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Timeexecution of this Agreement; the Fund Company will give the Representative Underwriters notice of its intention to make any such filing from the Applicable Time execution of this Agreement to the Closing Time and will furnish the Representative Underwriters with copies of any such documents a reasonable amount of time prior to such proposed filing filing, as the case may be, and will not, unless required by law, not file or use any such document to which any of the Representative Underwriters or counsel for the Underwriters shall reasonably object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Purchase Agreement (PennyMac Mortgage Investment Trust)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the The Fund will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement (including any filing under Rule 462(b)) or any amendment, supplement or revision to either any Preliminary Prospectus (including any the prospectus included in the Registration Statement or any amendment thereto at the time it became effective) effective or to the Prospectus, and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the rules and regulations of the Commission under the 1934 Act Regulations (the “1934 ACT REGULATIONS”) within 48 hours prior to the Applicable Time; the Fund will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing filing, or as the case may be, and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the The Fund will give the Representative notice of its intention to file or prepare any amendment to the Registration Statement or any amendment, supplement or revision to either any Preliminary Prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, and whether pursuant to the 1933 Act or otherwise, or will furnish the Representative with copies of any such documents within a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative or counsel for the Underwriters shall reasonably object. The Fund has given the Representative notice of any filings made pursuant to the 1934 Act or the 1934 Act Rules and Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative notice of its intention to make any such filing from the Applicable Time to the Closing Time Date and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, file or use any such document to which the Representative or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares Securities is completed.

Appears in 1 contract

Samples: Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)

Filing of Amendments and Exchange Act Documents. So long as Until the end of the period during which a Prospectus is required to be delivered under the 1933 Act in connection with the offering of the Securities is contemplated by this Agreement remains in effectAgreement, the Fund Company will give the Representative notice of its intention to file or prepare any amendment to the Registration Statement or new registration statement relating to the Securities or any amendment, supplement or revision to either any Preliminary Prospectus preliminary prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, whether pursuant to the 1933 Act, the 1934 Act or otherwise, and the Company will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative or counsel for the Underwriters shall reasonably object. This section (b) shall not apply to filings or periodic or current reports pursuant to the 1934 Act. The Fund Company has given the Representative notice of any filings made pursuant to the 1934 Act or the 1934 Act Regulations within 48 hours prior to the Applicable Time; the Fund Company will give the Representative notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative with copies of any such documents a reasonable amount of time prior to such proposed filing filing, as the case may be, and will not, unless required by law, not file or use any such document to which the Representative or counsel for the Underwriters shall reasonably object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Purchase Agreement (Vertex Pharmaceuticals Inc / Ma)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the The Fund will give the Representative Underwriter notice of its intention to file or prepare any amendment to the Registration Statement relating to the offering of Shares (including any filing under Rule 462(b)) or any amendment, supplement or revision to either any Preliminary Prospectus (including any the prospectus included in the Registration Statement or any amendment thereto at the time it became effective) effective or to the Prospectus, and will furnish the Representative Underwriter with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents to which the Representative Underwriter or counsel for the Underwriters Underwriter shall reasonably object. The Fund has given the Representative Underwriter notice of any filings made pursuant to the 1934 Act or the rules and regulations of the Commission under the 1934 Act Regulations (the “1934 ACT REGULATIONS”) within 48 hours prior to the Applicable Time; the Fund will give the Representative Underwriter notice of its intention to make any such filing from the Applicable Time to the Closing Time and will furnish the Representative Underwriter with copies of any such documents a reasonable amount of time prior to such proposed filing filing, or as the case may be, and will not, unless required by law, not file or use any such document to which the Representative Underwriter or counsel for the Underwriters Underwriter shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completed.

Appears in 1 contract

Samples: Purchase Agreement (Tortoise Energy Infrastructure Corp)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the The Fund will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement or any amendment, supplement or revision to either any Preliminary Prospectus (including any prospectus included in the Original Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, and whether pursuant to the 1933 Act or otherwise, or will furnish the Representative Representatives with copies of any such documents within a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund has given the Representative Representatives notice of any filings made pursuant to the 1934 Act or the 1934 Act Rules and Regulations within 48 hours prior to the Applicable Time; the Fund will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time to the Closing Time Date and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is filed with the Commission after the later of (x) one year from the date of this Agreement or (y) the date on which the distribution of the Shares Securities is completed.

Appears in 1 contract

Samples: Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)

Filing of Amendments and Exchange Act Documents. So long as this Agreement remains in effect, the Fund The Company will give the Representative Representatives notice of its intention to file or prepare any amendment to the Registration Statement (including any filing under Rule 462(b)) or any amendment, supplement or revision to either any Preliminary the Basic Prospectus (including any prospectus included in the Registration Statement or any amendment thereto at the time it became effective) or to the Prospectus, and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing or use, as the case may be, and will not file or use any such documents document to which the Representative Representatives or counsel for the Underwriters shall reasonably object. The Fund Company has given the Representative Representatives notice of any filings made pursuant to the 1934 Exchange Act or the 1934 Exchange Act Regulations within 48 hours prior to the Applicable TimeTime of Sale; the Fund Company will give the Representative Representatives notice of its intention to make any such filing from the Applicable Time of Sale to the Closing Time and will furnish the Representative Representatives with copies of any such documents a reasonable amount of time prior to such proposed filing and will not, unless required by law, not file or use any such document to which the Representative Representatives or counsel for the Underwriters shall object; provided, however that this covenant shall not apply . The Company will file all material required to any post-effective amendment required by Rule 8b-16 of the 1940 Act which is be filed with the Commission after the later of (xpursuant to Rule 433(d) one year from the date of this Agreement or (y) the date on which the distribution of the Shares is completedSecurities Act Regulations. For the purposes of clarity, nothing in this Section 3(a)(ii) shall restrict the Company from making any filings required under the Exchange Act or the Exchange Act Regulations.

Appears in 1 contract

Samples: Underwriting Agreement (Hudson Valley Holding Corp)

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