FUTURES COMMISSION MERCHANT Sample Clauses

FUTURES COMMISSION MERCHANT. Direct Trading Technologies Ltd is not currently licensed neither interested to get a license from the CFTC nor the NFA because of the United States of America not being on the major list of targeted audiences in our business plan. Nevertheless, Direct Trading Technologies Ltd acts according to the principles of "self-discipline, service and conduction", Direct Trading Technologies Ltd conducts self-regulation in the futures industry, subject to the state's centralized regulation of the futures industry. Direct Trading Technologies Ltd provides service for futures industry and protects the legal rights and interests of Customers. Direct Trading Technologies Ltd promotes open, fair and orderly of the futures market, maintains a fair competitive order in the futures industry, protects the interests of investors and pushes forward the healthy and steady development of the futures market.
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FUTURES COMMISSION MERCHANT. Bridge Markets LTD is not currently licensed neither interested to get a license from the CFTC nor the NFA because of the United States of America not being on the major list of targeted audiences in our business plan. Nevertheless, Bridge Markets LTD acts according to the principles of "self-discipline, service and conduction", Bridge Markets LTD conducts self-regulation in the futures industry, subject to the state's centralized regulation of the futures industry. Bridge Markets LTD provides service for futures industry and protects the legal rights and interests of Customers. Bridge Markets LTD promotes open, fair and orderly of the futures market, maintains a fair competitive order in the futures industry, protects the interests of investors and pushes forward the healthy and steady development of the futures market.
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FUTURES COMMISSION MERCHANT. The TTMTRUST company does not retail commodity transactions and does not provide customers to participate in the futures markets. The TTMTRUST company is not involved in the solicitation or acceptance of buy or sell orders for futures or options on futures in exchange for the payment of money (commission) or other assets to clients. The TTMTRUST company does not responsible for collecting customer margin on futures contracts and is does not responsible for ensuring that assets are delivered after the expiration of the futures contract.
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FUTURES COMMISSION MERCHANT. The Broker/Dealer is [not] registered as a futures commission merchant under the CEA.
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FUTURES COMMISSION MERCHANT. The term “futures commission merchant” shall mean a person who is or is required to be registered with the Commission as a futures commission merchant. Section 928. HOLIDAY
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Related to FUTURES COMMISSION MERCHANT

  • Brokerage Commissions All brokers' commissions and other charges incident to the purchase, sale or lending of the Fund 's portfolio securities.

  • Real Estate Commissions Neither Seller nor Purchaser has authorized any broker or finder to act on any party’s behalf in connection with the sale and purchase hereunder and neither Seller nor Purchaser has dealt with any broker or finder purporting to act on behalf of any other party. Purchaser agrees to indemnify, defend and hold harmless Seller for, from and against any and all claims, losses, damages, costs or expenses of any kind or character arising out of or resulting from any agreement, arrangement or understanding alleged to have been made by Purchaser or on Purchaser’s behalf with any broker or finder in connection with this Agreement or the transaction contemplated hereby. Seller agrees to indemnify, defend and hold harmless Purchaser for, from and against any and all claims, losses, damages, costs or expenses of any kind or character arising out of or resulting from any agreement, arrangement or understanding alleged to have been made by Seller or on Seller’s behalf with any broker or finder in connection with this Agreement or the transaction contemplated hereby. Notwithstanding anything to the contrary contained herein, this Section 9.2 shall survive the Closing or any earlier termination of this Agreement.

  • No Commission Stop Order At each of the Closing Date and the Option Closing Date, the Commission has not issued any order or threatened to issue any order preventing or suspending the use of any Preliminary Prospectus or the Prospectus or any part thereof, and has not instituted or threatened to institute any proceedings with respect to such an order.

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