Additional Legends. The certificates for shares of the Stock shall also bear any legend required by any applicable state securities law.
Additional Legends. If required by the authorities of any state in connection with the issuance of the Units, the legend or legends required by such state authorities shall also be endorsed on all such certificates.
Additional Legends. The Company may also impose any additional legend required under applicable federal or state securities laws or permitted under its bylaws and shall be entitled to issue stop transfer notices on its books with respect to any securities purchased hereunder until the conditions set forth in the applicable legends have been met. Dated: _______________ -------------------------------------------- (Signature of Registered Owner) -------------------------------------------- (Name) -------------------------------------------- (Street Address) -------------------------------------------- (City, State, Zip Code) -------------------------------------------- Social Security or Tax Identification Number If the number of Shares issuable upon this exercise shall not be all of the Shares which the undersigned is entitled to purchase in accordance with the enclosed Warrant, the undersigned requests that a new warrant evidencing the right to purchase the Shares not issuable pursuant to the exercise evidenced hereby be issued in the name of and delivered to: ------------------------------------------------------------------------------ (Please print name and address) ------------------------------------------------------------------------------ ------------------------------------------------------------------------------ Date: _______________ Name of Holder: (Print)_____________________________ (By)________________________________ (Name:) (Title:) (Signature must conform in all respects to name of holder as specified on the face of the Warrant)
Additional Legends. Definitive Notes issued to Affiliates of the Issuer may bear additional legends to reflect further restrictions on transfer.
Additional Legends. The Company may also impose any additional legend required under applicable federal or state securities laws or permitted under its bylaws and shall be entitled to issue stop transfer notices on its books with respect to any securities purchased hereunder until the conditions set forth in the applicable legends have been met.
Additional Legends. Definitive Notes issued to Affiliates of the Company may bear additional legends to reflect further restrictions on transfer.
Additional Legends. The following legends will appear on the face of all Global Notes and Definitive Notes issued under this Indenture unless specifically stated otherwise in the applicable provisions of this Indenture.
Additional Legends. Each Class A-1 Certificate and each Class B-1 Certificate, whether issued in global form or definitive physical form shall bear a legend substantially in accordance with the following: BY ACQUIRING OR ACCEPTING ANY INTEREST IN THIS CERTIFICATE, YOU ACKNOWLEDGE THAT THIS CERTIFICATE IS SUBJECT TO A PURCHASE OPTION GRANTED TO CORPORATE ASSET BACKED CORPORATION, A DELAWARE CORPORATION (THE "DEPOSITOR"), BY UBS WARBURG LLC UNDER THE [CLASS A-1][CLASS B-1] CALL OPTION AGREEMENT, DATED AS OF JUNE 21, 2002 (THE "CALL OPTION AGREEMENT"), AMONG THE DEPOSITOR, AS THE SOLE INITIAL OPTION HOLDER, UBS WARBURG LLC, AS THE INITIAL PURCHASER FROM THE DEPOSITOR, AND SOLE HOLDER AT THE TIME OF SUCH GRANT, OF THE [CLASS A-1][CLASS B-1] CERTIFICATES, AND THE BANK OF NEW YORK, A NEW YORK BANKING CORPORATION, ACTING AS OPTION AGENT FOR THE [CLASS A-1][CLASS B-1] CERTIFICATEHOLDERS WITH RESPECT TO THE [CLASS A-1][CLASS B-1] OPTIONS (THE "OPTION AGENT"), WHICH OBLIGATIONS HAVE BEEN ASSUMED BY EACH SUBSEQUENT HOLDER OF SUCH [CLASS A-1][CLASS B-1] CERTIFICATES; YOU AGREE TO ASSUME THE OBLIGATION OF YOUR TRANSFEROR TO PERFORM SUCH [CLASS A-1][CLASS B-1] OPTION; AND YOU ACKNOWLEDGE THAT YOUR TRANSFEROR HAS BEEN RELEASED FROM ITS OBLIGATION TO PERFORM SUCH [CLASS A-1][CLASS B-1] OPTION. THE CALL OPTION AGREEMENT PERMITS THE HOLDER OF THE RELATED [CLASS A-1][CLASS B-1] OPTION TO PURCHASE THIS CERTIFICATE FROM YOU, WITHOUT YOUR CONSENT, AT THE TIMES AND ON THE CONDITIONS SPECIFIED IN THE CALL OPTION AGREEMENT AT THE CALL PRICE SPECIFIED IN THAT AGREEMENT. THE [CLASS A-1][CLASS B-1] OPTION MAY BE TRANSFERRED FROM TIME TO TIME. UPON THE EXERCISE OF THE RELATED [CLASS A-1][CLASS B-1] OPTION IN THE MANNER SPECIFIED IN THE CALL OPTION AGREEMENT, [THE][THIS] [CLASS A-1][CLASS B-1] CERTIFICATE WILL BE TRANSFERRED TO[, AND REGISTERED IN THE NAME OF,] THE RELEVANT [CLASS A-1][CLASS B-1] OPTION HOLDER BY THE TRUSTEE, AND YOU WILL BE PAID THE CALL PRICE FOR THIS CERTIFICATE IN ACCORDANCE WITH THE TERMS OF THE CALL OPTION AGREEMENT, WITHOUT THE REQUIREMENT OF ANY FURTHER ACTION BY YOU, EXCEPT THAT IF THE CLASS A-1 CERTIFICATES ARE HELD IN DEFINITIVE FORM AT SUCH TIME YOU WILL NOT RECEIVE SUCH CALL PRICE UNLESS AND UNTIL YOU SURRENDER THIS CERTIFICATE.
Additional Legends. Definitive Notes issued to affiliates (as defined under Rule 144) of the Partnership may bear additional legends to reflect further restrictions on transfer.
Additional Legends. The Shares issued upon exercise hereof also be stamped or imprinted with a legend in substantially the following form: THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE SET FORTH IN THE COMPANY’S BYLAWS, A COPY OF WHICH MAY BE OBTAINED AT THE PRINCIPAL OFFICE OF THE COMPANY. IN ADDITION, THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE, INCLUDING A LOCK-UP PERIOD IN THE EVENT OF A PUBLIC OFFERING, AS SET FORTH IN THE WARRANT PURSUANT TO WHICH THESE SHARES WERE ISSUED, A COPY OF WHICH MAY BE OBTAINED AT THE PRINCIPAL OFFICE OF THE COMPANY.
