Filing of Prospectus. The Prospectus shall have been filed with the Commission in accordance with the Rules and Regulations and Section 5(a) hereof.
Appears in 24 contracts
Samples: Underwriting Agreement (Adcare Health Systems, Inc), Underwriting Agreement (Adcare Health Systems, Inc), Underwriting Agreement (Miller Energy Resources, Inc.)
Filing of Prospectus. The Prospectus shall have been filed with the Commission in accordance with the Rules and Regulations and Section 5(a3(a) hereof.
Appears in 4 contracts
Samples: Underwriting Agreement (Biotime Inc), Underwriting Agreement (Asterias Biotherapeutics, Inc.), Underwriting Agreement (Yuma Energy, Inc.)
Filing of Prospectus. The Prospectus shall have been filed with the Commission in accordance with the Rules and Regulations Securities Act and Section 5(a) hereof.
Appears in 4 contracts
Samples: Underwriting Agreement (GWG Life, LLC), Underwriting Agreement (GWG Life, LLC), Underwriting Agreement (GWG Holdings, Inc.)
Filing of Prospectus. The Prospectus shall have been filed with the Commission in accordance with the Rules and Regulations and Section 5(a6(a) hereof.
Appears in 1 contract
Samples: Underwriting Agreement (Magnum Hunter Resources Corp)
Filing of Prospectus. The Prospectus shall have been filed with the Commission in accordance with the Rules and Securities Act Regulations and Section 5(a5(c) hereofof this Agreement.
Appears in 1 contract
Filing of Prospectus. The Prospectus shall have been filed with the Commission in accordance with the Rules and Regulations and Section 5(a4(a) hereof.
Appears in 1 contract
Samples: Underwriting Agreement (Anworth Mortgage Asset Corp)
Filing of Prospectus. (i) The Final Prospectus shall have been filed with the Commission in accordance with the Rules and Regulations and Section 5(a) hereof.
Appears in 1 contract
Samples: Fiserv Inc
