Common use of Grant of Authority to the Dealer Manager Clause in Contracts

Grant of Authority to the Dealer Manager. (a) Based on the representations and warranties contained in this Agreement, and subject to the terms and conditions set forth in this Agreement, the Fund appoints you as the Dealer Manager for the Fund during the Offering Period (as defined in Section 3(b)). As the Dealer Manager, you agree to use your best efforts to effect sales of the Shares on the terms and conditions described herein and in the then-current Prospectus. More particularly, without limitation of the generality of the foregoing, you will, and will cause your personnel to: i. Diligently promote the marketing and sale of the Shares to financial intermediaries, the media, and other third parties (collectively, "Marketing Recipients") and cooperate with the Fund in doing so; ii. Fully understand the Shares and terms of the Offering; iii. Distribute sales information, literature, advertising materials and general information concerning the Shares as directed by the Fund; iv. Furnish to the Fund such reports, market data and other information concerning marketing efforts as from time to time may be reasonably requested by the Fund; v. Promptly forward to the Company copies of all inquiries and relevant correspondence received by you or your personnel regarding the Offering or the Fund; vi. Fully comply with all state and federal securities laws and regulations; vii. Maintain proper FINRA licensing required to perform all duties contemplated under this Agreement; and viii. Maintain a complete and accurate record of all sales-related activity, and furnish the same to the Fund upon request.

Appears in 1 contract

Samples: Dealer Manager Agreement (Predex)

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Grant of Authority to the Dealer Manager. (a) Based on the representations and warranties contained in this Agreement, and subject to the terms and conditions set forth in this Agreement, the Fund appoints you as the Dealer Manager for the Fund during the Offering Period (as defined in Section 3(b2(b)). As the Dealer Manager, you agree to use your best efforts to effect sales of market the Shares on the terms and conditions described herein and in the then-current Prospectus. More particularly, without limitation of the generality of the foregoing, you will, and you will cause your personnel to: i. Diligently promote the marketing and sale of the Shares to financial intermediaries, the media, and other third parties (collectively, "Marketing Recipients") and cooperate with the Fund in doing so;so; ii. Fully understand the Shares and terms of the Offering;Offering; iii. Distribute Provide sales information, literature, advertising materials approved by the Distributor and general information concerning the Shares as directed by the Fund;Fund; iv. Furnish to the Fund such reports, market data and other information concerning marketing efforts as from time to time may be reasonably requested by the Fund;Fund; v. Promptly forward to the Company Fund copies of all inquiries and relevant correspondence received by you or your personnel regarding the Offering or the Fund;Fund; vi. Fully comply with all state and federal securities laws and regulations;regulations; vii. Maintain proper FINRA licensing required to perform all duties contemplated under this Agreement; Agreement; and viii. Maintain a complete and accurate record of all sales-related activity, and furnish the same to the Fund upon request.

Appears in 1 contract

Samples: Dealer Manager Agreement (CION Grosvenor Infrastructure Fund)

Grant of Authority to the Dealer Manager. (a) Based on the representations and warranties contained in this Agreement, and subject to the terms and conditions set forth in this Agreement, the Fund appoints you as the Dealer Manager for the Fund during the Offering Period (as defined in Section 3(b)). As the Dealer Manager, you agree to use your best efforts to effect sales of the Shares on the terms and conditions described herein and in the then-current Prospectus. More particularly, without limitation of the generality of the foregoing, you will, and you will cause your personnel to: i. Diligently promote the marketing and sale of the Shares to financial intermediaries, the media, and other third parties (collectively, "Marketing Recipients") and cooperate with the Fund in doing so; ii. Fully understand the Shares and terms of the Offering; iii. Distribute sales information, literature, advertising materials and general information concerning the Shares as directed by the Fund; iv. Furnish to the Fund such reports, market data and other information concerning marketing efforts as from time to time may be reasonably requested by the Fund; v. Promptly forward to the Company copies of all inquiries and relevant correspondence received by you or your personnel regarding the Offering or the Fund; vi. Fully comply with all state and federal securities laws and regulations; vii. Maintain proper FINRA licensing required to perform all duties contemplated under this Agreement; and viii. Maintain a complete and accurate record of all sales-related activity, and furnish the same to the Fund upon request.

Appears in 1 contract

Samples: Dealer Manager Agreement (Resource Real Estate Diversified Income Fund)

Grant of Authority to the Dealer Manager. (a) Based on the representations and warranties contained in this Agreement, and subject to the terms and conditions set forth in this Agreement, the Fund appoints you as the Dealer Manager for the Fund during the Offering Period (as defined in Section 3(b)). As the Dealer Manager, you agree to use your best efforts to effect sales of the Shares on the terms and conditions described herein and in the then-current Prospectus. More particularly, without limitation of the generality of the foregoing, you will, and you will cause your personnel to: i. Diligently promote the marketing and sale of the Shares to financial intermediaries, the media, and other third parties (collectively, "Marketing Recipients") and cooperate with the Fund in doing so; ii. Fully understand the Shares and terms of the Offering; iii. Distribute sales information, literature, advertising materials and general information concerning the Shares as directed by the Fund; iv. Furnish to the Fund such reports, market data and other information concerning marketing efforts as from time to time may be reasonably requested by the Fund; v. Promptly forward to the Company copies of all inquiries and relevant correspondence received by you or your personnel regarding the Offering or the Fund; vi. Fully comply with all state and federal securities laws and regulations; vii. Maintain proper FINRA licensing required to perform all duties contemplated under this Agreement; and viii. Maintain a complete and accurate record of all sales-related activity, and furnish the same to the Fund upon request.

Appears in 1 contract

Samples: Dealer Manager Agreement (Vertical Capital Income Fund)

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Grant of Authority to the Dealer Manager. (a) Based on the representations and warranties contained in this Agreement, and subject to the terms and conditions set forth in this Agreement, the Fund appoints you as the Dealer Manager for the Fund during the Offering Period (as defined in Section 3(b2(b)). As the Dealer Manager, you agree to use your best efforts to effect sales of the Shares on the terms and conditions described herein and in the then-current Prospectus. More particularly, without limitation of the generality of the foregoing, you will, and you will cause your personnel to: i. Diligently promote the marketing and sale of the Shares to financial intermediaries, the media, and other third parties (collectively, "Marketing Recipients") and cooperate with the Fund in doing so;so; ii. Fully understand the Shares and terms of the Offering;Offering; iii. Distribute sales information, literature, advertising materials and general information concerning the Shares as directed by the Fund;Fund; iv. Furnish to the Fund such reports, market data and other information concerning marketing efforts as from time to time may be reasonably requested by the Fund;Fund; v. Promptly forward to the Company Fund copies of all inquiries and relevant correspondence received by you or your personnel regarding the Offering or the Fund;Fund; vi. Fully comply with all state and federal securities laws and regulations;regulations; vii. Maintain proper FINRA licensing required to perform all duties contemplated under this Agreement; Agreement; and viii. Maintain a complete and accurate record of all sales-related activity, and furnish the same to the Fund upon request.

Appears in 1 contract

Samples: Dealer Manager Agreement (Eagle Point Enhanced Income Trust)

Grant of Authority to the Dealer Manager. (a) Based on the representations and warranties contained in this Agreement, and subject to the terms and conditions set forth in this Agreement, the Fund appoints you as the Dealer Manager for the Fund during the Offering Period (as defined in Section 3(b)). As the Dealer Manager, you agree to use your best efforts to effect sales of the Shares on the terms and conditions described herein and in the then-current Prospectus. More particularly, without limitation of the generality of the foregoing, you will, and you will cause your personnel to: i. Diligently promote the marketing and sale of the Shares to financial intermediaries, the media, and other third parties (collectively, "Marketing Recipients") and cooperate with the Fund in doing so; ii. Fully understand the Shares and terms of the Offering; iii. Distribute sales information, literature, advertising materials and general information concerning the Shares as directed by the Fund; iv. Furnish to the Fund such reports, market data and other information concerning marketing efforts as from time to time may be reasonably requested by the Fund; v. Promptly forward to the Company copies of all inquiries and relevant correspondence received by you or your personnel regarding the Offering or the Fund; vi. Fully comply with all state and federal securities laws and regulations; vii. Maintain proper FINRA licensing required to perform all duties contemplated under this Agreement; and viii. Maintain a complete and accurate record of all sales-related activity, and furnish the same to the Fund upon request.

Appears in 1 contract

Samples: Dealer Manager Agreement (Resource Credit Income Fund)

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