FINRA Association of Company Affiliates Sample Clauses

FINRA Association of Company Affiliates. No person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing date of the Registration Statement has any relationship or affiliation or association with any Member.
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FINRA Association of Company Affiliates. No person to whom securities of the Company have been privately issued within the 180-day period prior to the initial confidential submission date of the Registration Statement is a “participating member,” as defined in Rule 5110(j)(15) of the FINRA Manual (a “Participating Member”).
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