Common use of FINRA Rules Clause in Contracts

FINRA Rules. Each party acknowledges and agrees to be bound by the Financial Industry Regulatory Authority, Inc. Rules applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.

Appears in 4 contracts

Samples: Call Option Transaction (Gilead Sciences Inc), Call Option Transaction (Gilead Sciences Inc), Base Call Option Transaction (Gilead Sciences Inc)

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