Governmental Authorizations; Compliance with Law; Forms and Policies Sample Clauses

Governmental Authorizations; Compliance with Law; Forms and Policies. (a) Each of the PGH Subsidiaries is in compliance with the Laws or Permits applicable to it, the PGH Business and the PGH Business Assets. Each of the PGH Subsidiaries 52 60 and, to the Knowledge of PGH, their independent agents, have marketed, sold and issued products of such company in compliance with the Laws applicable to the PGH Business in the respective jurisdiction in which such products have been marketed or sold. Except as otherwise set forth in Schedule 3.14(a), the PGH Subsidiaries hold all Permits necessary for the conduct of the PGH Business as presently conducted. All of such Permits are valid and in full force and effect, and no Proceeding is pending or, to the Knowledge of PGH, threatened that could result in the suspension, revocation or limitation of any such Permits. Except as disclosed in Schedule 3.14(a), none of the PGH Subsidiaries has received any notice of any violation of any Law or Permit, applicable to it or to any of its properties. Notwithstanding the foregoing, the representations contained in this Section 3.14 do not relate to the Permits identified on Schedule 3.4, which are instead the subject of Section 3.4(a); employee benefits matters, which are instead the subject of Section 3.12 and Article VIII; or any Tax Matters, which are instead the subject of Article VII.

Governmental Authorizations; Compliance with Law; Forms and Policies. (a) Except as otherwise set forth in Schedule 3.15(a), each of the Stock Sale Companies is in compliance in all material respects with the Laws or Permits applicable to it and the Stock Sale Business, or by which any material property or asset of the Stock Sale Companies is bound or affected, and none of Genworth or the Stock Sale Companies has received any notice of any violation of any Applicable Law other than communications regarding failure to comply with policy forms, annual information filings made concurrently with the filing of the Statutory Statements and other similar filings which are handled in the ordinary course of business consistent with past practice, none of which individually or in the aggregate would be material. Each of the Stock Sale Companies and, to the Knowledge of Genworth, their independent agents, has marketed, sold, underwritten, administered and issued products of the Stock Sale Companies in compliance in all material respects with the Laws applicable to the Stock Sale Business. Each of the Stock Sale Companies is in material compliance with its own and Genworth’s policies, in each case applicable to its collection, use and disclosure of personal or private information of customers or consumers. Except as otherwise set forth in Schedule 3.15(a), the Stock Sale Companies hold all Permits necessary for the conduct of the Stock Sale Business as presently conducted. All of such Permits are valid and in full force and effect, and no Proceeding is pending or, to the Knowledge of Genworth, threatened that would reasonably be expected to result in the suspension, revocation or limitation of any such Permit. Except as set forth in Schedule 3.15(a), none of the Stock Sale Companies has received any notice of any material violation of any Permit applicable to it or to any of its properties. Notwithstanding the foregoing, the representations contained in this Section 3.15 do not relate to the Permits identified on Schedule 3.3(a), which are instead the subject of Schedule 3.3(a); employee benefits matters, which are instead the subject of Schedule 3.12 and Article VIII; or any Tax Matters, which are instead the subject of Article VII.