FINRA Affiliations. Except as set forth on Schedule 2(pp), there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, except as set forth on Schedule 2.pp, any five percent (5%) or greater shareholder of the Company.
Appears in 3 contracts
Samples: Placement Agency Agreement (Bioanalytical Systems Inc), Placement Agency Agreement (Bioanalytical Systems Inc), Placement Agency Agreement (Bioanalytical Systems Inc)
FINRA Affiliations. Except as set forth on Schedule 2(pp2(nn), there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, except as set forth on Schedule 2.pp2(nn), any five percent (5%) or greater shareholder of the Company.
Appears in 2 contracts
Samples: Selling Agency Agreement (PAVmed Inc.), Selling Agency Agreement (PAVmed Inc.)
FINRA Affiliations. Except as set forth on Schedule 2(pp)in the Disclosure Schedules, there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, except as set forth on Schedule 2.pp, any five percent (5%) or greater shareholder stockholder of the Company, except as set forth in the Base Prospectus.
Appears in 2 contracts
Samples: Placement Agent Agreement (Access Pharmaceuticals Inc), Placement Agent Agreement (Access Pharmaceuticals Inc)
FINRA Affiliations. Except as set forth on Schedule 2(pp)B(DD) hereto, there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, except as set forth on Schedule 2.pp, any five percent (5%) or greater shareholder stockholder of the Company, except as set forth in the Registration Statement.
Appears in 1 contract
Samples: Placement Agent Agreement (Allied Nevada Gold Corp.)
FINRA Affiliations. Except as set forth on Schedule 2(pp2(jj), there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the actual knowledge of the Company, except as set forth on Schedule 2.pp2(jj), any five percent (5%) or greater shareholder of the Company.
Appears in 1 contract
Samples: Selling Agency Agreement (MDB Capital Holdings, LLC)
