Foreign Account Due Diligence. (A) To assist the Fund in complying with requirements regarding a due diligence program for “foreign financial institution” accounts in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 312 of the USA PATRIOT Act (“FFI Regulations”), BNYM will do the following:
Appears in 35 contracts
Samples: Transfer Agency and Shareholder Services Agreement (BlackRock Multi-Sector Opportunities Trust II), Agency and Shareholder Services Agreement, Transfer Agency and Shareholder Services Agreement (Sit Mutual Funds Ii Inc)
Foreign Account Due Diligence. (A) To assist the Fund in complying with requirements regarding a due diligence program for “"foreign financial institution” " accounts in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 312 of the USA PATRIOT Act Act, as amended (“"FFI Regulations”"), BNYM will do the following:
Appears in 24 contracts
Samples: Transfer Agency and Shareholder Services Agreement (Polen Credit Opportunities Fund), CLT Agreement (Voya Separate Portfolios Trust), CLT Agreement (Voya PARTNERS INC)
Foreign Account Due Diligence. (A) To assist the Fund in complying with requirements regarding a due diligence program for “foreign financial institution” accounts in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 312 of the USA PATRIOT Act Act, as amended (“FFI Regulations”), BNYM will do the following:
Appears in 20 contracts
Samples: Transfer Agency and Shareholder Services Agreement (AMG Pantheon Credit Solutions Fund), Transfer Agency and Shareholder Services Agreement (Versus Capital Infrastructure Income Fund), Transfer Agency and Shareholder Services Agreement (KKR Asset-Based Income Fund)
Foreign Account Due Diligence. (A) To assist the Fund in complying with requirements regarding a due diligence program for “foreign financial institution” accounts in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 312 of the USA PATRIOT Act (“"FFI Regulations”"), BNYM will do the following:
Appears in 8 contracts
Samples: Transfer Agency Services Agreement (Bennett Group Master Funds), Form of Transfer Agency and Shareholder Services Agreement (Touchstone Funds Group Trust), Form of Transfer Agency and Shareholder Services Agreement (Touchstone Investment Trust)
Foreign Account Due Diligence. (A) To assist the Fund in complying with requirements regarding a due diligence program for “"foreign financial institution” " accounts in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 312 of the USA PATRIOT Act (“"FFI Regulations”REGULATIONS"), BNYM will do the following:
Appears in 5 contracts
Samples: Transfer Agency and Shareholder Services Agreement (First Trust Series Fund), Transfer Agency and Shareholder Services Agreement (First Trust Series Fund), Transfer Agency and Shareholder Services Agreement (First Trust Variable Insurance Trust)
Foreign Account Due Diligence. (A) To assist the Fund in complying with requirements regarding a due diligence program for “"foreign financial institution” " accounts in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 312 of the USA PATRIOT Act (“"FFI Regulations”"), BNYM will do the following:
Appears in 3 contracts
Samples: Transfer Agency and Shareholder Services Agreement (EGA Emerging Global Shares Trust), Transfer Agency and Shareholder Services Agreement (Trust for Advised Portfolios), Sub Accounting and Administrative Services Agreement (Trust for Advised Portfolios)
Foreign Account Due Diligence. (A) To assist the Fund a Client in complying with requirements regarding a due diligence program for “foreign financial institution” accounts in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 312 of the USA PATRIOT Act (“FFI Regulations”), BNYM will do the following:
Appears in 2 contracts
Samples: Transfer Agency and Shareholder Services Agreement (Manning & Napier Fund, Inc /Ny/), Draft Transfer Agency and Shareholder Services Agreement (Manning & Napier Fund, Inc /Ny/)
Foreign Account Due Diligence. (A) To assist the Fund in complying with requirements regarding a due diligence program for “”foreign financial institution” accounts in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 312 of the USA PATRIOT Act Act, as amended (“”FFI Regulations”), BNYM will do the following:
Appears in 1 contract
Samples: Transfer Agency and Shareholder Services Agreement (KKR US Direct Lending Fund-U)
Foreign Account Due Diligence. (A) To assist the Fund in complying with requirements regarding a due diligence program for “foreign financial institution” accounts in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 312 512 of the USA PATRIOT Act Act, as amended (“FFI Regulations”), BNYM BNY Mellon will do the following:
Appears in 1 contract
Samples: Administrative Services Agreement (Ironwood Multi-Strategy Fund LLC)
Foreign Account Due Diligence. (A) To assist the Fund Trust in complying with requirements regarding a due diligence program for “foreign financial institution” accounts in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 312 of the USA PATRIOT Act Act, as amended (“FFI Regulations”), BNYM will do the following:
Appears in 1 contract
Samples: Agency and Unitholder Services Agreement (Afl Cio Housing Investment Trust)
