Financial Advisory and Intermediary Services Act. This Act controls the activities of anybody who gives advice or provides intermediary services to investors about certain financial products. It requires that such persons be licensed and that professional behavior be controlled through codes of conduct.
Appears in 6 contracts
Samples: Investment Agreement, Investment Agreement, Investment Agreement
Financial Advisory and Intermediary Services Act. This Act act controls the activities of anybody who gives advice or provides an intermediary services service to investors about certain on financial products. It requires that such persons be licensed and that professional behavior be controlled through codes of conduct.
Appears in 4 contracts
Samples: Investment Agreement, Collective Investment Scheme Agreement, Collective Investment Schemes Information Document
Financial Advisory and Intermediary Services Act. This Act controls the activities of anybody who gives advice or provides intermediary services to investors about certain financial products. It requires that such persons be licensed and that professional behavior behaviour be controlled through codes of conduct.
Appears in 3 contracts
Samples: Investment Agreement, Investment Agreement, Investment Agreement
