Common use of FINRA Affiliations Clause in Contracts

FINRA Affiliations. To the knowledge of the Partnership Parties, there are no affiliations or associations between any member of FINRA and any of the General Partner’s officers or directors or the Partnership’s 5% or greater security holders, except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

Appears in 7 contracts

Samples: Underwriting Agreement (Access Midstream Partners Lp), Underwriting Agreement (Chesapeake Midstream Partners, L.P.), Underwriting Agreement (Chesapeake Midstream Partners, L.P.)

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FINRA Affiliations. To the knowledge of the Partnership Parties’ knowledge, there are no affiliations or associations between any member of FINRA the Financial Industry Regulatory Authority (“FINRA”) and any of the General Partner’s officers or officers, directors or the Partnership’s 5% or greater security holderssecurityholders, except as described set forth in the Registration Statement, the Pricing Disclosure Package Statement and the Time of Sale Prospectus.

Appears in 3 contracts

Samples: Underwriting Agreement (TransMontaigne Partners L.P.), Underwriting Agreement (TransMontaigne Partners L.P.), Underwriting Agreement (TransMontaigne Partners L.P.)

FINRA Affiliations. To the knowledge of the Partnership Parties, after due inquiry, there are no affiliations or associations between (i) any member of FINRA and (ii) the Partnership, the General Partner or any of the General Partner’s officers or directors or the Partnership’s any 5% or greater security holderssecurityholder of the Partnership, except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

Appears in 2 contracts

Samples: Western Gas Equity Partners, LP, Western Gas Equity Partners, LP

FINRA Affiliations. To the actual knowledge of the Partnership Parties, there are no affiliations or associations between any member of FINRA and any of the General Partner’s officers or directors or the Partnership’s 5% or greater security holders, except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

Appears in 2 contracts

Samples: Underwriting Agreement (Plains Gp Holdings Lp), Underwriting Agreement (Plains Gp Holdings Lp)

FINRA Affiliations. To the knowledge of the Partnership Partiesor the General Partner, after due inquiry, there are no affiliations or associations between (i) any member of FINRA and (ii) the Partnership, the General Partner or any of the General Partner’s officers or directors or the Partnership’s any 5% or greater security holderssecurityholder of the Partnership, except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

Appears in 2 contracts

Samples: Underwriting Agreement (Western Gas Partners LP), Western Gas Partners LP

FINRA Affiliations. To the knowledge of the Partnership Parties, there are no affiliations or associations between any member of the FINRA and any of the General Partner’s officers or directors or the Partnership’s 5% or greater security holders, except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Summit Midstream Partners, LP), Equity Distribution Agreement (Summit Midstream Partners, LP)

FINRA Affiliations. To the knowledge of the Partnership PartiesPartnership’s knowledge, there are no affiliations or associations between any member of FINRA the Financial Industry Regulatory Authority (“FINRA”) and any of the General PartnerPartnership’s officers or directors or the Partnership’s 5% or greater security holderssecurityholders, except as described set forth in the Registration Statement, the Pricing Disclosure Package and the ProspectusFinal Prospectus (or any amendment or supplement thereto).

Appears in 2 contracts

Samples: Underwriting Agreement (EV Energy Partners, LP), Underwriting Agreement (EV Energy Partners, LP)

FINRA Affiliations. To the knowledge of the Partnership PartiesPartnership’s knowledge, there are no affiliations or associations between any member of FINRA the Financial Industry Regulatory Authority (“FINRA”) and any of the General PartnerPartnership’s officers or directors Supervisors or the Partnership’s 5% or greater security holderssecurityholders, except as described set forth in the Registration Statement, the Pricing Disclosure Package and the ProspectusFinal Prospectus (or any amendment or supplement thereto).

Appears in 1 contract

Samples: Underwriting Agreement (Suburban Propane Partners Lp)

FINRA Affiliations. To the knowledge of the Partnership Parties’ knowledge, there are no affiliations or associations between any member of FINRA the Financial Industry Regulatory Authority (“FINRA”) and any of the General Partner’s officers or directors or the Partnership’s 5% or greater security holderssecurityholders, except as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus.

Appears in 1 contract

Samples: Sales Agreement (TransMontaigne Partners L.P.)

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FINRA Affiliations. To the knowledge of the Partnership Parties, there are no affiliations or associations between any member of the FINRA and any of the General Partner’s officers or directors or the Partnership’s 5% or greater security holders, except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Summit Midstream Partners, LP)

FINRA Affiliations. To the knowledge of the Partnership PartiesPartnership’s knowledge, there are no affiliations or associations between any member of the FINRA and any of the General Partner’s officers or directors or the Partnership’s 5% or greater security holderssecurityholders, except as described set forth in the Registration Statement, the Pre-Pricing Disclosure Package Prospectus and the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Regency Energy Partners LP)

FINRA Affiliations. To the knowledge of the Partnership PartiesPartnership, there are no affiliations or associations between any member of FINRA and any of the General Partner’s officers or directors or the Partnership’s 5% or greater security holders, except as described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus. Any certificate signed by any officer of any of the Partnership Parties and delivered to the Managers or counsel for the Managers in connection with the offering of the Units shall be deemed a representation and warranty by such entity, as to matters covered thereby, to each Manager.

Appears in 1 contract

Samples: Equity Distribution Agreement (Westlake Chemical Partners LP)

FINRA Affiliations. To the knowledge of the Partnership PartiesCMLP Entities, there are no affiliations or associations between any member of FINRA and any of the General Partner’s officers or directors or the Partnership’s 5% or greater security holders, except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

Appears in 1 contract

Samples: Letter Agreement (Crestwood Midstream Partners LP)

FINRA Affiliations. To the knowledge of the Partnership Parties, there are no affiliations or associations between any member of the FINRA and any of the General Partner’s officers or directors or the Partnership’s 5% or greater security holders, except as described in the Registration Statement, the Pricing Disclosure Package Package, the most recent Preliminary Prospectus and the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Summit Midstream Partners, LP)

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