Frequent Trading. As among the Customer, the IBD, the Funds, and the Distributor, each shall have access to: (i) Customer account numbers, (ii) an IBD identifier, (iii) an investment professional identifier, and (iv) tax identification numbers on transactions and the amounts and dates of those transactions; transmitted by the Clearing Broker to the Distributor. Clearing Broker shall abide by written instructions to block accounts from trading in Shares at the written request of the Distributor, a Fund, or an IBD in order to assist such party in preventing market timing.
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Samples: Operating Agreement (Tributary Funds, Inc.), Operating Agreement (Boyar Value Fund Inc), Operating Agreement (Seligman Core Fixed Income Fund, Inc)
Frequent Trading. As among the CustomerClient, the IBD, the Funds, and the DistributorTrust, each shall have access to: (i) Customer Client account numbers, (ii) an IBD identifier, (iii) an investment professional identifier, and (iv) tax identification numbers on transactions and the amounts and dates of those transactions; transmitted by the Clearing Broker to Recordkeeping Agentto the DistributorTrust. Clearing Broker shall Recordkeeping Agentshall abide by written instructions to block accounts from trading in Shares at the written request of the DistributorTrust, a Fund, or an IBD in order to assist such party in preventing market timing.
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