FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 13 contracts
Samples: Underwriting Agreement (ORIENTAL RISE HOLDINGS LTD), Underwriting Agreement (ORIENTAL RISE HOLDINGS LTD), Underwriting Agreement (Autozi Internet Technology (Global) Ltd.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwritersUnderwriter, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 12 contracts
Samples: Underwriting Agreement (Webus International Ltd.), Underwriting Agreement (BloomZ Inc.), Underwriting Agreement (Webus International Ltd.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwritersUnderwriter, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 11 contracts
Samples: Underwriting Agreement (Intelligent Living Application Group Inc.), Underwriting Agreement (Intelligent Living Application Group Inc.), Underwriting Agreement (MDJM LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares ordinary shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 8 contracts
Samples: Underwriting Agreement (Luda Technology Group LTD), Underwriting Agreement (Baiya International Group Inc.), Underwriting Agreement (Luda Technology Group LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwritersUnderwriter, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 7 contracts
Samples: Underwriting Agreement (NetClass Technology Inc), Underwriting Agreement (NetClass Technology Inc), Underwriting Agreement (NetClass Technology Inc)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 7 contracts
Samples: Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD), Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD), Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 4 contracts
Samples: Underwriting Agreement (EShallGo Inc.), Underwriting Agreement (EShallGo Inc.), Underwriting Agreement (EShallGo Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA). The Company will advise the Representative if it learns that any Insider or owner of 5% or more of the Company’s outstanding Ordinary Shares (or securities convertible into Ordinary Shares) is or becomes an affiliate or associated person of a FINRA member participating in the Offering.
Appears in 3 contracts
Samples: Underwriting Agreement (Sunity Online Entertainment LTD), Underwriting Agreement (Sunity Online Entertainment LTD), Underwriting Agreement (Sunity Online Entertainment LTD)
FINRA Affiliation. To the best of the Company’s knowledge, knowledge and except as may have been previously disclosed otherwise set forth in writing to the UnderwritersRegistration Statement or Prospectus, no Insider officer, director or any beneficial owner of more than 5% or more of the Company’s outstanding Ordinary Shares unregistered securities has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 3 contracts
Samples: Underwriting Agreement (Photomedex Inc), Underwriting Agreement (Photomedex Inc), Underwriting Agreement (Photomedex Inc)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares common stock has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (Richtech Robotics Inc.), Underwriting Agreement (Richtech Robotics Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (Planet Image International LTD), Underwriting Agreement (Pop Culture Group Co., LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwritersRepresentative, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (NetClass Technology Inc), Underwriting Agreement (NetClass Technology Inc)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwritersUnderwriter, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (Zhongchao Inc.), Underwriting Agreement (Zhongchao Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (Vittoria LTD), Underwriting Agreement (Zhongchao Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwritersUnderwriter, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (Fortune Valley Treasures, Inc.), Underwriting Agreement (Fortune Valley Treasures, Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares common stock has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares ordinary shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwritersUnderwriter, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares ordinary shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwritersUnderwriter, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
Samples: Underwriting Agreement (Creative Global Technology Holdings LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD)