Identity Verification for Fund Investors. The Bank shall be responsible for verifying the CIP information of any prospective Fund Investor as recorded on the Bank’s Transfer Agent record keeping systems. To the extent the Bank’s CIP Program requires documentary identity verification for any Fund Investor, such as government-issued identification cards, the Bank shall ensure that such information or documentation is requested. In the event that insufficient information or documentation is provided by the prospective Fund Investor, the Bank shall immediately contact the Fund’s Designated Contact to seek further instructions.
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Isi Strategy Fund Inc), Transfer Agency and Service Agreement (Total Return U S Treasury Fund Inc), Transfer Agency and Service Agreement (North American Government Bond Fund Inc)
