Dealer Compensation Clause Samples

Dealer Compensation a. On each purchase of Shares by Dealer from Distributor, the total sales charges and dealer concessions or commissions, if any, payable to Dealer shall be as stated on Schedule A to this Agreement, which may be amended by Distributor from time to time. Distributor reserves the right, without prior notice, to suspend or eliminate such dealer concession or commissions by amendment, sticker or supplement to the then current Prospectus for each Fund. Such sales charges and dealer concessions or commissions, are subject to reduction under a variety of circumstances as described in each Fund's then current Prospectus. For an investor to obtain any reduction, Distributor must be notified at the time of the sale that the sale qualifies for the reduced sales charge. If Dealer fails to notify Distributor of the applicability of a reduction in the sales charge at the time the trade is placed, neither Distributor nor any Fund will be liable for amounts necessary to reimburse any investor for the reduction that should have been effected. Dealer acknowledges that no sales charge or concession or commission will be paid to Dealer on the reinvestment of dividends or capital gains reinvestment or on Shares acquired in exchange for Shares of another Fund, or class thereof, having the same sales charge structure as the Fund, or class thereof, from which the exchange was made, in accordance with the Prospectus. b. In accordance with the Funds' Prospectuses, Distributor or any affiliate may, but is not obligated to, make payments to dealers from Distributor's own resources as compensation for certain sales that are made at net asset value ("Qualifying Sales"). If Dealer notifies Distributor of a Qualifying Sale, Distributor may make a contingent advance payment up to the maximum amount available for payment on the sale. If any of the Shares purchased in a Qualifying Sale are redeemed within twelve (12) months of the end of the month of purchase, Distributor shall be entitled to recover any advance payment attributable to the redeemed Shares by reducing any account payable or other monetary obligation Distributor may owe to Dealer or by making demand upon Dealer for repayment in cash. Distributor reserves the right to withhold advances to Dealer, if for any reason Distributor believes that it may not be able to recover unearned advances from Dealer. c. With respect to any Fund that offers Shares for which distribution plans have been adopted under Rule 12b-1 under the Investme...

Dealer Compensation. (i) In return for providing the services set forth in this Agreement, Dealer shall be entitled to any concessions and/or sales charges (collectively, "Concessions") set forth in the Prospectus of the applicable Fund. In addition, VKFI may pay Dealer a fee for performing distribution-related services and/or performing shareholder services with respect to Shares. Dealer acknowledges and agrees that any compensation to be paid for performing distribution-related services with respect to Shares shall be paid pursuant to a "Rule 12b-1 Plan" adopted by the applicable Open-End Fund pursuant to Rule 12b-1 under the 1940 Act, or, in the case of a Continuously Offered Closed-End Fund, pursuant to such Fund's Service Plan, and that to the extent VKFI waives any payments payable to VKFI under such Rule 12b-1 Plan or Service Plan, as the case may be, the amounts payable to Dealer will be reduced accordingly. In determining the amount payable to Dealer hereunder, VKFI reserves the right to exclude any sales which it reasonably determines are not made in accordance with the terms of the Prospectus and provisions of this Agreement. (ii) Dealer agrees that each Fund may, without prior notice, suspend or eliminate the payment of any compensation, including Rule 12b-1 Plan payments, Service Plan payments or other dealer compensation, by amendment, sticker or supplement to the then current Prospectus for such Fund. VKFI shall have no obligation to pay any compensation to Dealer for the sale of Shares of a Fund until VKFI receives the related compensation from the Fund, and VKFI's liability to Dealer for such payments is limited solely to the related compensation that VKFI receives from such Fund.

Dealer Compensation. Except as may be provided in the Memorandum, which may be amended or supplemented from time to time, as compensation for completed sales and ongoing unitholder services rendered by Dealer hereunder, Dealer is entitled, on the terms and subject to the conditions herein, to the compensation set forth on Schedule I hereto.

Dealer Compensation. (i) In return for providing the services set forth in this Agreement, Dealer shall be entitled to any concessions and/or sales charges (collectively, “Concessions”) set forth in the Prospectus of the applicable Fund. (ii) In addition, WFFD will pay Dealer a fee for performing distribution-related services and/or performing shareholder services with respect to Shares in the amount(s) set forth in the Prospectus of the applicable Fund. Dealer acknowledges and agrees that any compensation to be paid for performing distribution-related services with respect to Shares may be paid pursuant to a “Rule 12b-1 Plan” adopted by the applicable Fund pursuant to Rule 12b-1 under the 1940 Act and that to the extent WFFD waives any payments payable to WFFD under such Rule 12b-1 Plan or Service Plan, as the case may be, the amounts payable to Dealer will be reduced accordingly. In determining the amount payable to Dealer hereunder, WFFD reserves the right to exclude any sales which it reasonably determines are not made in accordance with the terms of the Prospectus and provisions of this Agreement. (iii) Dealer agrees that each Fund may, without prior notice, suspend or eliminate the payment of any compensation, including Rule 12b-1 Plan payments, Service Plan payments or other dealer compensation, by amendment, sticker or supplement to the then current Prospectus for such Fund. WFFD shall have no obligation to pay any compensation to Dealer for the sale of Shares of a Fund until WFFD receives the related compensation from the Fund, and WFFD’s liability to Dealer for such payments is limited solely to the related compensation that WFFD receives from such Fund.

Dealer Compensation. Except as may be provided in the “Plan of Distribution” section of the Prospectus, which may be amended or supplemented from time to time, as compensation for completed sales and ongoing stockholder services rendered by Dealer hereunder, Dealer is entitled, on the terms and subject to the conditions herein, to the compensation set forth on Schedule I attached hereto

Dealer Compensation. In accordance with the terms of a Rule 12b-1 Distribution Plan that has been duly adopted by the Board of Trustees of the Accolade Funds and approved by shareholders with respect to particular Funds, the Accolade Funds Trust, subject to authorization by the Board of Trustees, may make payments to brokers engaged in the distribution of shares of those Funds listed on Attachment A and who administer the accounts of shareholders. Compensation for distribution and administration services for Funds not listed on Attachment A is set forth on Attachment B.

Dealer Compensation. (i) In return for providing the services set forth in this Agreement, Dealer shall be entitled to any concessions and/or sales charges (collectively, “Concessions”) set forth in the Prospectus of the applicable Series. In determining the amount payable to Dealer hereunder, Axio reserves the right to exclude any sales which it reasonably determines do not qualify for such Concessions or are not made in accordance with the terms of the Prospectus and provisions of this Agreement. (ii) Dealer agrees that each Series may, without prior notice, suspend or eliminate the payment of any compensation by amendment, sticker or supplement to the then current Prospectus for such Series. Axio shall have no obligation to pay any compensation to Dealer for the sale of Units of a Series until Axio receives the related compensation from the Series, and Axio’s liability to Dealer for such payments is limited solely to the related compensation that Axio receives from such Series.

Dealer Compensation. As set forth in the applicable Schedules attached hereto, you may receive compensation for selling certain Classes of Shares of the Funds in the form of advanced commission payments, ongoing asset-based distribution and/or shareholder servicing fees or sales charges and concessions, all as stated in that Fund’s then current Prospectus. The terms of the compensation arrangements for distribution of various Classes of Shares are contained in the Schedules to this Agreement. We reserve the right from time to time, without prior notice, to modify, suspend or eliminate such compensation arrangements by amendment, sticker or supplement to the Prospectus of any Fund.

Dealer Compensation. As compensation for the provision of the services described herein, you will look solely to your customer, and you acknowledge that no Fund or the Distributor shall have no direct responsibility for any compensation due to you.