Common use of Financial Advisors and Brokers Clause in Contracts

Financial Advisors and Brokers. No Person has acted directly or indirectly as a broker, finder or financial advisor of the Investor in connection with the Transaction Documents or the transactions contemplated thereby, and no Person acting for or on behalf of the Investor is entitled to receive any broker’s, finder’s or similar fee or commission in respect thereof based in any way on any agreement, arrangement or understanding made by or on behalf of the Investor.

Appears in 6 contracts

Samples: Investment Agreement (Savitr Capital, LLC), Investment Agreement (Molecular Insight Pharmaceuticals, Inc.), Investment Agreement (Frontier Airlines Holdings, Inc.)

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Financial Advisors and Brokers. No Person has acted directly or indirectly as a broker, finder or financial advisor of the Investor in connection with the Transaction Documents Agreements or the transactions contemplated thereby, and no Person acting for or on behalf of the Investor is entitled to receive any broker’s's, finder’s 's or similar fee or commission in respect thereof based in any way on any agreement, arrangement or understanding made by or on behalf of the InvestorInvestor or any of its directors, officers or employees.

Appears in 5 contracts

Samples: Investment Agreement (Magellan Health Services Inc), Investment Agreement (TPG Advisors Ii Inc), Investment Agreement (On Semiconductor Corp)

Financial Advisors and Brokers. No Except for Xxxxxxx Xxxxx & Co., no Person has acted directly or indirectly as a broker, finder or financial advisor of the Investor in connection with the Transaction Documents Agreements or the transactions contemplated hereby or thereby, and no Person acting for or on behalf of the Investor is entitled to receive any broker’s's, finder’s 's or similar fee or commission in respect thereof based in any way on any agreement, arrangement or understanding made by or on behalf of the Investor.Investor or any of its directors, officers or employees. Section 3.5

Appears in 1 contract

Samples: Employment Agreement (Brera Capital Partners Lp)

Financial Advisors and Brokers. No Person has acted acted, directly or indirectly indirectly, as a broker, finder or financial advisor of the Investor Ventures in connection with the Transaction Documents this Agreement or the transactions contemplated thereby, and no Person acting for or on behalf of the Investor is entitled to receive any broker’s, finder’s or similar fee or commission in respect thereof based in any way on any agreement, arrangement or understanding made by or on behalf of the InvestorVentures or any of its directors, officers, members or employees.

Appears in 1 contract

Samples: LLC Interest Purchase Agreement (Coinstar Inc)

Financial Advisors and Brokers. No Other than Affiliates of the Investor, no Person has acted directly or indirectly as a broker, finder or financial advisor of the Investor in connection with the Transaction Documents or the transactions contemplated thereby, and and, other than fees that may be payable to Affiliates of the Investor by the Investor, no Person acting for or on behalf of the Investor is entitled to receive any broker’s, finder’s or similar fee or commission in respect thereof based in any way on any agreement, arrangement or understanding made by or on behalf of the Investor.

Appears in 1 contract

Samples: Investment Agreement (Us Airways Group Inc)

Financial Advisors and Brokers. No Except for Xxxxxxx Xxxxx Xxxxxx Inc., no Person has acted directly or indirectly as a broker, finder or financial advisor of the Investor in connection with this Agreement, the Transaction Investor Documents or the transactions contemplated thereby, and no Person acting for or on behalf of the Investor is entitled to receive any broker’s's, finder’s 's or similar fee or commission in respect thereof based in any way on any agreement, arrangement or understanding made by or on behalf of the InvestorInvestor or any of its directors, officers or employees.

Appears in 1 contract

Samples: Restructuring Agreement (Memc Electronic Materials Inc)

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Financial Advisors and Brokers. No Except for Xxxxxxxx Xxxxx Xxxxxx & Xxxxx, no Person has acted directly or indirectly as a broker, finder or financial advisor of the Investor in connection with the Transaction Documents or the transactions contemplated thereby, and no Person acting for or on behalf of the Investor is entitled to receive any broker’s's, finder’s 's or similar fee or commission in respect thereof based in any way on any agreement, arrangement or understanding made by or on behalf of the Investor.

Appears in 1 contract

Samples: Investment Agreement (Us Airways Group Inc)

Financial Advisors and Brokers. No Other than Affiliates of the Investor, no Person has acted directly or indirectly as a broker, finder or financial advisor of the Investor in connection with the Transaction Documents or the transactions contemplated thereby, and and, other than fees that may be payable to Affiliates of the Investor by the Investor, no Person acting for or on behalf of the Investor is entitled to receive any broker’s's, finder’s 's or similar fee or commission in respect thereof based in any way on any agreement, arrangement or understanding made by or on behalf of the Investor.

Appears in 1 contract

Samples: Investment Agreement (Us Airways Group Inc)

Financial Advisors and Brokers. No Person has acted directly or indirectly as a broker, finder or financial advisor of the Investor in connection with the Transaction Documents or the transactions contemplated thereby, and no Person acting for or on behalf of the Investor is entitled to receive any broker’sbroker s, finder’s finder s or similar fee or commission in respect thereof based in any way on any agreement, arrangement or understanding made by or on behalf of the Investor.

Appears in 1 contract

Samples: Investment Agreement

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