Common use of Financial Advisory and Intermediary Services Act Clause in Contracts

Financial Advisory and Intermediary Services Act. This Act controls the activities of anybody who gives advice or provides intermediary services to investors about certain financial products. It requires that such persons be licensed and that professional behavior be controlled through codes of conduct.

Financial Advisory and Intermediary Services Act. This Act act controls the activities of anybody who gives advice or provides an intermediary services service to investors about certain on financial products. It requires that such persons be licensed and that professional behavior be controlled through codes of conduct.

Financial Advisory and Intermediary Services Act. This Act controls the activities of anybody who gives advice or provides intermediary services to investors about certain financial products. It requires that such persons be licensed and that professional behavior behaviour be controlled through codes of conduct.