Identity Verification for Fund Investors. The Transfer Agent shall be responsible for verifying the CIP information of any prospective Fund Investor as recorded on the Transfer Agent's record keeping systems. To the extent the Transfer Agent's CIP Procedures require documentary identity verification for any Fund Investor, such as government-issued identification cards, passports, utility bills or organizational documents, the Transfer Agent shall ensure that such information or documentation is requested. In the event that insufficient information or documentation is provided by the prospective Fund Investor, the Transfer Agent shall promptly contact the Fund's Designated Contact to seek further instructions.
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (North American Government Bond Fund Inc), Transfer Agency and Service Agreement (Managed Municipal Fund Inc), Transfer Agency and Service Agreement (Total Return U S Treasury Fund Inc)
Identity Verification for Fund Investors. The Transfer Agent shall be responsible for verifying the CIP information of any prospective Fund Investor as recorded on the Transfer Agent's ’s record keeping systems. To the extent the Transfer Agent's ’s CIP Procedures require requires documentary identity verification for any Fund Investor, such as government-issued identification cards, passports, utility bills or organizational documents, the Transfer Agent shall ensure that such information or documentation is requested. In the event that insufficient information or documentation is provided by the prospective Fund Investor, the Transfer Agent shall promptly contact the relevant Fund's ’s Designated Contact to seek further instructions.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Morgan Creek Global Equity Long/Short Institutional Fund), Transfer Agency and Service Agreement (Ironwood Multi-Strategy Fund LLC), Transfer Agency and Service Agreement (Ironwood Institutional Multi-Strategy Fund LLC)
Identity Verification for Fund Investors. The Transfer Agent shall be responsible for verifying the CIP information of any prospective Fund Investor as recorded on the Transfer Agent's ’s record keeping systems. To the extent the Transfer Agent's ’s CIP Procedures require documentary identity verification for any Fund Investor, such as government-issued identification cards, passports, utility bills or organizational documents, the Transfer Agent shall ensure that such information or documentation is requested. In the event that insufficient information or documentation is provided by the prospective Fund Investor, the Transfer Agent shall promptly contact the Fund's ’s Designated Contact to seek further instructions.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Franklin Templeton ETF Trust), Transfer Agency and Service Agreement (Babson Capital Funds Trust)
