FINRA Affiliations. To the knowledge of the Company, there are no affiliations or associations (as such terms are defined by FINRA’s rules and regulations) between any member of FINRA and any of the Company’s directors and officers, except for Xxxxxxxx Xxxxx and Xxxx X. Xxxxxxx, as previously disclosed to the Underwriters. For purposes of this Section 1(a)(49), the Company shall be entitled to reasonably rely on representations from such officers and directors.
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Samples: Underwriting Agreement, Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP)
FINRA Affiliations. To the knowledge of the Companyeither Triangle Entity, there are no affiliations or associations (as such terms are defined by the FINRA’s rules and regulations) between any member of the FINRA and any of the Company’s directors and officers, except for Xxxxxxxx Xxxxx and Xxxx X. XxxxxxxXxxxx, as previously disclosed to the Underwriters. For purposes of this Section 1(a)(491(a)(48), the Company shall be entitled to reasonably rely on representations from such officers and directors.
Appears in 2 contracts
Samples: Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP)
FINRA Affiliations. To the knowledge of the Company, there are no affiliations or associations (as such terms are defined by FINRA’s rules and regulations) between any member of FINRA and any of the Company’s directors and officers, except for Xxxxxxxx Xxxxx and Xxxxx, Xxxx X. XxxxxxxXxxxxxx and Xxxxxxxx X. Xxxxxxxxx, as previously disclosed to the Underwriters. For purposes of this Section 1(a)(49), the Company shall be entitled to reasonably rely on representations from such officers and directors.
Appears in 2 contracts
Samples: Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP)
FINRA Affiliations. To the knowledge of the Company, there are no affiliations or associations (as such terms are defined by FINRA’s rules and regulations) between any member of FINRA and any of the Company’s directors and officers, except for Xxxxxxxx Xxxxx Xxxxx, Xxxxxxxx X. Xxxxxxxxx and Xxxx X. Xxxxxxx, as previously disclosed to the Underwriters. For purposes of this Section 1(a)(49), the Company shall be entitled to reasonably rely on representations from such officers and directors.
Appears in 1 contract
FINRA Affiliations. To the knowledge of the Company, there are no affiliations or associations (as such terms are defined by FINRA’s rules and regulations) between any member of FINRA and any of the Company’s directors and officers, except for Xxxxxxxx Xxxxx and Xxxx X. XxxxxxxXxxxx, as previously disclosed to the Underwriters. For purposes of this Section 1(a)(491(a)(48), the Company shall be entitled to reasonably rely on representations from such officers and directors.
Appears in 1 contract
FINRA Affiliations. To the knowledge of the Companyeither Triangle Entity, there are no affiliations or associations (as such terms are defined by FINRA’s rules and regulations) between any member of FINRA and any of the Company’s directors and officers, except for Xxxxxxxx Xxxxx and Xxxx X. XxxxxxxSherwood Xxxxx, as previously disclosed to the Underwriters. For purposes of this Section 1(a)(491(a)(48), the Company shall be entitled to reasonably rely on representations from such officers and directors.
Appears in 1 contract
FINRA Affiliations. To the knowledge of the Companyeither Triangle Entity, there are no affiliations or associations (as such terms are defined by FINRA’s rules and regulations) between any member of FINRA and any of the Company’s directors and officers, except for Xxxxxxxx Xxxxx and Xxxx X. XxxxxxxXxxxx, as previously disclosed to the Underwriters. For purposes of this Section 1(a)(491(a)(48), the Company shall be entitled to reasonably rely on representations from such officers and directors.
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