Government Regulation. The Borrower is not an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or controlled by such a company.
Appears in 55 contracts
Samples: Term Loan Agreement (Public Service Co of New Mexico), Credit Agreement (Public Service Co of New Mexico), Credit Agreement (Public Service Co of New Mexico)
Government Regulation. The Such Borrower is not an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amendedamended (the “Investment Company Act”), or and is not controlled by such a company, nor is otherwise subject to regulation under the Investment Company Act.
Appears in 20 contracts
Samples: Revolving Credit Agreement (Dominion Energy, Inc), Revolving Credit Agreement (Dominion Energy South Carolina, Inc.), Revolving Credit Agreement (Dominion Energy, Inc)
Government Regulation. The Borrower is not an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amendedamended (the “Investment Company Act”), or and is not controlled by such a company, nor is otherwise subject to regulation under the Investment Company Act.
Appears in 8 contracts
Samples: Sustainability Revolving Credit Agreement (Dominion Energy, Inc), 364 Day Term Loan Credit Agreement (Dominion Energy, Inc), Sustainability Revolving Credit Agreement (Dominion Energy, Inc)
Government Regulation. The Borrower is not an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or and is not controlled by such a company, nor is otherwise subject to regulation under said Act.
Appears in 3 contracts
Samples: Five Year Credit Agreement (Dominion Resources Inc /Va/), Five Year Credit Agreement (Dominion Resources Inc /Va/), 364 Day Credit Agreement (Consolidated Natural Gas Co/Va)
Government Regulation. The Borrower is not an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or controlled by such a company.
Appears in 3 contracts
Samples: Term Loan Agreement (PNM Resources Inc), Credit Agreement (PNM Resources Inc), Credit Agreement (PNM Resources Inc)
Government Regulation. The Borrower is not an “"investment company” ", or a company "controlled" by an "investment company", registered or required to be registered under the Investment Company Act of 1940, as amended. Borrower is not a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" or either a "holding company" or a "subsidiary company" within the meaning of the Public Utility Holding Company Act of 1935, or controlled by such a companyas amended.
Appears in 2 contracts
Samples: Loan Agreement (Alexanders Inc), Loan Agreement (Las Vegas Sands Inc)
Government Regulation. The Borrower is not an “investment company” registered or required to be registered under the Investment Company Act of 1940, as amended, or controlled by such a company.
Appears in 1 contract
Samples: Loan Agreement (KBS Real Estate Investment Trust II, Inc.)
Government Regulation. The Borrower is not required to register as an “investment company” registered or required to be registered under and as defined in the Investment Company Act of 1940, . The Borrower is not a “registered investment company” or a company “controlled” by a “registered investment company” or a “principal underwriter” of a “registered investment company” as amended, or controlled by such a companyterms are defined in the Investment Company Act of 1940.”
Appears in 1 contract
Samples: Credit Agreement (Assurant Inc)
Government Regulation. The Borrower is not an “investment company” registered company or required to be registered under a company controlled by an investment company (as each such term is defined or used in the Investment Company Act of 1940, as amended, or controlled by such a company).
Appears in 1 contract
Samples: Master Credit Agreement (Noble Environmental Power LLC)
Government Regulation. The Borrower is not an “"investment company” " registered or required to be registered under the Investment Company Act of 1940, as amended, or controlled by such a company.
Appears in 1 contract
