Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 71 contracts
Samples: Equity Financing Agreement (Avant Technologies Inc.), Amended Equity Financing Agreement (DarkPulse, Inc.), Second Amended Equity Financing Agreement (DarkPulse, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 52 contracts
Samples: Equity Financing Agreement (Liberty Star Uranium & Metals Corp.), Equity Financing Agreement (Yuenglings Ice Cream Corp), Equity Financing Agreement (Yuenglings Ice Cream Corp)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-KKSB, its Quarterly Reports on Form 10-QQSB, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 40 contracts
Samples: Investment Agreement (PROTECT PHARMACEUTICAL Corp), Investment Agreement (Pgi Energy Fund I Series-2010,inc), Investment Agreement (Pgi Energy Fund I Series-2010,inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 25 contracts
Samples: Investment Agreement (Gei Global Energy Corp.), Investment Agreement (Gei Global Energy Corp.), Investment Agreement (Orgenesis Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via the SEC’s XXXXX website or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 24 contracts
Samples: Investment Agreement (Phi Group Inc), Investment Agreement (Energie Holdings, Inc.), Registration Rights Agreement (VG Life Sciences, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via the SEC’s XXXXX website or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 13 contracts
Samples: Investment Agreement (Platinum Studios, Inc.), Investment Agreement (Coates International LTD \De\), Investment Agreement (Platinum Studios, Inc.)
Financial Information. During the Open Registration Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-KKSB, its Quarterly Reports on Form 10-QQSB, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 12 contracts
Samples: Investment Agreement (Blackhawk Fund), Investment Agreement (Turbine Truck Engines Inc), Investment Agreement (MediaG3, Inc)
Financial Information. During the Open Commitment Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 12 contracts
Samples: Closing Agreement (Asset Entities Inc.), Common Stock Purchase Agreement (U.S. Lighting Group, Inc.), Closing Agreement (Asset Entities Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX the SEC’s EXXXX website or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 10 contracts
Samples: Investment Agreement (Endonovo Therapeutics, Inc.), Investment Agreement (Phi Group Inc), Investment Agreement (Phi Group Inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 7 contracts
Samples: Investment Agreement (Graystone Co), Investment Agreement (Graystone Co), Investment Agreement (Clean Wind Energy Tower, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders stockholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholdersstockholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 6 contracts
Samples: Investment Agreement (Arista Financial Corp.), Investment Agreement (NCM Financial), Investment Agreement (Rich Pharmaceuticals, Inc.)
Financial Information. During the Open Commitment Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 5 contracts
Samples: Closing Agreement (Bioxytran, Inc), Closing Agreement (Bioxytran, Inc), Common Stock Purchase Agreement (Liberty Star Uranium & Metals Corp.)
Financial Information. During the Open Registration Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-KKSB, its Quarterly Reports on Form 10-QQSB, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 3 contracts
Samples: Investment Agreement (Save the World Air Inc), Investment Agreement (Amacore Group, Inc.), Investment Agreement (Tank Sports, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or EDXXX xr other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 3 contracts
Samples: Equity Financing Agreement (Guided Therapeutics Inc), Equity Financing Agreement (Sunshine Biopharma, Inc), Amended Investment Agreement (Lode-Star Mining Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-KKSB, its Quarterly Reports on Form 10-QQSB, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 3 contracts
Samples: Investment Agreement (Bella Petrellas Holdings, Inc.), Investment Agreement (Milwaukee Iron Arena Football, Inc), Investment Agreement (Teknik Digital Arts Inc.)
Financial Information. During the Open Commitment Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements registration statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Fomo Corp.), Common Stock Purchase Agreement (Fomo Corp.), Common Stock Purchase Agreement (VNUE, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.two
Appears in 3 contracts
Samples: Equity Financing Agreement (Sauer Energy, Inc.), Equity Financing Agreement (HypGen Inc), Equity Financing Agreement (Rich Pharmaceuticals, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders stockholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholdersstockholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 2 contracts
Samples: Investment Agreement (Seaniemac International, Ltd.), Investment Agreement (Rich Pharmaceuticals, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K K, and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 2 contracts
Samples: Equity Financing Agreement (Green Hygienics Holdings Inc.), Equity Financing Agreement (Green Hygienics Holdings Inc.)
Financial Information. During the Open Period, the Company Investor agrees to make available use commercially reasonable efforts to the Investor obtain via XXXXX or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its the Company's Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii11) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 2 contracts
Samples: Investment Agreement (Greenkraft, Inc.), Investment Agreement (Sunrise Global Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX EDGAR or other electronic means the following xxxxowing documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic non-public information.
Appears in 1 contract
Samples: Equity Financing Agreement (Propanc Health Group Corp)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX the SEC’s EXXXX website or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports annual reports on Form 10-K, its Quarterly Reports quarterly reports on Form 10-Q, any Current Reports current reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Samples: Investment Agreement (Green Technology Solutions, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX the SEC’s EXXXX website or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Periodtime from the Execution Date and until Closing or until this Agreement terminates pursuant to Section 6, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements registration statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Trading Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on ori. Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX the SEC’s EDXXX xebsite or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Samples: Investment Agreement (Attune RTD)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or EDXXX xr other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders stockholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholdersstockholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX the SEC’s EDGXX xxbsite or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Samples: Investment Agreement (Attune RTD)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.. {00006735 }
Appears in 1 contract
Samples: Investment Agreement (Kallo Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority ("FINRA"), unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; : (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Samples: Equity Financing Agreement (Trans American Aquaculture, Inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via the SEC’s XXXXX website or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is is, in the Company’s sole discretion, material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on ori. Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Samples: Equity Financing Agreement
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: , upon written request of the Investor (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, FINRA unless such information is material nonpublic information.
Appears in 1 contract
Samples: Investment Agreement (Medical Billing Assistance, Inc.)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX EDGAR or other electronic means the following thx xxxlowing documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor Investor, upon Investor’s request, via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SECInvestor’s request, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereofafter Investor’s request, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationNational Association of Securities Dealers, Inc., unless such information is material nonpublic information.
Appears in 1 contract
Samples: Investment Agreement (China Sun Group High-Tech Co)
Financial Information. During the Open Commitment Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Business Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to pursuantto the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor if not available via XXXXX EXXXX or other electronic means the following documents and information on the forms set forthappropriate forms: (ia) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Securities Act; (iib) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiic) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, FINRA unless such information is material nonpublic information.
Appears in 1 contract
Samples: Investment Agreement (Safe Technologies International Inc)
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX EXXXX or other electronic means the following documents and information on the forms set forth: (iI) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-KKSB, its Quarterly Reports on Form 10-QQSB, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (iiII) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iiiIII) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, Authority unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii11) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX the SEC's EXXXX website or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports audited financial statements, unaudited financial statements for the most recently completed quarter, any current reports filed on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 86-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two (2) calendar days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via XXXXX or other electronic means the following documents and information on the forms set forth: (i) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii) within two (2) calendar Trading days of filing or delivery thereof, copies of all documents filed with, and all public correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory Association, unless such information is material nonpublic information.
Appears in 1 contract
Financial Information. During the Open Period, the Company agrees to make available to the Investor via the SEC’s XXXXX website or other electronic means the following documents and information on the forms set forth: (i1) within five (5) Trading Days after the filing thereof with the SEC, a copy of its Annual Reports on Form 10-K, its Quarterly Reports on Form 10-Q, any Current Reports on Form 8-K and any Registration Statements or amendments filed pursuant to the 1933 Act; (ii2) copies of any notices and other information made available or given to the shareholders of the Company generally, contemporaneously with the making available or giving thereof to the shareholders; and (iii3) within two five (25) calendar days Trading Days of filing or delivery thereof, copies of all documents filed with, and all correspondence sent to, the Principal Market, any securities exchange or market, or the Financial Industry Regulatory AssociationAuthority, unless such information is material nonpublic information.
Appears in 1 contract
Samples: Investment Agreement (Bioject Medical Technologies Inc)