Common use of Filters Clause in Contracts

Filters. Openmarkets may impose Filters to restrict the placement of any Orders or the execution of any trades through the DMA Service, including (without limitation) Filters whose object is to: a. prevent a breach of the provisions set out in this paragraph 5; b. prevent Orders being registered with a Trading Platform where the price at which the Order is submitted through the DMA Service is too far from the prevailing market price for the relevant security or financial product; c. ensure that the DMA Service does not interfere with the efficiency and integrity of the market conducted by a Securities Exchange; d. ensure that the DMA Service does not interfere with the proper functioning of any Trading Platform; or e. facilitate compliance with, and prevent breaches of, the Applicable Regulations. Openmarkets has, and accepts, no responsibility or liability to the Client or any

Filters. Openmarkets OpenMarkets may impose Filters to restrict the placement of any Orders or the execution of any trades through the DMA Service, including (without limitation) Filters whose object is to: a. prevent a breach of the provisions set out in this paragraph 5; b. prevent Orders being registered with a Trading Platform where the price at which the Order is submitted through the DMA Service is too far from the prevailing market price for the relevant security or financial product; c. ensure that the DMA Service does not interfere with the efficiency and integrity of the market conducted by a Securities Exchange; d. ensure that the DMA Service does not interfere with the proper functioning of any Trading Platform; or or e. facilitate compliance with, and prevent breaches of, the Applicable Regulations. Openmarkets OpenMarkets has, and accepts, no responsibility or liability to the Client or anyany person claiming through the Client for failing to submit such Orders to a Trading Platform.

Filters. Openmarkets OpenMarkets may impose Filters to restrict the placement of any Orders or the execution of any trades through the DMA Service, including (without limitation) Filters whose object is to: a. (a) prevent a breach of the provisions set out in this paragraph 50; b. (b) prevent Orders being registered with a Trading Platform where the price at which the Order is submitted through the DMA Service is too far from the prevailing market price for the relevant security or financial productTraded Product; c. (c) ensure that the DMA Service does not interfere with the efficiency and integrity of the market conducted by a Securities Relevant Exchange; d. (d) ensure that the DMA Service does not interfere with the proper functioning of any Trading Platform; or e. (e) facilitate compliance with, and prevent breaches of, the Applicable Regulations. Openmarkets OpenMarkets has, and accepts, no responsibility or liability to the Licensee, a Client or anyany person claiming through the Licensee or a Client for failing to submit such Orders to a Trading Platform.

Filters. Openmarkets may impose Filters to restrict the placement of any Orders or the execution of any trades through the DMA Service, including (without limitation) Filters whose object is to: a. (a) prevent a breach of the provisions set out in this paragraph 5; b. (b) prevent Orders being registered with a Trading Platform where the price at which the Order is submitted through the DMA Service is too far from the prevailing market price for the relevant security or financial product; c. (c) ensure that the DMA Service does not interfere with the efficiency and integrity of the market conducted by a Securities Exchange; d. (d) ensure that the DMA Service does not interfere with the proper functioning of any Trading Platform; or e. (e) facilitate compliance with, and prevent breaches of, the Applicable Regulationsapplicable regulations. Openmarkets has, and accepts, no responsibility or liability to the Client or anyany person claiming through the Client for failing to submit such Orders to a Trading Platform.