FINRA Conflict of Interest. The Company shall advise the Representative and its counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities.
Appears in 15 contracts
Samples: Underwriting Agreement (Osiris Acquisition Corp.), Underwriting Agreement (Osiris Acquisition Corp.), Underwriting Agreement (Research Alliance Corp. II)
FINRA Conflict of Interest. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities. The Representative, on behalf of the several Underwriters, may, in its sole discretion, waive in writing the performance by the Company of any one or more of the foregoing covenants or extend the time for their performance.
Appears in 11 contracts
Samples: Underwriting Agreement (CM Life Sciences, Inc.), Underwriting Agreement (FS Development Corp.), Underwriting Agreement (FS Development Corp.)
FINRA Conflict of Interest. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities.
Appears in 6 contracts
Samples: Underwriting Agreement (Landcadia Holdings III, Inc.), Underwriting Agreement (Landcadia Holdings II, Inc.), Underwriting Agreement (Landcadia Holdings II, Inc.)
FINRA Conflict of Interest. The Company shall advise the Representative Representatives and its their counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities.
Appears in 6 contracts
Samples: Underwriting Agreement (Live Oak Acquisition Corp II), Underwriting Agreement (Live Oak Acquisition Corp II), Underwriting Agreement (Live Oak Crestview Climate Acquisition Corp.)
FINRA Conflict of Interest. The Company shall advise the Representative and its counsel if it is aware that any 510% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Helix Acquisition Corp), Underwriting Agreement (Tailwind Two Acquisition Corp.), Underwriting Agreement (ABG Acquisition Corp. I)
FINRA Conflict of Interest. The Company shall advise the Representative and its counsel if it is aware that any 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities. The Representative, on behalf of the several Underwriters, may, in its sole discretion, waive in writing the performance by the Company of any one or more of the foregoing covenants or extend the time for their performance.
Appears in 3 contracts
Samples: Underwriting Agreement (Genesis Park Acquisition Corp.), Underwriting Agreement (Genesis Park Acquisition Corp.), Underwriting Agreement (Genesis Park Acquisition Corp.)
FINRA Conflict of Interest. The Company shall advise the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Omega Alpha SPAC), Underwriting Agreement (VPC Impact Acquisition Holdings II), Underwriting Agreement (VPC Impact Acquisition Holdings II)
FINRA Conflict of Interest. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (EQ Health Acquisition Corp.), Underwriting Agreement (Empowerment & Inclusion Capital I Corp.)
FINRA Conflict of Interest. The Company shall advise FINRA, the Representative Representatives and its counsel if it is aware that any 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities. The Representatives, on behalf of the several Underwriters, may, in their sole discretion, waive in writing the performance by the Company of any one or more of the foregoing covenants or extend the time for their performance.
Appears in 2 contracts
Samples: Underwriting Agreement (ARYA Sciences Acquisition Corp II), Underwriting Agreement (ARYA Sciences Acquisition Corp II)
FINRA Conflict of Interest. The Company shall advise the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (VPC Impact Acquisition Holdings III, Inc.), Underwriting Agreement (VPC Impact Acquisition Holdings III, Inc.)
FINRA Conflict of Interest. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities. The Representatives, on behalf of the several Underwriters, may, in their sole discretion, waive in writing the performance by the Company of any one or more of the foregoing covenants or extend the time for their performance.
Appears in 2 contracts
Samples: Underwriting Agreement (ARYA Sciences Acquisition Corp III), Underwriting Agreement (ARYA Sciences Acquisition Corp III)
FINRA Conflict of Interest. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Landcadia Holdings, Inc.), Underwriting Agreement (Landcadia Holdings, Inc.)
FINRA Conflict of Interest. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a member of FINRA Member participating in the distribution of the Offered Securities. The Representative, on behalf of the several Underwriters, may, in its sole discretion, waive in writing the performance by the Company of any one or more of the foregoing covenants or extend the time for their performance.
Appears in 2 contracts
Samples: Underwriting Agreement (Arya Sciences Acquisition Corp.), Underwriting Agreement (Arya Sciences Acquisition Corp.)
FINRA Conflict of Interest. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 510% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities.
Appears in 1 contract
Samples: Underwriting Agreement (PepperLime Health Acquisition Corp)
FINRA Conflict of Interest. The Company shall advise the Representative and its counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a member of FINRA participating in the distribution of the Offered Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Empowerment & Inclusion Capital I Corp.)
