Financial Institution – Investment Entity Sample Clauses

Financial Institution – Investment Entity. An Investment Entity located in a Non-Participating Jurisdiction and managed by another Financial institution (Note: if ticking this box please also complete Part 2 below) Other Investment Entity
Sample 1
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Financial Institution – Investment Entity. If you have ticked (a), please tick one of the boxes below and complete the relevant information.
Sample 1Sample 2

Related to Financial Institution – Investment Entity

  • Financial Institution with a Local Client Base A Financial Institution satisfying the following requirements:

  • Determine Whether a Non-U.S. Entity Is a Financial Institution a) Review information maintained for regulatory or customer relationship purposes (including information collected pursuant to AML/KYC Procedures) to determine whether the information indicates that the Account Holder is a Financial Institution.

  • FINANCIAL INSTITUTION’S LIABILITY Liability for failure to make transfers. If we do not complete a transfer to or from your account on time or in the correct amount according to our agreement with you, we will be liable for your losses or damages. However, there are some exceptions. We will not be liable, for instance:

  • Financial Institution with Only Low-Value Accounts An Estonian Financial Institution satisfying the following requirements:

  • Sponsored Investment Entity and Controlled Foreign Corporation A Financial Institution described in subparagraph B(1) or B(2) of this section having a sponsoring entity that complies with the requirements of subparagraph B(3) of this section.

  • Sponsored, Closely Held Investment Vehicle An Estonian Financial Institution satisfying the following requirements:

  • Cooperation in international fora The Parties shall endeavour to cooperate in all international fora where issues relevant to this partnership are discussed.

  • Investment Advisors and Investment Managers An Investment Entity established in Estonia that is a financial institution solely because it (1) renders investment advice to, and acts on behalf of, or (2) manages portfolios for, and acts on behalf of, a customer for the purposes of investing, managing, or administering funds deposited in the name of the customer with a Financial Institution other than a Nonparticipating Financial Institution.

  • Institution For the purposes of these Terms and Conditions, the “Institution” means the institution purchasing goods and services for which a Purchase Order has been lawfully issued to the Vendor.

  • Financial Instruments Not applicable

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