FINRA Conduct Rules. In accordance with applicable FINRA Conduct Rules, the parties understand and agree that, pursuant to limitations imposed by FINRA, no payments will be made to Dealer under this Agreement to the extent payments made to Dealer and any other FINRA member in respect of distribution or sales services exceed, in the aggregate, the amounts listed on Exhibit A hereto.
Appears in 6 contracts
Samples: First Amended and Restated Dealer Agreement (Blackstone Real Estate Income Fund II), First Amended and Restated Dealer Agreement (Blackstone Real Estate Income Fund), Dealer Agreement (Blackstone Real Estate Income Fund)
FINRA Conduct Rules. In accordance with applicable FINRA Conduct Rules, the parties understand and agree that, pursuant to limitations imposed by FINRA, no payments will be made to Dealer under this Agreement to the extent payments made to Dealer and any other FINRA member in respect of distribution or sales services exceed, in the aggregate, the amounts listed on in Exhibit A attached hereto, in accordance with FINRA Rule 2830.
Appears in 2 contracts
Samples: Dealer Agreement (Blackstone Alternative Alpha Fund II), Dealer Agreement (Blackstone Alternative Alpha Fund II)
