Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 38 contracts
Samples: Convertible Note Purchase Agreement (CIMG Inc.), Convertible Note Purchase Agreement (NuZee, Inc.), Convertible Note Purchase Agreement (NuZee, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesShares.
Appears in 17 contracts
Samples: Securities Purchase Agreement (Blackboxstocks Inc.), Common Stock Purchase Agreement (NeuroSigma, Inc.), Common Stock Purchase Agreement (NeuroSigma, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote.
Appears in 14 contracts
Samples: Note Purchase Agreement (Qt Imaging Holdings, Inc.), Secured Note Purchase Agreement (Allarity Therapeutics, Inc.), Note Purchase Agreement (Bone Biologics Corp)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the initial Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notessuch Investor’s Note.
Appears in 13 contracts
Samples: Note and Warrant Purchase Agreement (NeuroSigma, Inc.), Note and Warrant Purchase Agreement (NeuroSigma, Inc.), Note and Warrant Purchase Agreement (NeuroSigma, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notessuch Investor’s Note.
Appears in 13 contracts
Samples: Note and Warrant Purchase Agreement (NeuroSigma, Inc.), Note and Warrant Purchase Agreement (NeuroSigma, Inc.), Note and Warrant Purchase Agreement (NeuroSigma, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 13 contracts
Samples: Convertible Note and Warrant Purchase Agreement (CIMG Inc.), Convertible Note and Warrant Purchase Agreement (NuZee, Inc.), Note and Warrant Purchase Agreement (Nuburu, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date or the applicable Additional Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Shuttle Pharmaceuticals Holdings, Inc.), Note and Warrant Purchase Agreement (Knightscope, Inc.), Note and Warrant Purchase Agreement (Knightscope, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesSecurities.
Appears in 9 contracts
Samples: Securities Purchase Agreement (SKYX Platforms Corp.), Securities Purchase Agreement (SKYX Platforms Corp.), Securities Purchase Agreement (SKYX Platforms Corp.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 9 contracts
Samples: Note and Warrant Purchase Agreement (Opti-Harvest, Inc.), Note and Warrant Purchase Agreement (Opti-Harvest, Inc.), Note and Warrant Purchase Agreement
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Additional Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes at such Additional Closing.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Shuttle Pharmaceuticals Holdings, Inc.), Note Purchase Agreement, Note Purchase Agreement (ConversionPoint Holdings, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 6 contracts
Samples: Convertible Note Purchase Agreement (Redaptive, Inc.), Note Purchase Agreement (Redaptive, Inc.), Note Purchase Agreement (Appgate, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesCommon Stock and Warrants.
Appears in 6 contracts
Samples: Common Stock and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.), Common Stock and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.), Common Stock and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote and Warrant.
Appears in 5 contracts
Samples: Demand Promissory Note and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.), Demand Promissory Note and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.), Demand Promissory Note and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company Note Obligors shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 5 contracts
Samples: Note and Warrant Purchase Agreement (Gores Metropoulos II, Inc.), Omnibus Amendment (Sonder Holdings Inc.), Fourth Amendment (Sonder Holdings Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote.
Appears in 4 contracts
Samples: Note Purchase and Security Agreement (AMERI Holdings, Inc.), Revolving Credit Loan and Security Agreement (Westmountain Index Advisor Inc), Revolving Credit Loan and Security Agreement (Westmountain Index Advisor Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 4 contracts
Samples: Note Purchase and Exchange Agreement (Ascent Solar Technologies, Inc.), Note Purchase Agreement (Ascent Solar Technologies, Inc.), Note Purchase Agreement (Ascent Solar Technologies, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote.
Appears in 4 contracts
Samples: Unsecured Convertible Promissory Note and Warrant Purchase Agreement (Stratos Renewables CORP), Secured Promissory Note and Warrant Purchase Agreement (EV Transportation, Inc.), Note and Warrant Purchase Agreement (Dais Analytic Corp)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Additional Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants at such Additional Closing.
Appears in 4 contracts
Samples: Note and Warrant Purchase Agreement (Universal Security Instruments Inc), Note and Warrant Purchase Agreement (Knightscope, Inc.), Note and Warrant Purchase Agreement (Knightscope, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, commissions the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of or the Notes.
Appears in 3 contracts
Samples: Note and Warrant Purchase Agreement (Amarantus BioSciences, Inc.), Note and Warrant Purchase Agreement (Amarantus BioSciences, Inc.), Note and Warrant Purchase Agreement (Jumpkicks, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the date of such Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 3 contracts
Samples: Note and Warrant Purchase Agreement (Sagent Technology Inc), Note Purchase Agreement (Sagent Technology Inc), Note Purchase Agreement (Group 1 Software Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesShares.
Appears in 3 contracts
Samples: Exchange Agreement (RespireRx Pharmaceuticals Inc.), Exchange Agreement (RespireRx Pharmaceuticals Inc.), Exchange Agreement (RespireRx Pharmaceuticals Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote.
Appears in 3 contracts
Samples: Note Purchase Agreement (PogoTec, Inc.), Note Purchase Agreement (PogoTec, Inc.), Note Purchase Agreement (PogoTec, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesShares and the Warrants.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Blackboxstocks Inc.), Securities Purchase Agreement (Blackboxstocks Inc.), Securities Purchase Agreement (Blackboxstocks Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and the Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Opti-Harvest, Inc.), Securities Purchase Agreement (Opti-Harvest, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Initial Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Initial Notes.
Appears in 2 contracts
Samples: Note Purchase Agreement (Redaptive, Inc.), Convertible Note Purchase Agreement (Redaptive, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesShares and Warrants.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Blackboxstocks Inc.), Securities Purchase Agreement (Regenerx Biopharmaceuticals Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (RiceBran Technologies), Note and Warrant Purchase Agreement (Nutracea)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall will have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and the Warrants.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Nuburu, Inc.), Note and Warrant Purchase Agreement (Seldin David)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date or applicable Additional Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesSecurities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Trxade Group, Inc.), Securities Purchase Agreement (Trxade Group, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissionscommissions (which notices will be promptly filed), the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and the Warrants and the consummation of the transactions contemplated by the other Transaction Documents delivered on the Closing Date.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Ista Pharmaceuticals Inc), Note and Warrant Purchase Agreement (Ista Pharmaceuticals Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes, the Warrants and any other securities of the Company acquired by the Investors hereunder.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (RiceBran Technologies), Note and Warrant Purchase Agreement (RiceBran Technologies)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote and Warrants.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Miromatrix Medical Inc.), Note and Warrant Purchase Agreement (Miromatrix Medical Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissionsgovernmental agencies, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (New Design Cabinets, Inc.), Note and Warrant Purchase Agreement (New Design Cabinets, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote.
Appears in 2 contracts
Samples: Note Purchase Agreement (Panbela Therapeutics, Inc.), Note Purchase and Security Agreement (AMERI Holdings, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Cancer Prevention Pharmaceuticals, Inc.), Note and Warrant Purchase Agreement (Cancer Prevention Pharmaceuticals, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 2 contracts
Samples: Note Purchase Agreement (OCA Acquisition Corp.), Secured Convertible Note Purchase Agreement (Meade Instruments Corp)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissionsregulatory bodies, the Company shall have obtained all governmental approvals Governmental Approvals required in connection with the lawful sale and issuance of the NotesNotes sold and issued in such Closing.
Appears in 2 contracts
Samples: Note Purchase and Security Agreement (Metromile, Inc.), Note Purchase and Security Agreement (INSU Acquisition Corp. II)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Subsequent Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Subsequent Notes, except where a failure to obtain such approvals would not reasonably be expected to have a Material Adverse Effect.
Appears in 2 contracts
Samples: Convertible Note Purchase Agreement (Redaptive, Inc.), Note Purchase Agreement (Redaptive, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 2 contracts
Samples: Unit Purchase Agreement (Motive Inc), Preferred Stock and Warrant Purchase Agreement (Acubid Com Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote and the Warrant.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Dais Analytic Corp), Note and Warrant Purchase Agreement (Dais Analytic Corp)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and the Warrants and the consummation of the transactions contemplated by the other Transaction Documents delivered on the Closing Date.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Ista Pharmaceuticals Inc), Note and Warrant Purchase Agreement (Ista Pharmaceuticals Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 2 contracts
Samples: Unit Purchase Agreement (Motive Inc), Note and Warrant Purchase Agreement (Digital Lightwave Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date or the applicable Additional Closing Date, as applicable, with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 2 contracts
Samples: Note Purchase Agreement, Note Purchase Agreement (Ohr Pharmaceutical Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesSAFE.
Appears in 2 contracts
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote and the Warrant.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Cyclone Uranium Corp), Note and Warrant Purchase Agreement (Westmountain Index Advisor Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall will have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Nuburu, Inc.), Note and Warrant Purchase Agreement (Seldin David)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and the Warrant.
Appears in 2 contracts
Samples: Note Purchase Agreement (Ascent Solar Technologies, Inc.), Note and Warrant Purchase Agreement (Westmountain Index Advisor Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing Date with certain federal and state securities commissions, the Company and Parent shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 2 contracts
Samples: Note Purchase Agreement (Appgate, Inc.), Note Purchase Agreement (Appgate, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote and the Warrants.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Miromatrix Medical Inc.), Note and Warrant Purchase Agreement (Miromatrix Medical Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and the shares of Common Stock.
Appears in 1 contract
Samples: Note Purchase Facility Agreement (Stratos Renewables CORP)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date or applicable Additional Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Convertible Notes.
Appears in 1 contract
Samples: Convertible Note and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date or Additional Closing Date, as applicable, with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 1 contract
Samples: Note Purchase Agreement
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, and as required and disclosed under the Warrant Agreement, Company shall have obtained all governmental approvals and made all governmental filings required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote to be sold at the Closing to the Purchaser.
Appears in 1 contract
Samples: Secured Convertible Note Purchase Agreement (Medicine Man Technologies, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall will have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesSecurities.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company and the Guarantor shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and the Guarantee, the execution and delivery of the Transaction Documents and the compliance by the Company and the Guarantor with their obligations under the Transaction Documents at or immediately following the Closing Date.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Initial Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.
Appears in 1 contract
Samples: Note Agreement (Polycom Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesSafe.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesClass C Units.
Appears in 1 contract
Samples: Class C Non Incentive Unit Purchase Agreement (Align Technology Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesJunior Convertible Note and the Common Warrant.
Appears in 1 contract
Samples: Convertible Note and Warrant Purchase Agreement (Digital Domain Media Group, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote and Warrants.
Appears in 1 contract
Samples: Secured Promissory Note and Warrant Purchase Agreement (Stratos Renewables CORP)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes to be sold in such Closing.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesBonds.
Appears in 1 contract
Samples: Convertible Bonds Subscription Agreement (20/20 GeneSystems, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company Obligors shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesSecurities.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date or the Second Closing Date, as applicable, with certain federal and state securities commissions, the Company shall have obtained all approvals by any governmental approvals or regulatory authority, including any applicable securities exchange, required in connection with the lawful sale and issuance of the NotesNotes and the Warrants.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall will have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesSecurities.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Effective Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Senior Convertible Notes and Junior Bridge Notes.
Appears in 1 contract
Samples: Senior Convertible Notes Exchange Agreement (Nuburu, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesDebentures and Warrants.
Appears in 1 contract
Samples: Debenture and Warrant Purchase Agreement (Lowell Farms Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company Purchaser shall have obtained all governmental approvals required in connection with the lawful sale and issuance purchase of the NotesNote.
Appears in 1 contract
Samples: Secured Convertible Note Purchase Agreement (Medicine Man Technologies, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes.Notes and Warrants.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Universal Security Instruments Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date or the applicable Additional Closing Date, as applicable, with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Universal Security Instruments Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company and the Guarantor shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and the Guarantee.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesWarrants.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Applicable Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notesapplicable Note.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Vitrotech Corp)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Notes, Warrants and/or Shares.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (RiceBran Technologies)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company Purchaser shall have obtained all governmental approvals required in connection with the lawful sale and issuance purchase of the NotesSecurities.
Appears in 1 contract
Samples: Note Purchase Agreement (DraftDay Fantasy Sports, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesUnits.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Convertible Notes.
Appears in 1 contract
Samples: Notes and Warrant Purchase Agreement (HealthLynked Corp)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Second Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants at such Second Closing.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesWarrants.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals and shall have filed all applications or other notices required in connection with the lawful sale and issuance of the Notes.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesWarrants.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote being purchased and sold at such Closing.
Appears in 1 contract
Samples: Credit Agreement (Amyris, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissionscommissions and as otherwise disclosed and required under the terms and conditions of the Warrant Agreement, the Company shall have obtained all governmental approvals approvals, if any, required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and the Warrants.
Appears in 1 contract
Samples: Loan and Warrant Purchase Agreement (Omni Bio Pharmaceutical, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote and Warrants.
Appears in 1 contract
Samples: Loan and Warrant Purchase Agreement (Omni Bio Pharmaceutical, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date or applicable Additional Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesConvertible Securities.
Appears in 1 contract
Samples: Convertible Securities Purchase Agreement (Q Therapeutics, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Preferred Stock.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesShares.
Appears in 1 contract
Samples: Exclusive Distribution Agreement (Freebutton, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissions, the Company Lender shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote being purchased and sold at such Closing.
Appears in 1 contract
Samples: Credit Agreement (Amyris, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissionsregulatory bodies, the Company shall have obtained all governmental approvals Governmental Approvals required in connection with the lawful sale and issuance of the Notes.Notes sold and issued in such Closing.
Appears in 1 contract
Samples: Note Purchase and Security Agreement (Lemonade, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the such Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote to be sold and issued at such Closing.
Appears in 1 contract
Samples: Note Purchase Agreement (Panbela Therapeutics, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date Date, with certain federal and state securities commissions, the Company shall have obtained all governmental approvals and shall have filed all applications or other notices required in connection with the lawful sale and issuance of the Notes.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain under federal and state securities commissionslaw, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesSecurities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Prism Technologies Group, Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the each Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the Noteseach Note.
Appears in 1 contract
Samples: Note Purchase and Line of Credit Agreement (Sunpower Corp)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesPreferred Stock and Warrants.
Appears in 1 contract
Samples: Preferred Stock and Warrant Purchase Agreement (Acubid Com Inc)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the each Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNote.
Appears in 1 contract
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the Closing Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesShares and Warrant.
Appears in 1 contract
Samples: Securities Purchase Agreement (Blackboxstocks Inc.)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the First Closing Date with certain federal and state securities commissionsrespect to the Required Approvals, the Company shall have obtained all governmental approvals required in connection with the lawful sale and issuance of the NotesNotes and Warrants.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Brekford Corp.)
