Common use of FINRA Conduct Rules Clause in Contracts

FINRA Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.

Appears in 6 contracts

Samples: Base Call Option Transaction (Workday, Inc.), Additional Call Option Transaction (Workday, Inc.), Additional Call Option Transaction (Workday, Inc.)

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