Common use of FINRA Clearance Clause in Contracts

FINRA Clearance. By the Effective Date, the Underwriters shall have received a letter of no objections from FINRA as to the terms and arrangements and the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 60 contracts

Samples: Underwriting Agreement (Gesher Acquisition Corp. II), Underwriting Agreement (NewHold Investment Corp. III), Underwriting Agreement (NewHold Investment Corp. III)

AutoNDA by SimpleDocs

FINRA Clearance. By the Effective Date, the Underwriters shall have received a letter of no objections from FINRA as to the terms and arrangements and the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 58 contracts

Samples: Underwriting Agreement (Translational Development Acquisition Corp.), Underwriting Agreement (Translational Development Acquisition Corp.), Underwriting Agreement (CO2 Energy Transition Corp.)

FINRA Clearance. By the Effective Date, the Underwriters shall have received a letter of no objections from FINRA as to the terms and arrangements and the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 38 contracts

Samples: Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.)

FINRA Clearance. By the Effective Date, the Underwriters shall have received a letter of no objections from FINRA as to the terms and arrangements arrangement and the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 29 contracts

Samples: Underwriting Agreement (Fifth Era Acquisition Corp I), Underwriting Agreement (Fifth Era Acquisition Corp I), Underwriting Agreement (Hennessy Capital Investment Corp. VII)

FINRA Clearance. By the Effective Date, the Underwriters shall have received a letter of no objections from FINRA as to the underwriting terms and arrangements and the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 16 contracts

Samples: Underwriting Agreement (UY Scuti Acquisition Corp.), Underwriting Agreement (UY Scuti Acquisition Corp.), Underwriting Agreement (Shepherd Ave Capital Acquisition Corp)

FINRA Clearance. By the Effective Date, the Underwriters shall have received a letter of no objections objection from FINRA as to the terms and arrangements and the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 8 contracts

Samples: Underwriting Agreement (Global Robotic Drone Acquisition Corp.), Underwriting Agreement (Technology & Telecommunication Acquisition Corp), Underwriting Agreement (Technology & Telecommunication Acquisition Corp)

AutoNDA by SimpleDocs

FINRA Clearance. By the Effective Date, the Underwriters shall have received a letter of no objections from FINRA as to the underwriting terms and arrangements and the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 3 contracts

Samples: Underwriting Agreement (Vine Hill Capital Investment Corp.), Underwriting Agreement (Vine Hill Capital Investment Corp.), Underwriting Agreement (Vine Hill Capital Investment Corp.)

FINRA Clearance. By the Effective Date, the Underwriters shall have received a letter notice of no objections from FINRA as to the terms and arrangements and the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (NorthView Acquisition Corp), Underwriting Agreement (NorthView Acquisition Corp)

FINRA Clearance. By the Effective Date, the Underwriters shall have received a letter notice of no objections from FINRA as to the terms and arrangements and the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Inflection Point Acquisition Corp. II), Underwriting Agreement (Inflection Point Acquisition Corp. II)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!