Common use of Financial Services Act Clause in Contracts

Financial Services Act. Each Underwriter represents and agrees: (a) that it has only communicated or caused to be communicated and will only communicate or cause to be communicated an invitation or inducement to engage in investment activity (within the meaning of Section 21 of the Financial Services and Markets Act 2000 (the “FSMA”)) received by it in connection with the issue or sale of any Offered Notes in circumstances in which Section 21(1) of the FSMA does not apply to the Issuer; and (b) that it has complied and will comply with all applicable provisions of the FSMA with respect to anything done by it in relation to the Notes in, from or otherwise involving the United Kingdom.

Appears in 14 contracts

Samples: Underwriting Agreement (GE Capital Credit Card Master Note Trust), Underwriting Agreement (GE Capital Credit Card Master Note Trust), Underwriting Agreement (GE Capital Credit Card Master Note Trust)

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Financial Services Act. Each Underwriter represents and agrees: (a) that it has only communicated or caused to be communicated and will only communicate or cause to be communicated an invitation or inducement to engage in investment activity (within the meaning of Section 21 of the Financial Services and Markets Act 2000 2000, as amended (the “FSMA”)) received by it in connection with the issue or sale of any Offered Notes in circumstances in which Section 21(1) of the FSMA does not apply to the IssuerIssuer or the Company; and (b) that it has complied and will comply with all applicable provisions of the FSMA with respect to anything done by it in relation to the any Notes in, from or otherwise involving the United Kingdom.

Appears in 8 contracts

Samples: Underwriting Agreement (Synchrony Credit Card Master Note Trust), Underwriting Agreement (Synchrony Credit Card Master Note Trust), Underwriting Agreement (Synchrony Credit Card Master Note Trust)

Financial Services Act. Each The Underwriter represents and agrees: (a) that it has only communicated or caused to be communicated and will only communicate or cause to be communicated an invitation or inducement to engage in investment activity (within the meaning of Section 21 of the Financial Services and Markets Act 2000 (the “FSMA”)) received by it in connection with the issue or sale of any Offered Notes in circumstances in which Section 21(1) of the FSMA does not apply to the Issuer; and (b) that it has complied and will comply with all applicable provisions of the FSMA with respect to anything done by it in relation to the Notes in, from or otherwise involving the United Kingdom.

Appears in 3 contracts

Samples: Underwriting Agreement (GE Capital Credit Card Master Note Trust), Underwriting Agreement (GE Capital Credit Card Master Note Trust), Underwriting Agreement (GE Capital Credit Card Master Note Trust)

Financial Services Act. Each Underwriter represents and agrees: (a) that it has only communicated or caused to be communicated and will only communicate or cause to be communicated an invitation or inducement to engage in investment activity (within the meaning of Section 21 of the Financial Services and Markets Act 2000 2000, as amended (the “FSMA”)) received by it in connection with the issue or sale of any Offered Notes in circumstances in which Section 21(1) of the FSMA does not apply to the IssuerIssuer or the Company; and (b) that it has complied and will comply with all applicable provisions of the FSMA with respect to anything done by it in relation to the any Offered Notes in, from or otherwise involving the United Kingdom.

Appears in 2 contracts

Samples: Underwriting Agreement (Synchrony Credit Card Master Note Trust), Underwriting Agreement (Synchrony Credit Card Master Note Trust)

Financial Services Act. Each Underwriter represents and agrees: (a) in the United Kingdom, that it has only communicated or caused to be communicated and will only communicate or cause to be communicated an invitation or inducement to engage in investment activity (within the meaning of Section 21 of the Financial Services and Markets Act 2000 (the “FSMA”)) received by it in connection with the issue or sale of any the Offered Notes in circumstances in which Section 21(1) of the FSMA does not apply to the IssuerIssuer or the Company; and (b) that it has complied and will comply with all applicable provisions of the FSMA with respect to anything done by it in relation to the Notes in, from or otherwise involving the United Kingdom.

Appears in 2 contracts

Samples: Underwriting Agreement (Synchrony Credit Card Master Note Trust), Underwriting Agreement (RFS Holding LLC)

Financial Services Act. Each Underwriter represents and agrees: (a) that it has only communicated or caused to be communicated and will only communicate or cause to be communicated an invitation or inducement to engage in investment activity (within the meaning of Section 21 of the Financial Services and Markets Act 2000 Axx 0000 (the “FSMA”)) received by it in connection with the issue or sale of any Offered Notes in circumstances in which Section 21(1) of the FSMA does not apply to the Issuer; and (b) that it has complied and will comply with all applicable provisions of the FSMA with respect to anything done by it in relation to the Offered Notes in, from or otherwise involving the United Kingdom.

Appears in 1 contract

Samples: Underwriting Agreement (GE Capital Credit Card Master Note Trust)

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Financial Services Act. Each Underwriter represents and agrees: (a) that it has only communicated or caused to be communicated and will only communicate or cause to be communicated an invitation or inducement to engage in investment activity (within the meaning of Section 21 of the Financial Services and Markets Act 2000 Xxx 0000 (the “FSMA”)) received by it in connection with the issue or sale of any Offered Notes in circumstances in which Section 21(1) of the FSMA does not apply to the Issuer; and (b) that it has complied and will comply with all applicable provisions of the FSMA with respect to anything done by it in relation to the Offered Notes in, from or otherwise involving the United Kingdom.

Appears in 1 contract

Samples: Underwriting Agreement (RFS Holding LLC)

Financial Services Act. Each Underwriter represents and agrees: (a) that it has only communicated or caused to be communicated and will only communicate or cause to be communicated an invitation or inducement to engage in investment activity (within the meaning of Section 21 of the Financial Services and Markets Act 2000 Axx 0000, as amended (the “FSMA”)) received by it in connection with the issue or sale of any Offered Notes in circumstances in which Section 21(1) of the FSMA does not apply to the IssuerIssuer or the Company; and (b) that it has complied and will comply with all applicable provisions of the FSMA with respect to anything done by it in relation to the any Offered Notes in, from or otherwise involving the United Kingdom.

Appears in 1 contract

Samples: Underwriting Agreement (Synchrony Credit Card Master Note Trust)

Financial Services Act. Each Underwriter represents and agrees: (a) that it has only communicated or caused to be communicated and will only communicate or cause to be communicated an invitation or inducement to engage in investment activity (within the meaning of Section 21 of the Financial Services and Markets Act 2000 Axx 0000, as amended (the “FSMA”)) received by it in connection with the issue or sale of any Offered Notes in circumstances in which Section 21(1) of the FSMA does not apply to the IssuerIssuer or the Company; and (b) that it has complied and will comply with all applicable provisions of the FSMA with respect to anything done by it in relation to the any Notes in, from or otherwise involving the United Kingdom.

Appears in 1 contract

Samples: Underwriting Agreement (Synchrony Credit Card Master Note Trust)

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