Common use of Financial Statements and Regulatory Filings Clause in Contracts

Financial Statements and Regulatory Filings. Citi shall also perform the following additional accounting services for each Fund: (a) Provide monthly a hard copy of the unaudited financial statements described below, upon request of the Client. The unaudited financial statements will include the following items: (i) Unaudited Statement of Assets and Liabilities, (ii) Unaudited Statement of Operations, (iii) Unaudited Statement of Changes in Net Assets, and (iv) Unaudited Condensed Financial Information (b) Provide accounting information for the following: (in compliance with Regulation S-X, as applicable) federal and state income tax returns and federal excise tax returns; (i) the Client’s annual reports with the SEC on Forms N-CEN and the N-CSR, (ii) the Client’s monthly schedules of investment for filing with the SEC on Form N-PORT (iii) the Client’s annual and semi-annual shareholder reports and quarterly Board meetings; (iv) registration statements on Form N-1A, Form N-14 and other filings relating to the registration of shares; (v) the Client’s administrator’s monitoring of the Funds’ status as a resulted investment company under Subchapter M of the Internal Revenue Code, as amended; (vi) annual audit by the Client’s auditors; and (vii) examinations performed by the SEC.

Financial Statements and Regulatory Filings. Citi shall also perform Perform the following additional accounting services related to the financial statements and related regulatory filing obligations for each Fund: (a) Provide monthly a hard copy of the unaudited financial statements described below, upon request of the Client. The unaudited financial statements will include the following items: (i) Unaudited Statement of Assets and Liabilities, (ii) Unaudited Statement of Operations, (iii) Unaudited Statement of Changes in Net Assets, and (iv) Unaudited Condensed Financial Information (b) Provide accounting information for the following: (in compliance with Regulation Reg. S-X, as applicable): (i) federal and state income tax returns and federal excise tax returns; (iii) the Client’s semi-annual reports with the SEC on Forms Form N-CEN SAR and the Form N-CSR,; (iiiii) the Client’s monthly schedules of investment investments for filing with the SEC on Form N-PORTQ; (iiiiv) the Client’s annual and semi-annual shareholder reports and quarterly Board meetings; (ivv) registration statements on Form N-1A, Form N-14 N-1A and other filings relating to the registration of shares; (vvi) the Client’s administratorreports related to Service Provider’s monitoring of the Funds’ each Fund’s status as a resulted regulated investment company under Subchapter M of the Internal Revenue CodeCode of 1986, as amended; (vivii) annual audit by the Client’s auditors; and (viiviii) examinations performed by the SEC. (c) Calculate turnover and expense ratio.

Financial Statements and Regulatory Filings. Citi shall also perform the following additional accounting services for each Fund: (a) Provide monthly a hard copy of the unaudited financial statements described below, upon request of the Client. The unaudited financial statements will include the following items: (i) Unaudited Statement of Assets and Liabilities, (ii) Unaudited Statement of Operations, (iii) Unaudited Statement of Changes in Net Assets, and (iv) Unaudited Condensed Financial Information (b) Provide accounting information for the following: (in compliance with Regulation S-X, as applicable) federal and state income tax returns and federal excise tax returns; (i) the Client’s annual reports with the SEC on Forms N-CEN and the N-CSR, (ii) the Client’s monthly schedules of investment for filing with the SEC on Form N-PORT (iii) the Client’s annual and semi-annual shareholder reports and quarterly Board meetings; (iv) registration statements on Form N-1A, Form N-14 and other filings relating to the registration of shares; (v) the Client’s administrator’s monitoring of the Funds’ status as a resulted investment company under Subchapter M of the Internal Revenue Code, as amended; (vi) annual audit by the Client’s auditors; and (vii) examinations performed by the SEC. (c) Calculate turnover and expense ratio. (d) Prepare schedule of Capital Gains and Losses. (e) Provide daily cash report.