Financial promotion. it has only communicated or caused to be communicated and will only communicate or cause to be communicated any invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section 21(1) of the FSMA does not apply to the Issuer; and
Appears in 4 contracts
Samples: Programme Dealer Agreement, Dealer Agreement (Ecolab Inc), Dealer Agreement (Dentsply International Inc /De/)
Financial promotion. it has only communicated or caused to be communicated and will only communicate or cause to be communicated any invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section 21(1) of the FSMA does not apply to the IssuerNIB; and
Appears in 3 contracts
Samples: Selling Agency Agreement (Nordic Investment Bank), Selling Agency Agreement (Nordic Investment Bank), Selling Agency Agreement (Nordic Investment Bank)
Financial promotion. it It has only communicated or caused to be communicated and will only communicate or cause to be communicated any invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section 21(1) of the FSMA does would not, if it was not an authorised person, apply to the Issuer; and.
Appears in 3 contracts
Samples: Amendment and Restatement Agreement, Dealer Agreement, Programme Dealer Agreement
Financial promotion. it has only communicated or caused to be communicated and will only communicate or cause to be communicated any invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section 21(1) of the FSMA does not apply to the IssuerIssuer or the Guarantor; and
Appears in 3 contracts
Samples: Dealer Agreement, Dealer Agreement (Danaher Corp /De/), Dealer Agreement (Danaher Corp /De/)
Financial promotion. it has only communicated or caused to be communicated and will only communicate or cause to be communicated any an invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section 21(1) of the FSMA does not apply to the Issuer; and;
Appears in 3 contracts
Samples: Dealer Agreement (Turquoise Receivables Trustee LTD), Dealer Agreement (Turquoise Receivables Trustee LTD), Dealer Agreement (South Gyle Receivables Trustee LTD)
Financial promotion. it It has only communicated or caused to be communicated and will only communicate or cause to be communicated any invitation or inducement to engage in investment activity (within the meaning of section Section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section Section 21(1) of the FSMA does not apply to the Issuer; and.
Appears in 1 contract
Samples: Dealer Agreement
Financial promotion. it has only communicated or caused to be communicated communicated, and will only communicate or cause to be communicated communicated, any invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section 21(1) of the FSMA does not apply to the Issuer; and
Appears in 1 contract
Samples: Subscription Agreement
Financial promotion. it has only communicated or caused to be communicated communicated, and will only communicate or cause to be communicated communicated, any invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section 21(1) of the FSMA does not apply to the Issuer; andIssuer or the Guarantor.
Appears in 1 contract
Financial promotion. it has only communicated or caused to be communicated communicated, and will only communicate or cause to be communicated communicated, any invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes Short or Leveraged Commodity Securities in circumstances in which section 21(1) of the FSMA does not apply to the Issuer; andCSL or any Affiliate of CSL.
Appears in 1 contract
Samples: Authorised Participant Agreement
Financial promotion. it has only communicated or caused to be communicated communicated, and will only communicate or cause to be communicated communicated, any invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section 21(1) of the FSMA does not apply to the Issuer; and.
Appears in 1 contract
Samples: Placement Agreement (BMB Munai Inc)
Financial promotion. it It has only communicated or caused to be communicated and will only communicate or cause to be communicated any invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section 21(1) of the FSMA does not apply to the Issuer; and.
Appears in 1 contract
Samples: Dealer Agreement (Philip Morris International Inc.)
Financial promotion. it has only communicated or caused to be communicated communicated, and will only communicate or cause to be communicated communicated, any invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes Commodity Securities or Micro Securities in circumstances in which section 21(1) of the FSMA does not apply to the Issuer; andCSL or any Affiliate of CSL.
Appears in 1 contract
Samples: Authorised Participant Agreement
Financial promotion. it has only communicated or caused to be communicated and will only communicate or cause to be communicated any an invitation or inducement to engage in investment activity (within the meaning of section 21 of the FSMA) received by it in connection with the issue or sale of any Notes in circumstances in which section 21(1) of the FSMA does not apply to the Issuer; and
Appears in 1 contract
Samples: Dealer Agreement