Common use of FINRA Regulation Clause in Contracts

FINRA Regulation. Each party to this Agreement represents that it is a member of the Financial Industry Regulatory Authority, Inc. ("FINRA") and each party agrees to notify the other should it cease to be such a member. With respect to the sale of Shares hereunder, you and Xxxxxx Xxxxxxx agree to abide by the Conduct Rules of FINRA and all applicable federal and state securities laws, including but not limited to the following: (i) Xxxxxx Xxxxxxx shall not withhold placing customers' orders for Shares so as to profit themselves as a result of such withholding; and (ii) Xxxxxx Xxxxxxx shall not purchase any Shares from you other than for their own investment or to cover purchase orders already received by them from their customers.

FINRA Regulation. Each party to this Agreement represents that it is a member of the Financial Industry Regulatory Authority, Inc. ("“FINRA"”) and each party agrees to notify the other should it cease to be such a member. With respect to the sale of Shares hereunder, you and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx agree to abide by the Conduct Rules of FINRA and all applicable federal and state securities laws, including but not limited to the following: (i) Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx shall not withhold placing customers' ’ orders for Shares so as to profit themselves as a result of such withholding; and (ii) Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx shall not purchase any Shares from you other than for their own investment or to cover purchase orders already received by them from their customers.

FINRA Regulation. Each party to this Agreement represents that it is a member of the Financial Industry Regulatory Authority, Inc. ("FINRA") and each party agrees to notify the other should it cease to be such a member. With respect to the sale of Common Shares hereunder, you and Xxxxxx Xxxxxxx Xxxxx agree to abide by the Conduct Rules of FINRA and all applicable federal and state securities laws, including but not limited to the following: (i) Xxxxxx Xxxxxxx Xxxxx shall not withhold placing customers' orders for Common Shares so as to profit themselves as a result of such withholding; and (ii) Xxxxxx Xxxxxxx Xxxxx shall not purchase any Common Shares from you other than for their own investment or to cover purchase orders already received by them from their customers.

FINRA Regulation. Each party to this Agreement represents that it is a member of the Financial Industry Regulatory Authority, Inc. ("“FINRA"”) and each party agrees to notify the other should it cease to be such a member. With respect to the sale of Shares hereunder, you and Xxxxxx Xxxxxxx agree to abide by the Conduct Rules of FINRA and all applicable federal and state securities laws, including but not limited to the following: (i) Xxxxxx Xxxxxxx shall not withhold placing customers' ’ orders for Shares so as to profit themselves as a result of such withholding; and (ii) Xxxxxx Xxxxxxx shall not purchase any Shares from you other than for their own investment or to cover purchase orders already received by them from their customers.

FINRA Regulation. Each party to this Agreement represents that it is a member of the Financial Industry Regulatory Authority, Inc. ("“FINRA"”) and each party agrees to notify the other should it cease to be such a member. With respect to the sale of Common Shares hereunder, you and Xxxxxx Xxxxxxx Xxxxx agree to abide by the Conduct Rules of FINRA and all applicable federal and state securities laws, including but not limited to the following: (i) Xxxxxx Xxxxxxx Xxxxx shall not withhold placing customers' ’ orders for Common Shares so as to profit themselves as a result of such withholding; and (ii) Xxxxxx Xxxxxxx Xxxxx shall not purchase any Common Shares from you other than for their own investment or to cover purchase orders already received by them from their customers.