Common use of FINRA Clearance Clause in Contracts

FINRA Clearance. On or before the Closing Date of this Agreement, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Statement.

Appears in 62 contracts

Samples: Placement Agency Agreement (Ascent Solar Technologies, Inc.), Placement Agency Agreement (Ascent Solar Technologies, Inc.), Placement Agency Agreement (Ascent Solar Technologies, Inc.)

AutoNDA by SimpleDocs

FINRA Clearance. On or before the Closing Date of this AgreementDate, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Statement.

Appears in 15 contracts

Samples: Placement Agency Agreement (Cheetah Net Supply Chain Service Inc.), Placement Agency Agreement (Cheetah Net Supply Chain Service Inc.), Placement Agency Agreement (ICZOOM Group Inc.)

FINRA Clearance. On or before the Closing Date date of this Agreement, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Statementherein.

Appears in 9 contracts

Samples: Securities Purchase Agreement (Nano Dimension Ltd.), Securities Purchase Agreement (Nano Dimension Ltd.), Securities Purchase Agreement (Nano Dimension Ltd.)

FINRA Clearance. On or before the Closing Date date of this Agreement, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Statement.

Appears in 6 contracts

Samples: Placement Agency Agreement (Biovie Inc.), Placement Agency Agreement (Ampio Pharmaceuticals, Inc.), Placement Agency Agreement (Matinas BioPharma Holdings, Inc.)

FINRA Clearance. On or before the Closing Date of this Agreement, the Placement Agent Agents shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent Agents as described in the Registration Statement.

Appears in 6 contracts

Samples: Placement Agency Agreement (Canaan Inc.), Placement Agency Agreement (WiMi Hologram Cloud Inc.), Placement Agency Agreement (WiMi Hologram Cloud Inc.)

FINRA Clearance. On or before the Initial Closing Date date of this Agreement, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Offering Statement.

Appears in 4 contracts

Samples: Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.), Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.), Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.)

FINRA Clearance. On If and to the extent required under applicable FINRA rules, on or before the Closing Date of this Agreement, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Statement.

Appears in 3 contracts

Samples: Placement Agency Agreement (Tonix Pharmaceuticals Holding Corp.), Placement Agency Agreement (Oragenics Inc), Placement Agency Agreement (Tonix Pharmaceuticals Holding Corp.)

AutoNDA by SimpleDocs

FINRA Clearance. On or before the Closing Date of this AgreementDate, the Placement Agent Agents shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent Agents as described in the Registration Statement.

Appears in 2 contracts

Samples: Placement Agency Agreement (Global Mofy Metaverse LTD), Placement Agency Agreement (Global Mofy Metaverse LTD)

FINRA Clearance. On or before the Closing Date date of this Agreement, the Placement Agent Agents shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent Agents as described in the Registration StatementFinal Offering Circular.

Appears in 1 contract

Samples: Placement Agency Agreement (Campagna Motors USA Inc.)

FINRA Clearance. On or before the Closing Date of this AgreementDate, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration StatementProspectus.

Appears in 1 contract

Samples: Placement Agency Agreement (Xiao-I Corp)

FINRA Clearance. On or before the Closing Date date of this Agreement, the Placement Agent Agents shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent Agents as described in the Registration Statement.

Appears in 1 contract

Samples: Placement Agency Agreement (ONCOSEC MEDICAL Inc)

Time is Money Join Law Insider Premium to draft better contracts faster.