Further Limitations on Disposition. The Purchaser further agrees not to make any disposition directly or indirectly of all or any portion of the Shares unless and until: (a) There is then in effect a registration statement under the 1933 Act covering such proposed disposition and such disposition is made in accordance with such registration statement; or (b) The Purchaser shall have furnished the Trust with an opinion of counsel, reasonably satisfactory to the Trustees, that such disposition will not require registration of such Shares under the 1933 Act.
Appears in 180 contracts
Samples: Subscription Agreement (Investment Managers Series Trust), Subscription Agreement (Investment Managers Series Trust III), Subscription Agreement (Investment Managers Series Trust II)
Further Limitations on Disposition. The Purchaser further agrees not to make any disposition directly or indirectly of all or any portion of the Shares unless and until:
(a) There is then in effect a registration statement under the 1933 Act covering such proposed disposition and such disposition is made in accordance with such registration statement; or
(b) The Purchaser shall have furnished the Trust with an opinion of counsel, reasonably satisfactory to the Trustees, that such disposition will not require registration of such Shares under the 1933 Act0000 Xxx.
Appears in 18 contracts
Samples: Subscription Agreement (Guggenheim Energy & Income Fund), Subscription Agreement (Guggenheim Credit Allocation Fund), Subscription Agreement (Guggenheim Strategic Opportunities Fund)
Further Limitations on Disposition. The Purchaser further agrees not to make any disposition directly or indirectly of all or any portion of the Shares unless and until:
(a) There is then in effect a registration statement under the 1933 Act covering such proposed disposition and such disposition is made in accordance with such registration statement; or
(b) The Purchaser shall have furnished the Trust with an opinion of counsel, reasonably satisfactory to the Trustees, that such disposition will not require registration of such Shares under the 1933 Act1000 Xxx.
Appears in 3 contracts
Samples: Subscription Agreement (Guggenheim Build America Bonds Managed Duration Trust), Subscription Agreement (Madison Strategic Sector Premium Fund), Subscription Agreement (Madison Strategic Sector Premium Fund)
Further Limitations on Disposition. The Purchaser further agrees not to make any disposition directly or indirectly of all or any portion of the Shares unless and until:
(a) There is then in effect a registration statement under the 1933 Act covering such proposed disposition and such disposition is made in accordance with such registration statement; or
(b) The Purchaser shall have furnished the Trust with an opinion of counsel, reasonably satisfactory to the Trustees, that such disposition will not require registration of such Shares under the 1933 Act0000 Xxx.
Appears in 2 contracts
Samples: Subscription Agreement (Evergreen Global Dividend Opportunity Fund), Subscription Agreement (Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund))
Further Limitations on Disposition. The Purchaser further agrees not to make any disposition directly or indirectly of all or any portion of the Shares (other than a redemption) unless and until:
(a) There is then in effect a registration statement under the 1933 Act covering such proposed disposition and such disposition is made in accordance with such registration statement; or
(b) The Purchaser shall have furnished the Trust with an opinion of counsel, reasonably satisfactory to the Trustees, that such disposition will not require registration of such Shares under the 1933 Act.
Appears in 1 contract
Samples: Subscription Agreement (Investment Managers Series Trust)
Further Limitations on Disposition. The Purchaser further agrees not to make any disposition directly or indirectly of all or any portion of the Shares Securities unless and until:
: (a) There is then in effect a registration statement under the 1933 Act covering such proposed disposition and such disposition is made in accordance with such registration statement; or
or (b) The Purchaser shall have furnished the Trust with an opinion of counsel, reasonably satisfactory to the TrusteesTrust, that such disposition will not require registration of such Shares Securities under the 1933 Act.
Appears in 1 contract
Further Limitations on Disposition. The Purchaser further agrees not to make any disposition directly or indirectly of all or any portion of the Shares unless and until:
(a) There is then in effect a registration statement under the 1933 Act covering such proposed disposition and such disposition is made in accordance with such registration statement; or
(b) The Purchaser shall have furnished the Trust with an opinion of counsel, reasonably satisfactory to the Trustees, that such disposition will not require registration of such Shares under the 1933 Act.
Appears in 1 contract
Samples: Subscription Agreement (Evergreen International Balanced Income Fund)
Further Limitations on Disposition. The Without in any way limiting ---------------------------------- the representations set forth above, Purchaser further agrees not to make any disposition directly or indirectly of all or any portion of the Shares unless and until:
: (ai) There there is then in effect a registration statement under the 1933 Act covering such proposed disposition and such disposition is made in accordance with such registration statement; or
(b) The Purchaser shall have furnished the Trust with an opinion of counsel, reasonably satisfactory to the Trustees, that such disposition will not require registration of such Shares under the 1933 Act.
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