Common use of FINRA Clearance Clause in Contracts

FINRA Clearance. On or before the Closing Date of this Agreement, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Statement.

Appears in 65 contracts

Samples: Placement Agency Agreement (Glucotrack, Inc.), Placement Agency Agreement (Glucotrack, Inc.), Placement Agency Agreement (Glucotrack, Inc.)

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FINRA Clearance. On or before the Closing Date of this AgreementDate, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Statement.

Appears in 20 contracts

Samples: Placement Agent Agreement (Cyngn Inc.), Placement Agency Agreement (Primech Holdings LTD), Placement Agency Agreement (Lucas GC LTD)

FINRA Clearance. On If and to the extent required under applicable FINRA rules, on or before the Closing Date of this Agreement, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Statement.

Appears in 9 contracts

Samples: Placement Agency Agreement (Oragenics Inc), Placement Agency Agreement (Tonix Pharmaceuticals Holding Corp.), Placement Agency Agreement (Oragenics Inc)

FINRA Clearance. On or before the Closing Date date of this Agreement, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Statementherein.

Appears in 9 contracts

Samples: Placement Agency Agreement (Nano Dimension Ltd.), Placement Agency Agreement (Nano Dimension Ltd.), Placement Agency Agreement (Nano Dimension Ltd.)

FINRA Clearance. On or before the Closing Date date of this Agreement, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Statement.

Appears in 7 contracts

Samples: Placement Agency Agreement (KWESST Micro Systems Inc.), Placement Agency Agreement (Biovie Inc.), Placement Agency Agreement (Ampio Pharmaceuticals, Inc.)

FINRA Clearance. On or before the Closing Date of this Agreement, the Placement Agent Agents shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent Agents as described in the Registration Statement.

Appears in 6 contracts

Samples: Placement Agency Agreement (Canaan Inc.), Placement Agency Agreement (WiMi Hologram Cloud Inc.), Placement Agency Agreement (WiMi Hologram Cloud Inc.)

FINRA Clearance. On or before the Initial Closing Date date of this Agreement, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Offering Statement.

Appears in 4 contracts

Samples: Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.), Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.), Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.)

FINRA Clearance. On or before the Closing Date of this AgreementDate, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration Offering Statement.

Appears in 3 contracts

Samples: Placement Agent Agreement (Flora Growth Corp.), Placement Agent Agreement (Scienture Holdings, Inc.), Placement Agent Agreement (Flora Growth Corp.)

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FINRA Clearance. On or before the Closing Date of this AgreementDate, the Placement Agent Agents shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent Agents as described in the Registration Statement.

Appears in 2 contracts

Samples: Placement Agency Agreement (Global Mofy Metaverse LTD), Placement Agency Agreement (Global Mofy Metaverse LTD)

FINRA Clearance. On or before the Closing Date of this AgreementDate, the Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Registration StatementProspectus.

Appears in 1 contract

Samples: Placement Agency Agreement (Xiao-I Corp)

FINRA Clearance. On or before the Closing Date date of this Agreement, the Placement Agent Agents shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent Agents as described in the Registration Statement.

Appears in 1 contract

Samples: Placement Agency Agreement (ONCOSEC MEDICAL Inc)

FINRA Clearance. On or before the Closing Date date of this Agreement, the Placement Agent Agents shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent Agents as described in the Registration StatementFinal Offering Circular.

Appears in 1 contract

Samples: Placement Agency Agreement (Campagna Motors USA Inc.)

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