Government Regulation. The Borrower is not an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or controlled by such a company.
Appears in 55 contracts
Samples: Term Loan Agreement (Public Service Co of New Mexico), Credit Agreement (Public Service Co of New Mexico), Credit Agreement (Public Service Co of New Mexico)
Government Regulation. The Such Borrower is not an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amendedamended (the “Investment Company Act”), or and is not controlled by such a company, nor is otherwise subject to regulation under the Investment Company Act.
Appears in 20 contracts
Samples: Revolving Credit Agreement (Dominion Energy, Inc), Revolving Credit Agreement (Virginia Electric & Power Co), Revolving Credit Agreement (Dominion Energy, Inc)
Government Regulation. The Borrower is not an “"investment company” registered " or required to be registered under a company "controlled" by an "investment company" (as each such term is defined or used in the Investment Company Act of 1940, as amended) and neither the Borrower nor any Material Subsidiary thereof is, or controlled by such a companyafter giving effect to any Loan will be, subject to regulation under the Public Utility Holding Company Act of 1935 or the Interstate Commerce Act, each as amended, or any other Applicable Law which limits its ability to incur or consummate the transactions contemplated hereby.
Appears in 18 contracts
Samples: Credit Agreement (Cooper River Properties LLC), Credit Agreement (Cooper River Properties LLC), Credit Agreement (Cooper River Properties LLC)
Government Regulation. The Borrower is not an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amendedamended (the “Investment Company Act”), or and is not controlled by such a company, nor is otherwise subject to regulation under the Investment Company Act.
Appears in 8 contracts
Samples: Revolving Credit Agreement (Dominion Energy, Inc), Day Term Loan Credit Agreement (Dominion Energy, Inc), Revolving Credit Agreement (Dominion Energy, Inc)
Government Regulation. The Borrower is not an “investment company” registered company or required to be registered under a company controlled by an investment company (as each such term is defined or used in the Investment Company Act of 1940, as amended), and the Borrower is not, or controlled by such a companyafter giving effect to the Loan will not be, subject to regulation under any other Applicable Law which limits its ability to incur or consummate the transactions contemplated hereby.
Appears in 4 contracts
Samples: Loan and Security Agreement (Griffin Industrial Realty, Inc.), Master Lease (Griffin Industrial Realty, Inc.), Loan and Security Agreement (Griffin Land & Nurseries Inc)
Government Regulation. The Borrower is not an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or and is not controlled by such a company, nor is otherwise subject to regulation under said Act.
Appears in 3 contracts
Samples: Credit Agreement (Dominion Resources Inc /Va/), Credit Agreement (Dominion Resources Inc /Va/), Day Credit Agreement (Consolidated Natural Gas Co/Va)
Government Regulation. The Borrower is not an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or controlled by such a company.
Appears in 3 contracts
Samples: Term Loan Agreement (PNM Resources Inc), Credit Agreement (PNM Resources Inc), Credit Agreement (PNM Resources Inc)
Government Regulation. The Borrower is not an “"investment company” ", or a company "controlled" by an "investment company", registered or required to be registered under the Investment Company Act of 1940, as amended. Borrower is not a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" or either a "holding company" or a "subsidiary company" within the meaning of the Public Utility Holding Company Act of 1935, or controlled by such a companyas amended.
Appears in 2 contracts
Samples: Loan Agreement (Las Vegas Sands Inc), Loan Agreement (Alexanders Inc)
Government Regulation. The Borrower is not an “investment company” registered company or required to be registered under a company controlled by an investment company (as each such term is defined or used in the Investment Company Act of 1940, as amended), and the Borrower is not, or controlled by such a company.after giving effect to the Loan will not be, subject to regulation under any other applicable law which limits its ability to incur or consummate the transactions contemplated hereby. 3.21
Appears in 1 contract
Government Regulation. The Borrower is not an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or controlled by such a company.
Appears in 1 contract
Government Regulation. The Borrower is not an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or controlled by such a company.
Appears in 1 contract
Samples: Loan Agreement (KBS Real Estate Investment Trust II, Inc.)
Government Regulation. The Borrower is not an “investment company”, or a company “controlled” by an “investment company”, registered or required to be registered under the Investment Company Act of 1940, as amended. Borrower is not a “holding company” or a “subsidiary company” of a “holding company” or an “affiliate” or either a “holding company” or a “subsidiary company” within the meaning of the Public Utility Holding Company Act of 1935, or controlled by such a companyas amended.
Appears in 1 contract
Government Regulation. The Borrower is not required to register as an “investment company” registered or required to be registered under and as defined in the Investment Company Act of 1940, . The Borrower is not a “registered investment company” or a company “controlled” by a “registered investment company” or a “principal underwriter” of a “registered investment company” as amended, or controlled by such a companyterms are defined in the Investment Company Act of 1940.”
Appears in 1 contract
Samples: Assurant Inc