Common use of Holding Company and Investment Company Acts Clause in Contracts

Holding Company and Investment Company Acts. Neither the Parent nor any of its Subsidiaries is a "holding company", or a "subsidiary company" of a "holding company", or an affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it an "investment company", or an "affiliated company" or a "principal underwriter" of an "investment company", as such terms are defined in the Investment Company Act of 1940.

Appears in 4 contracts

Samples: Revolving Credit Agreement (Quaker Fabric Corp /De/), Revolving Credit Agreement (Trico Marine Services Inc), Revolving Credit Agreement (Trico Marine Services Inc)

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Holding Company and Investment Company Acts. Neither the Parent nor any of its Subsidiaries is a "holding company", or a "subsidiary company" of a "holding company", or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it an "investment company", or an "affiliated company" or a "principal underwriter" of an "investment company", as such terms are defined in the Investment Company Act of 1940.

Appears in 2 contracts

Samples: Term Loan Agreement (Quaker Fabric Corp /De/), Revolving Credit Agreement (Watts Industries Inc)

Holding Company and Investment Company Acts. Neither the Parent Guarantor nor any of its Subsidiaries is a "holding company", " or a "subsidiary company" of a "holding company", " or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it an a "registered investment company", or an "affiliated company" or a "principal underwriter" of an a "registered investment company", as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 2 contracts

Samples: Credit Agreement (Interpool Inc), Revolving Credit Agreement (Interpool Inc)

Holding Company and Investment Company Acts. Neither None of the Parent nor Parent, the Borrowers or any of its their Subsidiaries is a "holding company", or a "subsidiary company" of a "holding company", or an affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it an "investment company", or an "affiliated company" or a "principal underwriter" of an "investment company", as such terms are defined in the Investment Company Act of 1940.

Appears in 2 contracts

Samples: Revolving Credit Agreement (McCormick & Schmicks Seafood Restaurants Inc.), Revolving Credit Agreement (McCormick & Schmick Holdings, L.L.C.)

Holding Company and Investment Company Acts. Neither None of the Parent Companies, the Borrower nor any of its their Subsidiaries is a "holding company", or a "subsidiary company" of a "holding company", or an affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it an "investment company", or an "affiliated company" or a "principal underwriter" of an "investment company", as such terms are defined in the Investment Company Act of 1940.

Appears in 1 contract

Samples: Revolving Credit Agreement (Digitas Inc)

Holding Company and Investment Company Acts. Neither the Parent nor any of its Subsidiaries is (i) a "holding company", or a "subsidiary company" of a "holding company", or an affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it , as amended, or (ii) an "investment company"” or an “affiliated person” or “promoter” of, or an "affiliated company" or a "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Financing Agreement (Enherent Corp)

Holding Company and Investment Company Acts. Neither None of the Parent Companies, the Borrower nor any of its their Subsidiaries is a "holding company", or a "subsidiary company" of a "holding company", or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it an "investment company", or an "affiliated company" or a "principal underwriter" of an "investment company", as such terms are defined in the Investment Company Act of 1940.

Appears in 1 contract

Samples: Revolving Credit Agreement (Digitas Inc)

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Holding Company and Investment Company Acts. Neither the Parent Parent, the Borrower nor any of its Subsidiaries is a "holding company", or a "subsidiary company" of a "holding company", or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it an "investment company", or an "affiliated company" or a "principal underwriter" of an "investment company", as such terms are defined in the Investment Company Act of 1940.

Appears in 1 contract

Samples: Credit Agreement (Chartermac)

Holding Company and Investment Company Acts. Neither None of the Parent Parent, the Borrower nor any of its their Subsidiaries is a "holding company", or a "subsidiary company" of a "holding company", or an affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it an "investment company", or an "affiliated company" or a "principal underwriter" of an "investment company", as such terms are defined in the Investment Company Act of 1940.

Appears in 1 contract

Samples: Revolving Credit and Term Loan Agreement (Bell Sports Corp)

Holding Company and Investment Company Acts. Neither the Parent nor any of its Subsidiaries is a "holding company", or a "subsidiary company" of a "holding company", or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it are any of them an "investment company", or an "affiliated company" or a "principal underwriter" of an "investment company", as such terms are defined in the Investment Company Act of 1940.

Appears in 1 contract

Samples: Revolving Credit Agreement (Sunglass Hut International Inc)

Holding Company and Investment Company Acts. Neither the Parent nor any of its Subsidiaries is a "holding company", or a "subsidiary company" of a "holding company", or an affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it an "investment company", or an "affiliated company" or a "principal underwriter" of an "investment company", as such terms are defined in the Investment Company Act of 1940.

Appears in 1 contract

Samples: Revolving Credit and Term Loan Agreement (Quaker Fabric Corp /De/)

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