Common use of Financial Advisory Agreement Clause in Contracts

Financial Advisory Agreement. On the Closing Date, the Company shall execute a Financial Advisory Agreement with you for services, which shall include without limitation (i) advising the Company in connection with possible acquisitions (ii) facilitating shareholder communications and relations, including the preparation of the Company's annual report and (iii) advising and assisting the Company with long-term financial planning, corporate reorganization, expansion and capital structure and other financial matters. Such agreement shall have a term of two years and provide for compensation of $2,000 per month which amount shall be prepaid in full on the Closing Date. The Financial Advisory Agreement shall further provide that during the term of such agreement, in the event that you (i) introduce, negotiate or arrange on the Company's behalf a non-public equity financing or (ii) arrange on the Company's behalf a non-public debt financing or (iii) arrange for the purchase or sale of assets, or for a merger acquisition or joint venture for the Company, then the Company will compensate you (based on the Transaction Value, as defined below) for such services in an amount equal to: 5% on the first $1,000,000 of the Transaction Value; 4% on the amount from $1,000,001 to $2,000,000; 3% on the amount from $2,000,001 to $3,000,000; 2% on the amount from $3,000,001 to $4,000,000; 1% on the amount from $4,000,001 to $5,000,000; 1% on the amount in excess of $5,000,000.

Appears in 6 contracts

Samples: Underwriting Agreement (Karts International Inc), Underwriting Agreement (Karts International Inc), Underwriting Agreement (Rosedale Decorative Products LTD)

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Financial Advisory Agreement. On the Closing Date, the Company shall execute a Financial Advisory Agreement with you for services, which shall include without limitation (i) advising the Company in connection with possible acquisitions (ii) facilitating shareholder communications and relations, including the preparation of the Company's annual report and (iii) advising and assisting the Company with long-term financial planning, corporate reorganization, expansion and capital structure and other financial matters. Such agreement shall have a term of two years and provide for compensation of $2,000 per month which amount shall be prepaid in full on the Closing Date. The Financial Advisory Agreement shall further provide that during the term of such agreement, in the event that you (i) introduce, negotiate or arrange on the Company's behalf a non-public equity financing or (ii) arrange on the Company's behalf a non-public debt financing or (iii) arrange for the purchase or sale of assets, or for a merger acquisition or joint venture for the Company, ,then the Company will compensate you (based on the Transaction Value, as defined below) for such services in an amount equal to: 56% on the first $1,000,000 5,000,000 of the Transaction Value; 5% on the amount from $5,000,001 to $6,000,000; 4% on the amount from $1,000,001 6,000,001 to $2,000,0007,000,000; 3% on the amount from $2,000,001 7,000,001 to $3,000,0008,000,000; 2% on the amount from $3,000,001 8,000,001 to $4,000,000; 1% on the amount from $4,000,001 to $5,000,0009,000,000; 1% on the amount in excess of $5,000,0009,000,000.

Appears in 1 contract

Samples: Underwriting Agreement (Advanced Electronic Support Products Inc)

Financial Advisory Agreement. On the Closing Date, the Company shall execute a Financial Advisory Agreement with you for services, which shall include without limitation (i) advising the Company in connection with possible acquisitions (ii) facilitating shareholder communications and relations, including the preparation of the Company's annual report and (iii) advising and assisting the Company with long-term financial planning, corporate reorganization, expansion and capital structure and other financial matters. Such agreement shall have a term of two years and provide for compensation of $2,000 per month which amount shall be prepaid in full on the Closing Date. The Financial Advisory Agreement shall further provide that during the term of such agreement, in the event that you the Representative (i) introduceintroduces, negotiate negotiates or arrange arranges on the Company's behalf a non-public equity financing or (ii) arrange arranges on the Company's behalf a non-public debt financing or (iii) arrange arranges for the purchase or sale of assets, or for a merger acquisition or joint venture for the Company, then the Company will compensate you (based on the Transaction Value, as defined below) for such services in an amount equal to: 5% on the first $1,000,000 of the Transaction Value; 4% on the amount from $1,000,001 to $2,000,000; 3% on the amount from $2,000,001 to $3,000,000; 2% on the amount from $3,000,001 to $4,000,000; 1% on the amount from $4,000,001 to $5,000,000; 1% on the amount in excess of $5,000,000.

Appears in 1 contract

Samples: Underwriting Agreement (Karts International Inc)

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Financial Advisory Agreement. On the Closing Date, the Company shall execute a Financial Advisory Agreement with you for services, which shall include without limitation (i) advising the Company in connection with possible acquisitions (ii) facilitating shareholder communications and relations, including the preparation of the Company's annual report and (iii) advising and assisting the Company with long-term financial planning, corporate reorganization, expansion and capital structure and other financial matters. Such agreement shall have a term of two __________ years and provide for compensation of $2,000 ______________ per month which amount shall be prepaid in full on the Closing Date. The Financial Advisory Agreement shall further provide that during the term of such agreement, in the event that you (i) introduce, negotiate or arrange on the Company's behalf a non-public equity financing or (ii) arrange on the Company's behalf a non-public debt financing or (iii) arrange for the purchase or sale of assets, or for a merger acquisition or joint venture for the Company, then the Company will compensate you (based on the Transaction Value, as defined below) for such services in an amount equal to: 5% on the first $1,000,000 of the Transaction Value; 4% on the amount from $1,000,001 to $2,000,000; 3% on the amount from $2,000,001 to $3,000,000; 2% on the amount from $3,000,001 to $4,000,000; 1% on the amount from $4,000,001 to $5,000,000; 1% on the amount in excess of $5,000,000.

Appears in 1 contract

Samples: Underwriting Agreement (Outlook Sports Technology Inc)

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