Common use of Indemnification by the Underwriters Clause in Contracts

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 4 contracts

Sources: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directorsthe Adviser and the Administrator, each of its officers who signed the Registration Statement their directors, affiliates, officers, employees, partners and members, and each person, if any, who controls the Company Company, the Adviser or the Administrator within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus Rule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus Rule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following: (i) their names and (ii) the information regarding price stabilizations and short positions appearing in the eleventh, twelfth, thirteenth and fourteenth paragraphs under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)Prospectus.

Appears in 4 contracts

Sources: Underwriting Agreement (TriplePoint Venture Growth BDC Corp.), Underwriting Agreement (TriplePoint Venture Growth BDC Corp.), Underwriting Agreement (TriplePoint Venture Growth BDC Corp.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilizationmarket-making, stabilization and syndicate covering transactions, penalty bids and discretionary sales transactions appearing in the 15th6th, 16th 7th and 17th 8th paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 3 contracts

Sources: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Advisers, each of its their directors, trustees, members, each of their officers who signed the Registration Statement and each person, if any, who controls the Company Fund or the Advisers within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), including any Rule 430B Information, or in any preliminary prospectus, any the Issuer Free Writing Prospectus, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Advisers by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative UBS expressly for use in the Registration Statement (or any amendment thereto), including any Rule 430B Information, or in any preliminary prospectus, any Issuer Free Writing Prospectus, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Advisers acknowledge that (i) the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding the expected delivery of the information appearing Securities and, under the caption heading “Underwriting”, (ii) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (iii) the sentences related to concessions and reallowances and (iv) the paragraphs related to stabilization, syndicate covering transactions and penalty bids in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 3 contracts

Sources: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 3 contracts

Sources: Underwriting Agreement (Immunomedics Inc), Underwriting Agreement (Immunomedics Inc), Underwriting Agreement (Immunomedics Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a)(i) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to by any Underwriter consists of the Company by the Underwriters through the Representative expressly for use following information in the Registration Statement Prospectus: the information describing certain terms of the offering in the fourth paragraph, the ninth paragraph on market-making (or any amendment theretothe first two sentences of such paragraph only), or in any preliminary prospectus, any Issuer Free Writing Prospectus or and the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the information appearing twelfth and thirteenth paragraphs under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 2 contracts

Sources: Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership, its the General Partner’s directors, each of its the General Partner’s officers who signed the Registration Statement and each person, if any, who controls the Company Partnership within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, any Written Testing-the-Waters Communication, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representative Representatives expressly for use therein. The Company Partnership hereby acknowledges and agrees that the information furnished to the Company Partnership by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, any Written Testing-the-Waters Communication, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the first paragraph under the caption “Discounts,” (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th first and 17th second paragraphs under such the caption “Stabilization” and (but only insofar as such iii) the information concerns regarding the Underwriters)limitation on sales to discretionary accounts appearing in the first paragraph under the caption “Discretionary Accounts.

Appears in 2 contracts

Sources: Underwriting Agreement (QEP Midstream Partners, LP), Underwriting Agreement (QEP Midstream Partners, LP)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilizationmarket-making, stabilization and syndicate covering transactions, penalty bids and discretionary sales transactions appearing in the 15th6th, 16th 7th and 17th 8th paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 2 contracts

Sources: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), or any “road show” (as defined in Rule 433) that does not constitute an Issuer Free Writing Prospectus, in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) or in any “road show” (as defined in Rule 433) that does not constitute an Issuer Free Writing Prospectus consists exclusively of the following information appearing under the sub-caption “Price Stabilization, Short Positions and Penalty Bids” under the caption “Underwriting” in the Pre-Pricing Prospectus Prospectus, the General Disclosure Package and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)Prospectus.

Appears in 2 contracts

Sources: Underwriting Agreement (Zogenix, Inc.), Underwriting Agreement (Zogenix, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing under the caption “Underwriting—Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in under the 15th, 16th and 17th paragraphs under such caption “Underwriting—Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 2 contracts

Sources: Underwriting Agreement (Northwest Natural Holding Co), Underwriting Agreement (Northwest Natural Holding Co)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its their respective directors, each of its their respective officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership Parties within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection clause (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representative ▇▇▇▇▇ Fargo Securities expressly for use therein. The Company hereby acknowledges Underwriters severally confirm and agrees the Partnership Parties acknowledge and agree that the information furnished table of the names of, and the number of Firm Units to be purchased by, each of the Company Underwriters, the public offering price and the statements regarding delivery of Common Units by the Underwriters through set forth on the Representative expressly cover page of, and the paragraph relating to price stabilization by the Underwriters appearing under the caption “Underwriting” in, the most recent preliminary prospectus and the Prospectus constitute the only information concerning the Underwriters furnished in writing to the Partnership by or on behalf of the Underwriters specifically for use in the Registration Statement (or any amendment thereto), or inclusion in any preliminary prospectus, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or in any amendment or supplement to any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)thereto.

Appears in 2 contracts

Sources: Underwriting Agreement (Exterran Partners, L.P.), Underwriting Agreement (Exterran Partners, L.P.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative [Underwriter] expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth (i) in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the information appearing Securities, (ii) under the caption heading “Underwriting”, (iii) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (iv) the sentences related to concessions and reallowances and (v) the paragraph related to prospectuses in electronic format in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 2 contracts

Sources: Underwriting Agreement (Calamos Strategic Total Return Fund), Underwriting Agreement (Calamos Global Dynamic Income Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyFund and the Investment Manager, its and their respective trustees and directors, each of its officers Fund officer who signed the Registration Statement and each person, if any, who controls the Company Fund or the Investment manager within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), in any Sales Material or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company Fund or the Investment Manager by such Underwriter through the Representative Representatives expressly for use therein. The Company Fund hereby acknowledges and agrees that the information furnished to the Company Fund or the Investment Manager by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), in any Sales Material or in any preliminary prospectus, any Issuer Free Writing Prospectus prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the sixth paragraph under such caption, (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thtenth, 16th eleventh, twelfth, thirteenth and 17th fourteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters)) and (iii) the information regarding market making by the Underwriters appearing in the eighth paragraph under such caption.

Appears in 2 contracts

Sources: Underwriting Agreement (AllianzGI Convertible & Income Fund), Underwriting Agreement (AllianzGI Convertible & Income Fund II)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Advisers, each of its their directors, trustees, members, each of their officers who signed the Registration Statement and each person, if any, who controls the Company Fund or the Advisers within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Advisers by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative ▇▇▇▇▇▇▇ ▇▇▇▇▇ expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Advisers acknowledge that (i) the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding the expected delivery of the information appearing Securities and, under the caption heading “Underwriting”, (ii) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (iii) the sentences related to concessions and reallowances and (iv) the paragraphs related to stabilization, syndicate covering transactions and penalty bids in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 2 contracts

Sources: Underwriting Agreement (Eagle Growth & Income Opportunities Fund), Underwriting Agreement (THL Credit Senior Loan Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all lossthe Selling Shareholder, liabilityits officers, claimdirectors, damage employees and expense described in each person, if any, who controls the Selling Shareholder within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act, to the same extent as the indemnity contained set forth in subsection paragraph (a)(1a) of this Section 6, as incurred9, but only with respect to any losses, claims, damages or liabilities that arise out of, or are based upon, any untrue statements statement or omissions, omission or alleged untrue statements statement or omissionsomission (A) in the October 7, 2015 FWP, or (B) made in reliance upon and in conformity with any information relating to such Underwriter furnished to the Company in writing by such Underwriter through the Representatives expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, any road show or any Pricing Disclosure Package (including any Pricing Disclosure Package that has subsequently been amended), it being understood and agreed upon that the only such information furnished by any Underwriter consists of the following information in the Prospectus (or any amendment or supplement to any furnished on behalf of each Underwriter: the names of the foregoing)Underwriters, consists exclusively of the concession figure appearing in the first paragraph under the heading “Underwriting Discounts and Commissions” and the information appearing regarding stabilizing transactions contained in the first five paragraphs under the heading “Price Stabilization, Short Positions”, in each case under the caption “Underwriting” in relating to the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)Shares.

Appears in 2 contracts

Sources: Underwriting Agreement (New Business Netherlands N.V.), Underwriting Agreement (New Business Netherlands N.V.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative W▇▇▇▇ Fargo expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that (i) the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding the expected delivery of the information appearing Securities and, under the caption heading “Underwriting”: (ii) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (iii) the sentences related to concessions and reallowances and (iv) the paragraphs related to stabilization, syndicate covering transactions and penalty bids in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 2 contracts

Sources: Underwriting Agreement (Eaton Vance Floating-Rate 2022 Target Term Trust), Underwriting Agreement (Eaton Vance High Income 2021 Target Term Trust)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless (i) the CompanyPartnership, its directors, the directors and each of its the officers of the General Partner who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, and (ii) each Selling Unitholder, each Selling Unitholder’s directors and officers, and each person, if any, who controls such Selling Unitholder within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection subsections (a)(1a) and (b) of this Section 67, as incurred, but only with respect to such untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in the Statutory Prospectus, any other preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoingthereto), or in any “issuer information” (as defined in Rule 433) filed or required to be filed pursuant to Rule 433(d), or in any “road show” (as defined in Rule 433) that does not constitute an Issuer Free Writing Prospectus in reliance upon and in conformity with written information the Underwriting Information furnished to the Company Partnership by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 2 contracts

Sources: Underwriting Agreement (QR Energy, LP), Underwriting Agreement (QR Energy, LP)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyCompany and the Guarantors, its their respective officers, directors, employees and agents, including each of its their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company or any Guarantor within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense equivalent to that described in the indemnity contained in subsection (a)(1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information relating to such Underwriter furnished to the Company or any Guarantor by such Underwriter through the Representative expressly for use therein. The Company and the Guarantors hereby acknowledges acknowledge and agrees agree that the information furnished to the Company and Guarantors by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting; Conflicts of Interest” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the fourth paragraph under such caption, (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th eleventh and 17th twelfth paragraphs under such caption (but only insofar as such information concerns the Underwriters)) and (iii) the information regarding market making by the Underwriters appearing in the third sentence of the tenth paragraph under such caption.

Appears in 2 contracts

Sources: Underwriting Agreement (Bonanza Creek Energy, Inc.), Underwriting Agreement (Bonanza Creek Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing under the caption “Underwriting-Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in under the 15th, 16th and 17th paragraphs under such caption “Underwriting-Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Northwest Natural Gas Co)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the 6th paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th14th, 16th 15th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (StealthGas Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the CompanyFund and the Investment Adviser, its each of their directors, each of its their officers who signed the Registration Statement and each person, if any, who controls the Company Fund or the Investment Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Investment Adviser by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative ▇▇▇▇▇ Fargo expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus the General Disclosure Package or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Investment Adviser acknowledge that (i) the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding the expected delivery of the information appearing Securities and, under the caption heading “Underwriting”, (ii) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (iii) the sentences related to concessions and reallowances and (iv) the paragraphs related to stabilization, syndicate covering transactions and penalty bids in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Brookfield Mortgage Opportunity Income Fund Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in to the same extent as the indemnity contained set forth in subsection paragraph (a)(1a) of this Section 6, as incurredabove, but only with respect to any losses, claims, damages or liabilities that arise out of, or are based upon, any untrue statements statement or omissions, omission or alleged untrue statements statement or omissions, omission made in reliance upon and in conformity with any information relating to such Underwriter furnished to the Company in writing by such Underwriter through the Representatives expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or any Pricing Disclosure Package, it being understood and agreed upon that the only such information furnished by any Underwriter consists of the following information in the Prospectus furnished on behalf of each Underwriter: (or any amendment or supplement to any i) the name of each Underwriter and its participation in the sale of the foregoing)Shares, consists exclusively of (ii) the information appearing fourth and fifth paragraphs under the caption section heading “Underwriting” in concerning the Pre-Pricing Prospectus concession and reallowance figures, and (iii) the Prospectus regarding stabilization, syndicate covering transactions, penalty bids ninth and discretionary sales appearing in the 15th, 16th and 17th tenth paragraphs under such caption (but only insofar as such information concerns the Underwriters)section heading “Underwriting” concerning stabilizing transactions or purchases for the purpose of pegging, fixing or maintaining the price of the common stock.

Appears in 1 contract

Sources: Underwriting Agreement (Regency Centers Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the fifth paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th eleventh and 17th twelfth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Horizon Global Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing under the caption “Underwriting—Discounts and Commissions” and (ii) the information regarding 27 stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in under the 15th, 16th and 17th paragraphs under such caption “Underwriting—Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Northwest Natural Holding Co)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter directly or through the Representative Representatives or counsel for the Underwriters expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters directly or through the Representative Representatives or counsel for the Underwriters expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding stabilization, syndicate covering transactions, penalty bids the concession and discretionary sales reallowance appearing in the 15thfourth paragraph under such caption and (ii) the information regarding market making, 16th stabilization and 17th syndicate covering transactions and appearing in the eleventh and twelfth paragraphs (including the bullets thereunder) under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Enstar Group LTD)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless the Company, its directors, members and shareholders, each of its the Company’s officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), including the Rule 430C Information, or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus sales material, the Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), including the Rule 430C Information, or in any preliminary prospectussuch Preliminary Prospectus, any Issuer Free Writing Prospectus sales material, Disclosure Package or the Prospectus (or any amendment or supplement to any of thereto). The Company acknowledges that the foregoing), consists exclusively of the information appearing under the caption “Underwriting” statements set forth in the Pre-Pricing Preliminary Prospectus and the Prospectus in (i) the last paragraph of the cover page regarding delivery of the Securities and (ii) under the heading “Underwriting,” (A) the list of Underwriters and their respective participation in the sale of the Securities, (B) the sentences related to concessions and reallowances and (C) the paragraph related to stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns Disclosure Package or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Triangle Capital CORP)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, the Selling Stockholders, and each person, if any, who controls such Selling Stockholder within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company and the Selling Stockholders hereby acknowledges acknowledge and agrees agree that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the first and second sentence under the caption “Commissions and Discounts” and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th third and 17th fourth paragraphs under such the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Tabula Rasa HealthCare, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the fifth paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thninth, 16th tenth and 17th eleventh paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (DENNY'S Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act (each, an “Underwriter Indemnified Party”) against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, to which such Underwriter Indemnified Party may become subject, under the 1933 Act, the 1934 Act, other federal or state statutory law or regulation or otherwise, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus amendment (or any amendment or supplement to any of the foregoing), consists exclusively of i) the information regarding the concession and reallowance appearing in the third paragraph under the caption “Underwriting” in therein, (ii) the Pre-Pricing Prospectus and the Prospectus information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th third and 17th fourth paragraphs under the table in the subcaption “Underwriting Discounts and Commissions” under such caption (but only insofar as such information concerns the Underwriters)) and (iii) the information regarding market making by the Underwriters appearing in the second paragraph under such table.

Appears in 1 contract

Sources: Underwriting Agreement (Spire Missouri Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsTrust and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement and each person, if any, who controls the Company Trust or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Trust or the Adviser by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative ▇▇▇▇▇ Fargo expressly for use in the Registration Statement (or any amendment thereto), or in any of such preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Trust and the Adviser acknowledge that (i) the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding the expected delivery of the information appearing Securities and, under the caption heading “Underwriting,(ii) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (iii) the sentences related to concessions and reallowances and (iv) the paragraphs related to stabilization, syndicate covering transactions and penalty bids in the Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Tekla Healthcare Opportunities Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thtwelfth, 16th thirteenth and 17th fourteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Velocity Financial, LLC)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter directly or through the Representative Representatives or counsel for the Underwriters expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters directly or through the Representative Representatives or counsel for the Underwriters expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding stabilization, syndicate covering transactions, penalty bids the concession and discretionary sales reallowance appearing in the 15ththird paragraph under such caption and (ii) the information regarding market making, 16th stabilization and 17th syndicate covering transactions and appearing in the tenth and eleventh paragraphs (including the bullets thereunder) under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Enstar Group LTD)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 9(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Preliminary Prospectus, any Issuer Free Writing Prospectus Prospectus, the Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Preliminary Prospectus, any Issuer Free Writing Prospectus Prospectus, the Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Preliminary Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the [·] paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs [·] paragraph under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (NETSTREIT Corp.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth (i) in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the information appearing Securities, (ii) under the caption “heading "Underwriting", (iii) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (iv) the sentences related to concessions and reallowances and (v) the paragraph related to prospectuses in electronic format in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Calamos Global Dynamic Income Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative ▇▇▇▇▇ Fargo expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth in the sentence on the cover page regarding the expected date of delivery of the foregoing)Securities and, consists exclusively under the heading “Underwriting”: (i) the list of Underwriters and their respective participation in the sale of the information appearing under Securities, (ii) the caption “Underwriting” sentences related to concessions and reallowances and (iii) the paragraph related to stabilization, syndicate covering transactions and penalty bids in the Pre-Pricing any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Tortoise Power & Energy Infrastructure Fund Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Company Indemnified Party and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Selling Securityholder Indemnified Party against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 7(a) of this Section 6hereof, to which such Indemnified Party may become subject, under the 1933 Act, the 1934 Act, other federal or state statutory law or regulation or otherwise, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the caption “Underwriting” therein and (ii) the information regarding market making, stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thsecond, 16th third and 17th fourth paragraphs under the second table set forth in such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Spire Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act (each, an “Underwriter Indemnified Party”), against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, to which such Underwriter Indemnified Party may become subject, under the 1933 Act, the 1934 Act, other federal or state statutory law or regulation or otherwise, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the first paragraph under the caption “Underwriting—Underwriting Discounts and Commissions” therein and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thsixth, 16th seventh and 17th eighth paragraphs under the table set forth in such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Laclede Group Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) (1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to by any Underwriter consists of the Company by the Underwriters through the Representative expressly for use following information in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or Prospectus: the Prospectus (or any amendment or supplement to any information describing certain terms of the foregoing), consists exclusively of offering in the information appearing fifth paragraph under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilizationinformation related to stabilizing transactions, the underwriters’ option to purchase additional shares, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing contained in the 15ththirteenth, 16th fourteenth and 17th sixteenth paragraphs under such the caption (but only insofar as such information concerns the Underwriters)“Underwriting.

Appears in 1 contract

Sources: Underwriting Agreement (Petroleum Development Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, and its directors, each officer of its officers the Company who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Exchange Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1) of this Section 66(a), as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, the Pricing Prospectus, any Issuer Free Writing Prospectus or the Prospectus free writing prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information relating to such Underwriter and furnished to the Company in writing by such Underwriter through the Representative or Underwriters expressly for use therein. The Company hereby acknowledges and agrees that the only information that the Underwriter or Underwriters has furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, the Time of Sale Prospectus, any Issuer Free Writing Prospectus or the Prospectus free writing prospectus (or any amendment or supplement to any thereto) are the statements set forth in the fifth paragraph and the first sentence of the foregoing), consists exclusively of the information appearing thirteenth paragraph under the caption “Underwriting” in the Pre-Pricing Preliminary Prospectus and Prospectus (the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters“Underwriter Information”).

Appears in 1 contract

Sources: Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act and each Selling Stockholder against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 11(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Preliminary Prospectus, any Issuer Free Writing Prospectus Prospectus, the Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Preliminary Prospectus, any Issuer Free Writing Prospectus Prospectus, the Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Preliminary Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the [third] paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs [eleventh] paragraph under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (NetSTREIT Corp.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directorsthe Adviser and the Administrator, each of its officers who signed the Registration Statement their directors, affiliates, officers, employees, partners and members, and each person, if any, who controls the Company Company, the Adviser or the Administrator within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus Rule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus Rule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following: (i) the names of the Underwriters and the principal business address of the Representatives and (ii) the information regarding price stabilizations and short positions appearing in the “Pricing Stabilization, Short Positions” section under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (TriplePoint Venture Growth BDC Corp.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs ninth paragraph under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Applied Genetic Technologies Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Manager, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Manager within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Manager by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative ▇▇▇▇▇ Fargo expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Manager acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding the expected delivery of the information appearing Securities and, under the caption heading “Underwriting”, (i) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (ii) the sentences related to concessions and reallowances and (iii) the paragraph related to stabilization, syndicate covering transactions and penalty bids in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Seligman Premium Technology Growth Fund, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsTrust and the Advisors, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Trust or the Advisors within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Trust or the Advisors by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Trust and the Advisors acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the information appearing Securities and, under the caption heading “Underwriting”, (i) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (ii) the sentences related to concessions and reallowances and (iii) the paragraphs related to stabilization, syndicate covering transactions and penalty bids in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (BlackRock International Growth & Income Trust)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its the Parent and the Selling Unitholder, their respective directors, each of its their respective officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership Parties, the Parent or the Selling Unitholder within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection clause (a)(1a) of this Section 67, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representative ▇▇▇▇▇ Fargo expressly for use therein. The Company hereby acknowledges Underwriters severally confirm and agrees the Partnership Parties, the Parent and the Selling Unitholder acknowledge and agree that the information furnished table of the names of, and the number of Firm Units to be purchased by, each of the Company Underwriters, the public offering price and the statements regarding delivery of Common Units by the Underwriters through set forth on the Representative expressly cover page of, and the paragraph relating to price stabilization by the Underwriters appearing under the caption “Underwriting” in, the most recent preliminary prospectus and the Prospectus constitute the only information concerning the Underwriters furnished in writing to the Partnership by or on behalf of the Underwriters specifically for use in the Registration Statement (or any amendment thereto), or inclusion in any preliminary prospectus, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or in any amendment or supplement to any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)thereto.

Appears in 1 contract

Sources: Underwriting Agreement (Exterran Partners, L.P.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its directors and officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, and each Selling Stockholder, its directors and officers and each person, if any, who controls such Selling Stockholder within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, against any and all loss, liability, claim, damage and reasonably incurred, documented expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to the extent based upon or arising out of any untrue statements statement or omissions, omission or alleged untrue statements statement or omissions, omission made in the Registration Statement (or based upon any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company in writing by such or on behalf of any Underwriter through the Representative Representatives expressly for use thereinin the Offering Disclosure. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th fourteenth and 17th fifteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters)caption.

Appears in 1 contract

Sources: Underwriting Agreement (Guild Holdings Co)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) (1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to by any Underwriter consists of the Company by the Underwriters through the Representative expressly for use following information in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or Prospectus: the Prospectus (or any amendment or supplement to any information describing certain terms of the foregoing), consists exclusively of offering in the information appearing fifth paragraph under the caption “Underwriting” (with the exception of the first sentence) and the information related to short positions and passive market making contained in the Pre-Pricing Prospectus tenth, eleventh and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th thirteenth paragraphs under such the caption (but only insofar as such information concerns the Underwriters)“Underwriting.

Appears in 1 contract

Sources: Underwriting Agreement (PDC Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, the Selling Shareholder and each of its directors and officers and each person, if any, who controls the Company or the Selling Shareholder within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in the Selling Shareholder to the same extent as the indemnity contained set forth in subsection paragraph (a)(1a) of this Section 6, as incurredabove, but only with respect to any losses, claims, damages or liabilities (including, without limitation, legal fees and other expenses incurred in connection with any suit, action or proceeding or any claim asserted, as such fees and expenses are reasonably incurred) that arise out of, or are based upon, any untrue statements statement or omissions, omission or alleged untrue statements statement or omissions, omission made in reliance upon and in conformity with any information relating to any Underwriter furnished to the Company in writing by such Underwriter expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (Prospectus, any road show or any amendment or supplement to Pricing Disclosure Package (including any Pricing Disclosure Package that has subsequently been amended), it being understood and agreed upon that the only such information furnished by any Underwriter consists of the foregoing), consists exclusively following information furnished on behalf of each Underwriter: the information appearing contained in the seventeenth and eighteenth paragraphs, in each case under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Restaurant Brands International Limited Partnership)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all notice loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thfifteenth, 16th sixteenth and 17th seventeenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Hawaiian Electric Co Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all lossthe Selling Shareholder, liabilityits officers, claimdirectors, damage employees and expense described in each person, if any, who controls the Selling Shareholder within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act, to the same extent as the indemnity contained set forth in subsection paragraph (a)(1a) of this Section 6, as incurred9, but only with respect to any losses, claims, damages or liabilities that arise out of, or are based upon, any untrue statements statement or omissions, omission or alleged untrue statements statement or omissions, omission made in reliance upon and in conformity with any information relating to such Underwriter furnished to the Company in writing by such Underwriter through the Representatives expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, any road show or any Pricing Disclosure Package (including any Pricing Disclosure Package that has subsequently been amended), it being understood and agreed upon that the only such information furnished by any Underwriter consists of the following information in the Prospectus (or any amendment or supplement to any furnished on behalf of each Underwriter: the names of the foregoing)Underwriters, consists exclusively the concession figure appearing in the third paragraph and the information regarding the activities of the information appearing Underwriters contained in paragraph 9, in each case under the caption “Underwriting” in relating to the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)Shares.

Appears in 1 contract

Sources: Underwriting Agreement (Ferrari N.V.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directorstrustees, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 67, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the Preliminary Prospectus, the Pricing Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company in writing by such any Underwriter through the Representative expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to by any Underwriter as of the Company by date hereof consists of the Underwriters through the Representative expressly for use following information in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any furnished on behalf of the foregoing), consists exclusively of each Underwriter: the information appearing in the third, eleventh and twelfth paragraphs under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Washington Real Estate Investment Trust)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the information appearing Preferred Shares and, under the caption heading “Underwriting”, (i) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Preferred Shares, (ii) the sentences related to concessions and reallowances and (iii) the paragraph related to prospectuses in electronic format in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Calamos Global Dynamic Income Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such the caption “Underwriting—Price Stabilization, Short Positions and Penalty Bids” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (SeaSpine Holdings Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thtwelfth, 16th thirteenth and 17th fourteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (BOSTON OMAHA Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th fifthteenth and 17th sixteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Sinclair Broadcast Group Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), or in any Testing-the-Waters Writing, in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), or in any Testing-the-Waters Writing, consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the first paragraph under such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thfirst paragraph (other than the last sentence), 16th the second paragraph and 17th paragraphs the fourth paragraph under such the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (SteadyMed Ltd.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its the Parent and the Selling Unitholder, their respective directors, each of its their respective officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership Parties, the Parent or the Selling Unitholder within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection clause (a)(1a) of this Section 67, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representative ▇▇▇▇▇ Fargo expressly for use therein. The Company hereby acknowledges Underwriters severally confirm and agrees the Partnership Parties, the Parent and the Selling Unitholder acknowledge and agree that the information furnished table of the names of, and the number of Firm Units to be purchased by, each of the Company Underwriters, the public offering price and the statements regarding delivery of shares by the Underwriters through set forth on the Representative expressly cover page of, and the paragraph relating to price stabilization by the Underwriters appearing under the caption “Underwriting” in, the most recent preliminary prospectus and the Prospectus constitute the only information concerning the Underwriters furnished in writing to the Partnership by or on behalf of the Underwriters specifically for use in the Registration Statement (or any amendment thereto), or inclusion in any preliminary prospectus, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or in any amendment or supplement to any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)thereto.

Appears in 1 contract

Sources: Underwriting Agreement (Exterran Holdings Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter directly or through the Representative Representatives or counsel for the Underwriters expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters directly or through the Representative Representatives or counsel for the Underwriters expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the fifth paragraph under such caption and (ii) the information regarding market making, stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thseventh, 16th eighth and 17th ninth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Enstar Group LTD)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such the caption “Underwriting (Conflicts of Interest)—Stabilization, Short Positions” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (SeaSpine Holdings Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Advisers, each of its their directors, trustees, members, each of their officers who signed the Registration Statement and each person, if any, who controls the Company Fund or the Advisers within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Advisers by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative ▇▇▇▇▇ Fargo expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Sales Material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Advisers acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding the expected delivery of the information appearing Securities and, under the caption “heading "Underwriting", (i) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (ii) the sentences related to concessions and reallowances and (iii) the paragraphs related to stabilization, syndicate covering transactions and penalty bids in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (First Trust High Income Long/Short Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a)(i) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to by any Underwriter consists of the Company by the Underwriters through the Representative expressly for use following information in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or Prospectus: the Prospectus (or any amendment or supplement to any information describing certain terms of the foregoing), consists exclusively of offering in the information appearing fifth paragraph under the caption “Underwriting” (with the exception of the first sentence) and the information related to short positions and passive market making contained in the Pre-Pricing Prospectus tenth, eleventh and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th thirteenth paragraphs under such the caption (but only insofar as such information concerns the Underwriters)“Underwriting.

Appears in 1 contract

Sources: Underwriting Agreement (PDC Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each Forward Seller, each Forward Counterparty and their respective affiliates, directors and officers, and each person, if any, who controls the Company Company, a Forward Seller or a Forward Counterparty within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in to the same extent as the indemnity contained set forth in subsection paragraph (a)(1a) of this Section 6, as incurredabove, but only with respect to any losses, claims, damages or liabilities that arise out of, or are based upon, any untrue statements statement or omissions, omission or alleged untrue statements statement or omissions, omission made in reliance upon and in conformity with any information relating to such Underwriter furnished to the Company in writing by such Underwriter through the Representatives expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or any Pricing Disclosure Package, it being understood and agreed upon that the only such information furnished by any Underwriter consists of the following information in the Prospectus furnished on behalf of each Underwriter: (or any amendment or supplement to any i) the name of each Underwriter and its participation in the sale of the foregoing)Shares, consists exclusively of (ii) the information appearing fourth paragraph under the caption “UnderwritingUnderwriting – Underwriting Discounts and Commissionsin concerning the Pre-Pricing Prospectus concession and reallowance figures, and (iii) the Prospectus regarding stabilization, syndicate covering transactions, penalty bids tenth and discretionary sales appearing in the 15th, 16th and 17th eleventh paragraphs under such the caption (but only insofar as such information concerns “Underwriting – Underwriting Discounts and Commissions” concerning stabilizing transactions or purchases for the Underwriters)purpose of pegging, fixing or maintaining the price of the Common Stock.

Appears in 1 contract

Sources: Underwriting Agreement (Regency Centers Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its directors and officers who signed the Registration Statement Statement, the Forward Seller and the Forward Counterparty, their respective affiliates, directors and officers, and each person, if any, who controls the Company Company, the Forward Seller or the Forward Counterparty within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in to the same extent as the indemnity contained set forth in subsection paragraph (a)(1a) of this Section 6, as incurredabove, but only with respect to any losses, claims, damages or liabilities (including, without limitation, legal fees and other expenses incurred in connection with any suit, action or proceeding or any claim asserted, as such fees and expenses are incurred) that arise out of, or are based upon, any untrue statements statement or omissions, omission or alleged untrue statements statement or omissions, omission made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written any information relating to such Underwriter, the Forward Seller or the Forward Counterparty furnished to the Company in writing by or on behalf of such Underwriter through Underwriter, the Representative expressly for use therein. The Company hereby acknowledges and agrees that Forward Seller or the information furnished to the Company by the Underwriters Forward Counterparty through the Representative expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to thereto), any Issuer Free Writing Prospectus or any Time of Sale Information, it being understood and agreed that the only such information consists of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” following paragraphs in the Pre-Pricing Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids Prospectus: the third paragraph and discretionary sales appearing in the 15th, 16th and 17th twenty-second through the twenty-eighth paragraphs under such caption (but only insofar as such information concerns the Underwriters)heading “Underwriting.

Appears in 1 contract

Sources: Underwriting Agreement (American Equity Investment Life Holding Co)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, and the Selling Stockholder, and each director, officer, employee and agent of a Selling Stockholder and each person, if any, who controls a Selling Stockholder within the meaning of the 1933 Act and the 1934 Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15ththirteenth, 16th fourteenth and 17th fifteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Media General Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Advisers, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Advisers within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Advisers by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Advisers acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the information appearing Securities and, under the caption “heading "Underwriting", (i) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (ii) the sentences related to concessions and reallowances and (iii) the paragraph related to stabilization, syndicate covering transactions and penalty bids in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Eaton Vance Tax-Managed Diversified Equity Income Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership, its directorsthe directors of the General Partner, each of its the officers of the General Partner who signed the Registration Statement and each person, if any, who controls the Company Partnership within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that The (i) the information furnished to regarding the Company by the Underwriters through the Representative expressly for use concession and reallowance appearing in the Registration Statement 3rd paragraph under such caption and (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of ii) the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th10th, 16th 11th, 12th and 17th 13th paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Atlas Resource Partners, L.P.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all notice loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th fifteenth and 17th sixteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Unitil Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the (i) the Representative expressly for use information regarding the concession and reallowance appearing in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the information appearing paragraph under the caption “UnderwritingDiscounts and Commissionsin and (ii) the Pre-Pricing Prospectus and the Prospectus information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Immunomedics Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the fourth paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th thirteenth and 17th fourteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Chesapeake Utilities Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), or any “road show” (as defined in Rule 433) that does not constitute an Issuer Free Writing Prospectus, or in any Testing-the-Waters Writing, in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), or in any “road show” (as defined in Rule 433) that does not constitute an Issuer Free Writing Prospectus, or in any Testing-the-Waters Writing, consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the first paragraph under the caption “Discounts and Commissions”, (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thfirst paragraph (other than the last sentence), 16th the second paragraph and 17th paragraphs under such caption the fourth paragraph (but only insofar as such information concerns the Underwriters)) under the caption “Stabilization” and (iii) the information regarding the limitation on sales to discretionary accounts appearing in the single paragraph under the caption “Discretionary Accounts”.

Appears in 1 contract

Sources: Underwriting Agreement (Tracon Pharmaceuticals, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilizationProspectus: (i) the first and third sentences of the fourth paragraph appearing under the caption “Underwriting (Conflicts of Interest)”; and (ii) the second sentence of the first paragraph, syndicate covering transactionsthe first, penalty bids fourth and discretionary sales fifth sentences of the second paragraph and the third sentence of the third paragraph appearing in under the 15thcaption “Underwriting (Conflicts of Interest) – Price Stabilization, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)Short Positions”.

Appears in 1 contract

Sources: Underwriting Agreement (Idacorp Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and Statement, each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act and the Selling Stockholders and each person who controls any Selling Stockholder within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense of the type described in the indemnity contained in subsection (a)(1a) of this Section 6, mutatis mutandis, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in the Statutory Prospectus, any other any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, any General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges therein (and agrees the parties hereto agree that the only information included in the foregoing documents in reliance upon and in conformity with the information furnished or confirmed in writing to the Company by the Underwriters through the Representative or on behalf of any such Underwriter expressly for use therein is: the names of the Underwriters set forth on the cover page and in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any Underwriting Section of the foregoing)Prospectus, consists exclusively of the concession and reallowance figures appearing in the paragraph in the section "Underwriting", the information appearing contained in the fourth paragraph in the section "Underwriting" and the information under the caption “Underwriting” "Stabilization" in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)section "Underwriting".

Appears in 1 contract

Sources: Underwriting Agreement (Milestone AV Technologies, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thtenth, 16th eleventh and 17th twelfth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Ugi Corp /Pa/)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the fourth paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids appearing under the caption “Underwriting—Price Stabilization, Short Positions and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption Penalty Bids” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (SeaSpine Holdings Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act (each, an “Underwriter Indemnified Party”), against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, to which such Underwriter Indemnified Party may become subject, under the 1933 Act, the 1934 Act, other federal or state statutory law or regulation or otherwise, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids Prospectus: (i) the names and discretionary sales appearing corresponding share amounts set forth in the 15thtable of Underwriters appearing under the caption “Underwriters” therein, 16th and 17th paragraphs under (ii) the statements in the third paragraph in such caption concerning the terms of offering by the Underwriters and (but only insofar as iii) the statements in the twelfth paragraph in such information concerns caption concerning stabilization and the option to purchase additional shares by the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Spire Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, each of its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), or any “road show” (as defined in Rule 433) that does not constitute an Issuer Free Writing Prospectus, in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), or any “road show” (as defined in Rule 433) that does not constitute an Issuer Free Writing Prospectus, consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the fifth paragraph under such caption; and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th and 17th tenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Triangle Petroleum Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the 6th paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th12th, 16th 13th and 17th 14th paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Biocryst Pharmaceuticals Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directorsthe Adviser and the Administrator, each of its officers who signed the Registration Statement their directors, affiliates, officers, employees, partners and members, and each person, if any, who controls the Company Company, the Adviser or the Administrator within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus Rule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus Rule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following: (i) their names and (ii) the information regarding price stabilizations and short positions appearing in the thirteenth, fourteenth and fifteenth paragraphs under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (TriplePoint Venture Growth BDC Corp.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and the Forward Seller, the Forward Counterparty and their respective affiliates, directors and officers, and each person, if any, who controls the Company Company, the Forward Seller or the Forward Counterparty within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in to the same extent as the indemnity contained set forth in subsection paragraph (a)(1a) of this Section 6, as incurredabove, but only with respect to any losses, claims, damages or liabilities that arise out of, or are based upon, any untrue statements statement or omissions, omission or alleged untrue statements statement or omissions, omission made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written any information relating to such Underwriter furnished to the Company in writing by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to thereto), any Issuer Free Writing Prospectus or any Pricing Disclosure Package, it being understood and agreed upon that the only such information furnished by any Underwriter consists of the foregoing), consists exclusively following information in the Prospectus furnished on behalf of each Underwriter: (i) the name of each Underwriter and its participation in the sale of the information appearing Shares, (ii) the fourth paragraph under the caption “UnderwritingUnderwriting – Underwriting Discounts and Commissionsin concerning the Pre-Pricing Prospectus concession and reallowance figures, and (iii) the Prospectus regarding stabilization, syndicate covering transactions, penalty bids eleventh and discretionary sales appearing in the 15th, 16th and 17th twelfth paragraphs under such the caption (but only insofar as such information concerns “Underwriting – Underwriting Discounts and Commissions” concerning stabilizing transactions or purchases for the Underwriters)purpose of pegging, fixing or maintaining the price of the Common Stock.

Appears in 1 contract

Sources: Underwriting Agreement (Regency Centers Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Company Indemnified Party and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Selling Securityholder Indemnified Party against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 7(a) of this Section 6hereof, to which such Indemnified Party may become subject, under the 1933 Act, the 1934 Act, other federal or state statutory law or regulation or otherwise, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the caption “Underwriting” therein and (ii) the information regarding market making, stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thsecond, 16th third and 17th fourth paragraphs under the second table set forth in such caption (but only insofar as such information described in clauses (i) and (ii) above concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Spire Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its their respective directors, each of its their respective officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership Parties within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection clause (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representative ▇▇▇▇▇▇▇ ▇▇▇▇▇ expressly for use therein. The Company hereby acknowledges Underwriters severally confirm and agrees the Partnership Parties acknowledge and agree that the information furnished table of the names of, and the number of Firm Units to be purchased by, each of the Company Underwriters, the public offering price and the statements regarding delivery of Common Units by the Underwriters through set forth on the Representative expressly cover page of, and the paragraph relating to price stabilization by the Underwriters appearing under the caption “Underwriting” in, the most recent preliminary prospectus and the Prospectus constitute the only information concerning the Underwriters furnished in writing to the Partnership by or on behalf of the Underwriters specifically for use in the Registration Statement (or any amendment thereto), or inclusion in any preliminary prospectus, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or in any amendment or supplement to any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)thereto.

Appears in 1 contract

Sources: Underwriting Agreement (Exterran Partners, L.P.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its their respective directors, each of its their respective officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership Parties within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection clause (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representative ▇.▇. ▇▇▇▇▇▇ Securities expressly for use therein. The Company hereby acknowledges Underwriters severally confirm and agrees the Partnership Parties acknowledge and agree that the information furnished table of the names of, and the number of Initial Units to be purchased by, each of the Company Underwriters, the public offering price and the statements regarding delivery of Common Units by the Underwriters through set forth on the Representative expressly cover page of, and the paragraph relating to price stabilization by the Underwriters appearing under the caption “Underwriting” in, the most recent preliminary prospectus and the Prospectus constitute the only information concerning the Underwriters furnished in writing to the Partnership by or on behalf of the Underwriters specifically for use in the Registration Statement (or any amendment thereto), or inclusion in any preliminary prospectus, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or the Prospectus (or in any amendment or supplement to any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)thereto.

Appears in 1 contract

Sources: Underwriting Agreement (Archrock Partners, L.P.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth [in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the information appearing Securities and, under the caption “heading "Underwriting", (i) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (ii) the sentences related to concessions and reallowances and (iii) the paragraph related to stabilization, syndicate covering transactions and penalty bids] in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Alpine Total Dynamic Dividend Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, the Selling Shareholder and each of its directors and officers and each person, if any, who controls the Company or the Selling Shareholder within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in the Selling Shareholder to the same extent as the indemnity contained set forth in subsection paragraph (a)(1a) of this Section 6, as incurredabove, but only with respect to any losses, claims, damages or liabilities (including, without limitation, legal fees and other expenses incurred in connection with any suit, action or proceeding or any claim asserted, as such fees and expenses are reasonably incurred) that arise out of, or are based upon, any untrue statements statement or omissions, omission or alleged untrue statements statement or omissions, omission made in reliance upon and in conformity with any information relating to any Underwriter furnished to the Company in writing by such Underwriter expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (Prospectus, any road show or any amendment or supplement to Pricing Disclosure Package (including any Pricing Disclosure Package that has subsequently been amended), it being understood and agreed upon that the only such information furnished by any Underwriter consists of the foregoing), consists exclusively following information furnished on behalf of each Underwriter: the information appearing contained in the sixteenth and seventeenth paragraphs, in each case under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Restaurant Brands International Limited Partnership)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th6th, 16th 7th and 17th 8th paragraphs under such caption (but only insofar as such information concerns the Underwriters)) and (ii) the information regarding market making by the Underwriters appearing in the 10th paragraph under such caption.

Appears in 1 contract

Sources: Underwriting Agreement (WPX Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the information appearing Securities and, under the caption heading “Underwriting”, (i) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (ii) the sentences related to concessions and reallowances, and (iii) the paragraph related to stabilization, syndicate covering transactions and penalty bids in any Preliminary Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Nuveen Multi-Currency Short-Term Government Income Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the discount appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15ththirteenth, 16th sixteenth and 17th eighteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Sundance Energy Australia LTD)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the CompanyIssuers, its their respective directors, members and shareholders, each of its the Issuers’ officers who signed the Registration Statement Statement, and each person, if any, who controls the Company an Issuer within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), including the Rule 430A Information, or in any preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Issuer by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative M▇▇▇▇▇ ▇▇▇▇▇▇ expressly for use in the Registration Statement (or any amendment thereto), including the Rule 430A Information, or in any such preliminary prospectus, any Issuer Free Writing sales material, the Preliminary Prospectus or the Prospectus (or any amendment or supplement to thereto). The Issuers acknowledge that the statements set forth in any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Preliminary Prospectus and the Prospectus in (i) the last paragraph of the cover page regarding delivery of the Securities and under the heading “Underwriting”, (ii) the list of Underwriters and their respective participation in the sale of the Securities, (iii) the sentences related to concessions and reallowances and (iv) the paragraph related to stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing constitute the only information furnished in writing by or on behalf of the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns several Underwriters for inclusion in any Preliminary Prospectus or the Underwriters)Prospectus.

Appears in 1 contract

Sources: Underwriting Agreement (Triangle Capital CORP)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) (1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to by any Underwriter consists of the Company by the Underwriters through the Representative expressly for use following information in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or Prospectus: the Prospectus (or any amendment or supplement to any information describing certain terms of the foregoing), consists exclusively of offering in the information appearing fourth paragraph under the caption “UnderwritingUnderwriting (Conflicts of Interest)(with the exception of the first sentence) and the information related to short positions and passive market making contained in the Pre-Pricing Prospectus twelfth, fourteenth and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th fifteenth paragraphs under such the caption “Underwriting (but only insofar as such information concerns the UnderwritersConflicts of Interest).

Appears in 1 contract

Sources: Underwriting Agreement (PDC Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus regarding stabilizationmarket making, stabilization and syndicate covering transactions, penalty bids and discretionary sales transactions appearing in the 15th, 16th and 17th paragraphs 10th paragraph under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (WPX Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thtwelfth, 16th thirteenth and 17th fourteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (BOSTON OMAHA Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the fifth paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th tenth and 17th eleventh paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Horizon Global Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the first paragraph under the caption “Underwriting” (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th second and 17th third paragraphs under such the caption “Stabilization” (but only insofar as such information concerns the Underwriters)) and (iii) the information regarding the limitation on sales to discretionary accounts appearing under the caption “Discretionary Accounts”.

Appears in 1 contract

Sources: Underwriting Agreement (Tabula Rasa HealthCare, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or Prospectus, the Prospectus General Disclosure Package or (or any amendment or supplement to any of the foregoing), consists exclusively of i) the information regarding the concession and reallowance appearing in the third paragraph under the caption “Underwriting” in therein, (ii) the Pre-Pricing Prospectus and the Prospectus information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th eighth and 17th ninth paragraphs under such caption (but only insofar as such information concerns the Underwriters)) and (iii) the information regarding market making by the Underwriters appearing in the seventh paragraph under such caption.

Appears in 1 contract

Sources: Underwriting Agreement (Laclede Group Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership, its directorsthe directors of the General Partner, each of its the officers of the General Partner who signed the Registration Statement and each person, if any, who controls the Company Partnership within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that any (i) the information furnished to regarding the Company by concession and reallowance appearing in under the Underwriters through the Representative expressly for use in the Registration Statement caption “—Commissions and Expenses,” (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing under the caption “Underwriting—Stabilization, Short Positions and Penalty Bidsin the Pre-Pricing Prospectus and the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters)) and (iii) the information regarding compliance with FINRA Rule 2310 appearing under the caption “—Relationships/FINRA Rules.

Appears in 1 contract

Sources: Underwriting Agreement (Atlas Resource Partners, L.P.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act (each, an “Underwriter Indemnified Party”) against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 6(a) of this Section 6hereof, to which such Underwriter Indemnified Party may become subject, under the 1933 Act, the 1934 Act, other federal or state statutory law or regulation or otherwise, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the caption “Underwriting” therein, (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th third and 17th fourth paragraphs under the table in the subcaption “Underwriting Discounts and Commissions” under such caption (but only insofar as such information concerns the Underwriters)) and (iii) the information regarding market making by the Underwriters appearing in the second paragraph under such table.

Appears in 1 contract

Sources: Underwriting Agreement (Spire Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, Company and its directors, each officer of its officers the Company who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Act Exchange Act, and the Selling Stockholder against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1Section 9(a) of this and Section 69(b), respectively, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, the Time of Sale Prospectus, any Issuer Free Writing Prospectus free writing prospectus, any Road Show or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information relating to such Underwriter and furnished to the Company in writing by such Underwriter through the Representative or Underwriters expressly for use therein. The Company and the Selling Stockholder hereby acknowledges and agrees acknowledge that the only information that the Underwriters have furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, the Time of Sale Prospectus, any Issuer Free Writing Prospectus free writing prospectus, any Road Show or the Prospectus (or any amendment or supplement to any of thereto) are the foregoing)statements set forth in the third, consists exclusively of the information appearing twelfth and fourteenth paragraphs under the caption “Underwriting” in the Pre-Pricing Preliminary Prospectus and Prospectus (the Prospectus regarding stabilization, syndicate covering transactions, penalty bids and discretionary sales appearing in the 15th, 16th and 17th paragraphs under such caption (but only insofar as such information concerns the Underwriters“Underwriter Information”).

Appears in 1 contract

Sources: Underwriting Agreement (Pacific Biosciences of California, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the fourth paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15th, 16th twelfth and 17th thirteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Applied Genetic Technologies Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, and each of the Selling Stockholders, and each director, officer, employee and agent of a Selling Stockholder and each person, if any, who controls a Selling Stockholder within the meaning of the 1933 Act and the 1934 Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15thfourteenth, 16th fifteenth and 17th sixteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Media General Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its their directors, each of its their officers who signed the Registration Statement and each person, if any, who controls the Company Partnership Parties within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a)(1a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representative Representatives expressly for use therein. The Company Partnership hereby acknowledges and agrees that the information furnished to the Company Partnership by the Underwriters through the Representative Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus Prospectus: (i) the information regarding the concession and reallowance appearing in the fourth paragraph under such caption and (ii) the information regarding stabilization, syndicate covering transactions, transactions and penalty bids and discretionary sales appearing in the 15ththirteenth, 16th fourteenth and 17th fifteenth paragraphs under such caption (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Sources: Underwriting Agreement (Blueknight Energy Partners, L.P.)