FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 968 contracts
Samples: Underwriting Agreement (Park Ha Biological Technology Co., Ltd.), Underwriting Agreement (Diginex LTD), Underwriting Agreement (Logprostyle Inc.)
FINRA Clearance. On or before By the date of this AgreementEffective Date, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 558 contracts
Samples: Underwriting Agreement (Ribbon Acquisition Corp.), Underwriting Agreement (Ribbon Acquisition Corp.), Underwriting Agreement (Tavia Acquisition Corp.)
FINRA Clearance. On or before the date of this Agreement, the Representative Representatives shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 66 contracts
Samples: Underwriting Agreement (Majestic Ideal Holdings LTD), Underwriting Agreement (Know Labs, Inc.), Underwriting Agreement (Know Labs, Inc.)
FINRA Clearance. On or before By the date of this AgreementEffective Date, the Representative Representatives shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 49 contracts
Samples: Underwriting Agreement (Dorchester Capital Acquisition Corp.), Underwriting Agreement (Dorchester Capital Acquisition Corp.), Underwriting Agreement (Accretion Acquisition Corp.)
FINRA Clearance. On or before By the date of this AgreementEffective Date, the Representative shall have received clearance from the FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 48 contracts
Samples: Underwriting Agreement (Deep Medicine Acquisition Corp.), Underwriting Agreement (Deep Medicine Acquisition Corp.), Underwriting Agreement (East Stone Acquisition Corp)
FINRA Clearance. On or before the date of this AgreementEffective Date, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 42 contracts
Samples: Underwriting Agreement (Versus Systems Inc.), Underwriting Agreement (Versus Systems Inc.), Underwriting Agreement (Recruiter.com Group, Inc.)
FINRA Clearance. On or before By the date of this AgreementEffective Date, the Representative shall have received clearance from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 31 contracts
Samples: Underwriting Agreement (Bayview Acquisition Corp), Underwriting Agreement (Bayview Acquisition Corp), Underwriting Agreement (Global Lights Acquisition Corp)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance correspondence from FINRA that it will raise no objection as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 20 contracts
Samples: Underwriting Agreement (BriaCell Therapeutics Corp.), Underwriting Agreement (Modern Mining Technology Corp.), Underwriting Agreement (Heart Test Laboratories, Inc.)
FINRA Clearance. On or before By the date of this AgreementEffective Date, the Representative shall have received clearance from FINRA as to the terms and arrangement and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 14 contracts
Samples: Underwriting Agreement (Makara Strategic Acquisition Corp.), Underwriting Agreement (Papaya Growth Opportunity Corp. I), Underwriting Agreement (Legato Merger Corp. Ii)
FINRA Clearance. On or before the date of this AgreementClosing Date, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 12 contracts
Samples: Underwriting Agreement (Jupiter Wellness, Inc.), Underwriting Agreement (Jupiter Wellness, Inc.), Underwriting Agreement (Trxade Group, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement, if required.
Appears in 7 contracts
Samples: Underwriting Agreement (Scorpius Holdings, Inc.), Underwriting Agreement (Scorpius Holdings, Inc.), Underwriting Agreement (Scorpius Holdings, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative Underwriters shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 6 contracts
Samples: Underwriting Agreement (Toppoint Holdings Inc.), Underwriting Agreement (Toppoint Holdings Inc.), Underwriting Agreement (Trident Digital Tech Holdings LTD)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have has received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 5 contracts
Samples: Underwriting Agreement (Great Basin Scientific, Inc.), Underwriting Agreement (Vapor Corp.), Underwriting Agreement (Great Basin Scientific, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 4 contracts
Samples: Underwriting Agreement (T20 Holdings Ltd.), Underwriting Agreement (T20 Holdings Ltd.), Underwriting Agreement (T20 Holdings Pte. Ltd.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement, if necessary.
Appears in 3 contracts
Samples: Underwriting Agreement (NeoStem, Inc.), Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (NeoStem, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described disclosed in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Protagenic Therapeutics, Inc.\new), Underwriting Agreement (Protagenic Therapeutics, Inc.\new)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters Underwriter as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (CollabRx, Inc.), Underwriting Agreement (CollabRx, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters Representative as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (GEE Group Inc.), Underwriting Agreement (GEE Group Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration StatementStatement or shall have determined that such pre-offering clearance is not required.
Appears in 1 contract
Samples: Underwriting Agreement (ECMOHO LTD)
FINRA Clearance. On or before the date of this AgreementClosing Date, the Representative Representatives shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 1 contract
FINRA Clearance. On or before the date of this AgreementEffective Date, the Representative Representatives shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 1 contract
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement, as applicable.
Appears in 1 contract
Samples: Underwriting Agreement (Hepion Pharmaceuticals, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received clearance from FINRA as to the terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 1 contract
