INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee) Personal Data 3.22(a) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Vmware, Inc.), Agreement and Plan of Merger (Dell Technologies Inc), Agreement and Plan of Merger (Dell Technologies Inc)
INDEX OF DEFINED TERMS. (ContinuedTerm Section 2018 Plan 9.3(a) Definition Location Person 8.3(eeAction 4.1(k) Personal Data 3.22(aAdjusted OPCH Option 3.1(b)(iii) Pivotal affiliate 9.3(b) Agreement Preamble Pivotal Acquirer 3.19(iAmedisys Preamble Amedisys Alternative Transaction 5.2(a) Pivotal Board Recitals Pivotal Bylaws 3.1(bAmedisys Balance Sheet 4.1(e)(iii) Pivotal Charter 3.1(bAmedisys Benefit Plan 9.3(d) Pivotal Class A Amedisys Book-Entry Share 3.2(b) Amedisys Certificate 3.2(b) Amedisys Common Stock 4.1(c)(i) Amedisys Designees 2.1 Amedisys Disclosure Letter 4.1 Amedisys Equity Awards 3.1(b)(iv) Amedisys Equity Awards Capitalization Table 4.1(c)(iii) Amedisys ESPP 9.3(e) Amedisys Filed SEC Documents 4.1 Amedisys Financial Advisor 4.1(u) Amedisys Foreign Plan 4.1(l)(viii) Amedisys Healthcare Professional 4.1(h)(v) Amedisys Intervening Event 5.2(d) Amedisys Material Contracts 4.1(q)(xiv) Amedisys Material Leased Real Property 4.1(s)(ii) Amedisys Material Real Property Lease 4.1(s)(ii) Amedisys Option 3.1(b)(iii) Amedisys Owned IP 4.1(o) Amedisys Permits 4.1(g) Amedisys Preferred Stock 4.1(c)(i) Amedisys Provider JVs 9.3(f) Amedisys PSU Award 3.1(b)(ii) Amedisys Recommendation Change 5.2(b) Amedisys Registered IP 4.1(o) Amedisys RSU Award 3.1(b)(i) Amedisys SEC Documents 4.1(e)(i) Amedisys Stock Plans 9.3(g) Amedisys Stockholder Approval 3.4(a4.1(t) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Amedisys Stockholders Meeting 5.3(b6.1(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives Amedisys Superior Proposal 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Amedisys Termination Fee 7.3(b8.2(b) Top Customers 3.21 Trade Secrets 8.3(vvAmedisys Third Party 5.2(a) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Anti-Corruption Laws 9.3(c), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Option Care Health, Inc.), Agreement and Plan of Merger (Amedisys Inc)
INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeFirst Merger Recitals GA Certificate of Merger 1.2(b)(i) Personal Data 3.22(aGBCC 1.2(b)(i) Pivotal Governmental Entity 2.6 Indemnifiable Matters 7.2(b) Indemnifying Party 7.4(a) Indemnifying Parties 7.4(a) Information Statement 5.11(b) Interested Party 2.14(a) Loss 7.2(a) Losses 7.2(a) Material Contract 2.13(b) Material Contracts 2.13(b) Mergers Recitals Merger Sub Preamble Pivotal Acquirer 3.19(iNations Recitals Notes 2.8(d) Pivotal Board Recitals Pivotal Bylaws 3.1(bObjection Deadline 7.4(b)(i) Pivotal Charter 3.1(bObjection Notice 7.4(b)(i) Pivotal Class A Stockholder Approval 3.4(aOfficer’s Certificate 7.4(a) Pivotal Data 8.3(ffParent Preamble Parent Indemnifiable Matters 7.2(b) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eParent Indemnified Parties 7.2(a) Pivotal Intellectual Property 8.3(ggPayable Claim 7.4(d) Pivotal Intellectual Property Registrations 8.3(hhProtest Notice 1.7(c) Pivotal IPO Date 8.3(iiResolved Claims 7.4(c)(iv) Pivotal MTA 8.3(ggRestricted Period 5.14(a) Pivotal Option 2.3(aReturns 2.9(b) Pivotal Option Cash Out Amount 2.3(a)(iReview Period 1.7(c) Pivotal Plans 3.12(aSEC 4.5(b) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a4.5(b) Pivotal Software 8.3(llSecond Certificates of Merger 1.2(b)(ii) Pivotal Special Committee Second DE Certificate of Merger 1.2(b)(ii) Second Earn-Out Period EBITDA Target 1.4(c)(ii) Second Effective Time 1.2(b)(ii) Second Merger Recitals Pivotal Second TX Certificate of Merger 1.2(b)(ii) Settled Claims 7.4(c)(i) Solvent 3.7 Stock Awards 3.2(eCertificates 1.3(a)(ii) Pivotal Stock Plans 2.3(aStockholder Preamble Stockholders Preamble Stockholder Conflict 3.4 Stockholder Indemnified Parties 7.2(b) Pivotal Stockholder Approvals 3.4(aStockholders’ Representative 8.11 Statement of Expenses 1.2(g)(v) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents Straddle Period 5.8 INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiSubsequent Payment 1.4(b)(i) Superior Proposal 5.2(j)(iiiSubsequent Payment Shares 1.4(b)(iii) Support Agreement Recitals Supplemental Financial Information 5.3(f) Supporting Documents 1.7(b) Survival Date 7.1 Surviving Corporation 1.1 Systems 3.19(nCompany 1.2(c)(ii) Takeover Laws 3.25 Surviving Representations 7.1 Tax Return 8.3(qq2.9(a) Tax Sharing Agreement 8.3(rrTBOC 1.2(b)(ii) Taxes 8.3(ssTerritory 5.14(a) Taxing Authority 8.3(ttThird Party Expenses 5.5 Unobjected Claim 7.4(b)(ii) Technology 8.3(uuUnresolved Claim 7.4(d) Termination Fee 7.3(bValue Houston Preamble Value Lighting Preamble Value Stock 1.3(a)(i) Top Customers 3.21 Trade Secrets 8.3(vvWorking Capital Arbiter 1.7(d)(i) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents * * * * * THIS AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (this “Agreement”), dated ) is made and entered into as of August 22March 6, 2019, is between VMware2014 by and among Revolution Lighting Technologies, Inc., a Delaware corporation (“VMwareParent”), Raven Transaction Value Merger Sub, Inc., LLC a Delaware corporation limited liability company and a wholly-owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareValue Lighting, Inc., a Delaware Georgia corporation (“PivotalValue Lighting”), AL Enterprises, Inc., a Texas corporation (“AL Enterprises”), Value Lighting of Houston, LLC, a Texas limited liability company (“Value Houston,” and together with Value Lighting and AL Enterprises, the “Company Group”), and the parties listed on Exhibit A hereto (each, a “Stockholder” and collectively, the “Stockholders”).
Appears in 1 contract
Samples: Agreement and Plan of Merger (Revolution Lighting Technologies, Inc.)
INDEX OF DEFINED TERMS. (ContinuedTerm section Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeAdverse Recommendation Change 5.3(c) Personal Data 3.22(aAgreement preamble Balance Sheet Date 3.7 Base Amount 5.4(b) Pivotal Preamble Pivotal Acquirer 3.19(iBook-Entry Shares 2.1(c)(ii) Pivotal CBA 3.15(f) Certificate of Merger 1.5 Chosen Courts 8.5 Closing 1.4 Closing Date 1.4 Company preamble Company Affiliated Party 3.19 Company Affiliated Party Transactions 3.19 Company Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal recitals Company Board Recommendation recitals Company Common Stock recitals Company Disclosure Letter Article Schedule article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Option 2.3(a) Pivotal Company Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(aCompany Property 3.10(b) Pivotal Preferred Stock 3.2(aCompany RSU Award 2.3(b) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal Company RSU Cash Out Amount 2.3(c)(i2.3(b) Pivotal SEC Documents 3.6(aCompany Warrants 2.4(a) Pivotal Software 8.3(llCompensation Committee 5.11 Creator 3.12(e) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eDGCL recitals Dissenting Shares 2.5(a) Pivotal Stock Plans 2.3(aDOL 3.14(a) Pivotal Stockholder Approvals Effective Time 1.5 ERISA 3.14(a) ERISA Affiliate 3.14(c) Exchange Act 3.4(a)(ii) Excluded Shares 2.1(b) Expense Reimbursement 7.6(c) Expenses 5.8 Expiration Time 1.1(c) Financing 4.5(a) GAAP 3.6(a)(ii) Governmental Authorizations 3.4(a) Pivotal Stockholders Meeting 5.3(bIn-the-Money Option 2.3(a)(i) Pivotal Technology 8.3(mmInitial Expiration Time 1.1(c) Pivotal Training Data 8.3(nnTerm section Inquiry 5.3(a) Privacy Laws 3.22(cMaterial Contract 3.13(a) Processing 3.22(cMaterial Supplier 3.23 Merger recitals Merger Consideration 2.1(c)(i) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(aMerger Sub preamble Merger Transactions recitals Minimum Condition annex I Nasdaq 1.1(d) Required VMware Filing 5.3(cNew Litigation Claim 5.2(c) Rollover Option 2.3(a)(iiNo-Shop Period Start Time 5.3(a)(i) Rollover RSU 2.3(c)(iiNon-Scheduled Contracts 3.12(c) Xxxxxxxx-Xxxxx Act 3.6(aNote Purchase Agreement recitals Notice Period 5.3(c)(iii) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Offer recitals
Appears in 1 contract
Samples: Agreement and Plan of Merger (MLS Capital Fund II LP)
INDEX OF DEFINED TERMS. (ContinuedTerm Section Agreement Preamble Aggregate Cost Overrun 6.1(j) Definition Location Person 8.3(eeAncillary Agreements 4.3 Assessment 7.17 Audit 4.9(f) Personal Data 3.22(a) Pivotal Business Employee 7.11 Certificate of Merger 1.2 Closing 3.5 Closing Date 3.5 Code Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws Common Conversion Consideration 3.1(b) Pivotal Charter Confidentiality Agreement 7.1 Common Conversion Consideration Value 3.3(a)(i) Customary Post-Closing Consents 4.4(b) D&O Insurance 7.3(c) de minimis Shares 3.1(b) Pivotal Class A Stockholder Approval 3.4(aDGCL 1.1 Effective Time 1.2 Enforceability Exception 4.3 Environmental Laws 4.12(a) Pivotal Data 8.3(ffERISA 4.11(a) Pivotal Exchange Act 4.4(b) Exchange Agent 3.2(a) Exchange Fund 3.2(a) Exchange Instructions 3.2(b) Exchange Ratio 3.1(b) Expenses 7.5(b) GAAP 4.6 Governmental Authority 3.2(c) Hazardous Substances 4.12(b) HSR Act 4.4(b) Hydrocarbons 4.16(a) Indemnified Liabilities 7.3(a) Indemnified Party 7.3(a) Inspected Party 7.17 Inspecting Party 7.17 Intellectual Property 4.21 Liens 4.2(b) Market Price 3.3(a)(i) Merger Preamble Merger Consideration 3.1(b) Merger Sub Preamble Oil and Gas Interests 4.16(a) Parent Preamble Parent Benefit Plans 5.11(a) Parent Common Shares 3.1(b) Parent Disclosure Letter Article III Pivotal ESPP 2.3(e5.1(a) Pivotal Intellectual Property 8.3(ggParent Engagement Letters 5.22 Parent ERISA Affiliate 5.11(a) Pivotal Intellectual Property Registrations 8.3(hhParent Material Adverse Effect 5.1(c) Pivotal IPO Parent Parties Preamble Parent Reserve Report 5.16(a) Parent SEC Reports 5.5(a) Parent Special Meeting 7.13(b) Parent Stockholders’ Approval 5.18 Parent Tax Certificate 8.3(c) PBGC 4.11(b) PCBs 4.12(e) Permits 4.17 Person 3.2(c) proceeding 7.3(a) Proxy/Prospectus 4.20 Record Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy 4.19 Registration Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) 4.20 Xxxxxxxx-Xxxxx Act 3.6(a4.5(b) Schedule 13E-3 3.8 SEC Article III 4.5(a) Securities Act 3.5(b4.4(b) Software 8.3(oo) Standards Organizations 3.19(eStock Certificate 3.1(b) Subsidiary 8.3(pp4.1(c) Substituted Option 2.3(a)(iiSurviving Entity 1.1 Target Preamble Target Acquisition Proposal 7.2 Target Benefit Plans 4.11(a) Table of Contents INDEX OF DEFINED TERMS (ContinuedTarget Breach 10.1(d) Definition Location Substituted RSU 2.3(c)(iiTarget Common Shares 3.1(a) Superior Proposal 5.2(j)(iiiTarget Disclosure Letter 4.1(a) Support Target Employee Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n4.11(a) Takeover Laws 3.25 Tax Return 8.3(qqTarget Employees 4.11(e) Tax Sharing Agreement 8.3(rrTarget Engagement Letters 4.23 Target ERISA Affiliate 4.11(a) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Target Material Adverse Effect 4.1 VMware 4.1(c) Target Material Contracts 4.18(a) Target Reserve Report 4.16(a) Target Restricted Stock 3.3(b) Target Rights 6.1(q) Target Rights Agreement 6.1(q) Target SEC Reports 4.5(a) Target Severance Policy 4.11(e) Target Special Committee Recitals VMware Meeting 7.13(a) Target Stock 2.3(a)(iiOptions 3.3(a)(i) Target Stockholders’ Approval 4.19 Target Superior Proposal 10.1(h) Target Tax Certificate 8.2(c) Target Termination Fee 10.2(b) Tax Authority 4.9(f) Tax Returns 4.9(f) Taxes 4.9(f) Termination Date 10.1(b) Transactions 3.5 Voting Agreement Recitals Agreements Preamble WARN Act 3.13(c4.15(b) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).2001 Indenture 7.19 0000 Xxxxxxxxx 7.19 Exhibits
Appears in 1 contract
Samples: Agreement and Plan of Merger (Plains Exploration & Production Co)
INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeDebt Financing Commitments 4.7 Documentation 8.3(g) Personal Data 3.22(aEffective Time 1.3 Employee Benefit Plan 8.3(h) Pivotal Preamble Pivotal Acquirer 3.19(iEnvironmental Laws 3.13(b)(i) Pivotal Board Recitals Pivotal Bylaws 3.1(bEnvironmental Permits 3.13(b)(ii) Pivotal Charter 3.1(bEquity Award Exchange Ratio 2.2(a) Pivotal Class A Stockholder Approval ERISA 8.3(i) ERISA Affiliate 8.3(j) Exchange Act 3.4(b) Executive Severance Agreements 3.11(i) Exploitation 8.3(k) Fee Letter 4.7 Financing Sources 5.2(b) Foreign Antitrust Laws 3.4(b) Foreign Plan 3.11(k) GAAP 3.5(b) Government Contract 8.3(l) Governmental Entity 3.4(b) HSR Act 3.4(b) Indebtedness 3.15(c) Indemnified Parties 5.11(a) Instruments of Indebtedness 3.15(a)(ii) Intellectual Property 3.18(c) Internal Systems 8.3(m) Intervening Event 5.4(e) IRS 3.11(a) knowledge 8.3(n) Law 3.4(a) Pivotal Data 8.3(ffLiens 3.2(h) Pivotal Disclosure Marketing Period 8.3(o) Material Adverse Effect 3.1(a) Material Contracts 3.15(a)(xiii) Materials of Environmental Concern 3.13(b)(iii) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preamble NASDAQ 2.2(a) Nevada Secretary of State 1.3 New Debt Commitment Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(cNew Fee Letter 5.2(a) Rollover Option 2.3(a)(iiNotice Period 5.4(d)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table NRS 1.1 Ordinary Course of Contents Business 3.6 Parent Preamble INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiParent Disclosure Letter Article IV Parent Material Adverse Effect 4.1(a) Parent Stock 2.2(a) Paying Agent 2.3(a) Payment Fund 2.3(a) Permits 3.10(b) Person 8.3(p) Proxy Statement 5.5(a) Real Property Leases 3.17(b) Representatives 5.4(a) Required Information 5.2(b) SEC 3.5(a) Securities Act 3.5(a) Shares 2.1(a) Software 8.3(q) Subsidiary 8.3(r) Superior Proposal 5.2(j)(iii5.4(j)(ii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 3.19 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rrReturns 3.14(m)(ii) Taxes 8.3(ss3.14(m)(i) Taxing Authority 8.3(tt) Technology 8.3(uuTermination Date 7.1(b)(i) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals 3.24 Top Suppliers 3.23 WARN Act 3.13(c3.12(f) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of August February 22, 20192016, is between VMwareMKS INSTRUMENTS, Inc.INC., a Delaware Massachusetts corporation (“VMwareParent”), Raven Transaction SubPSI EQUIPMENT, Inc.INC., a Delaware Nevada corporation and a wholly-wholly owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.NEWPORT CORPORATION, a Delaware Nevada corporation (the “PivotalCompany”).
Appears in 1 contract
INDEX OF DEFINED TERMS. (ContinuedTerm section Acquisition Agreement 5.3(e) Definition Location Person 8.3(eeAdverse Recommendation Change 5.3(e) Personal Data 3.22(aAgreement preamble Amendment Approval 3.2(e) Pivotal Preamble Pivotal Acquirer 3.19(iBalance Sheet Date 3.8 Base Amount 5.5(b) Pivotal Board Recitals Pivotal Bylaws 3.1(bBook-Entry Shares 2.1(c)(ii) Pivotal Certificate of Merger 1.3 Charter 3.1(b) Pivotal Amendment recitals Chosen Courts 8.5 Class A Stockholder Approval 3.4(aCommon Stock recitals Class C Common Stock recitals Closing 1.2 Closing Date 1.2 Company preamble Company Assets 3.3(b) Pivotal Data 8.3(ffCompany Benefit Plans 3.14(a) Pivotal Company Board recitals Company Board Recommendation recitals Company Common Stock recitals Company Disclosure Letter Article Schedule article III Pivotal ESPP 2.3(eCompany Meeting 5.13(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Option 2.3(a) Pivotal Company Option Cash Out Amount 2.3(a)(i) Pivotal Plans Company Owned IP 3.12(a) Pivotal Preferred Stock 3.2(aCompany Property 3.11(a) Pivotal Products 8.3(kkCompany Registered Intellectual Property 3.12(a) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal Company RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(aCompany Service Provider 3.12(j) Pivotal Software 8.3(llCompany Stockholder Approval 3.2(d) Pivotal Special Company Stockholders recitals Compensation Committee Recitals Pivotal Stock Awards 3.2(e5.13 Confidentiality Agreement 5.2(d) Pivotal Stock Plans 2.3(aContaminants 3.12(g) Pivotal Stockholder Continuing Employee 5.4(b) Convertible Note Purchase Agreement recitals Developed IP 3.12(j) DGCL recitals Dissenting Shares 2.5(a) Effective Time 1.3 ERISA 3.14(a) Exchange Act 3.3(a)(ii) Excluded Shares 2.1(b) Term section Expenses 5.9 Export Approvals 3.4(a3.20 FedEx Warrant 2.4(b) Pivotal Stockholders Meeting 5.3(bGAAP 3.7(a)(ii) Pivotal Technology 8.3(mmGovernmental Authorizations 3.3(a) Pivotal Training Data 8.3(nnInsider 3.19(b) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Joint Communications 5.8 Labor Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”3.13(a)(x), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).
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Samples: Agreement and Plan of Merger (Berkshire Grey, Inc.)
INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeIntellectual Property 8.3(n) Personal Data 3.22(aIntended Tax Treatment Recitals International Trade Laws 3.30(c)(i) Pivotal Joint Proxy Statement 5.3(a) knowledge 8.3(o) Law 3.5(a) Liens 3.2(a) Marks 8.3(n) Material Adverse Effect 8.3(p) Measurement Date 3.2(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preamble Pivotal Acquirer 3.19(iMerger Sub Bylaws 4.1(b) Pivotal Merger Sub Charter 4.1(b) Non-U.S. Benefit Plan 3.12(c)(vii) Notice 7 5.12(b)(iii) NYSE 3.5(a) OFAC 3.30(c)(iii) Outside Date 7.1(b)(i) Parent Preamble Parent Acquisition Proposal 5.2(b)(xi)(A) Parent Adverse Recommendation Change 5.2(b)(iii)(A) Parent Board 4.4(b) Parent Business IP 4.18(b) Parent Business Trade Secrets 4.18(d) Parent Bylaws 4.1(b) Parent Charter 4.1(b) Parent Common Stock Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Parent Disclosure Letter Article III Pivotal ESPP 2.3(eIV Parent Expenses 7.3(d) Pivotal Intellectual Property 8.3(ggParent Intervening Event 5.2(b)(xi)(B) Pivotal Intellectual Property Registrations 8.3(hhParent Option 2.2(a) Pivotal IPO Date 8.3(iiParent Plans 4.12(a) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Parent Preferred Stock 3.2(a4.2(a) Pivotal Products 8.3(kkParent Registered IP 4.18(a) Pivotal Returns 3.15(aParent RSU 2.2(b) Pivotal RSU 2.3(cParent SAR 2.2(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Parent SEC Documents 3.6(a4.6(a) Pivotal Software 8.3(llParent Shareholder Approval 4.4(a) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eParent Shareholders Meeting 5.3(a) Pivotal Stock Plans 2.3(aParent Superior Proposal 5.2(b)(xi)(C) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiParent Tax Counsel 5.12(a)(iv) Superior Proposal 5.2(j)(iiiParent Termination Fee 7.3(c) Support Agreement Patents 8.3(n) Payoff Letter 5.13 PBGC 3.12(c)(iv) Pension Plan 3.12(b) Permits 3.11 Permitted Liens 8.3(q) Person 8.3(r) Personal Information 8.3(s) Privacy Laws 8.3(t) Privacy Requirements 8.3(t) Regulatory Failure Fee 7.3(f) Representatives 5.2(a)(i) Required Governmental Consents 6.1(b) S-4 Tax Opinion 5.12(a)(iv) Sanctioned Jurisdiction 3.30(c)(ii) Sanctioned Person 3.30(c)(iii) Sanctions Authority 3.30(c)(iv) Xxxxxxxx-Xxxxx Act 3.6(a) SEC 3.6(a) Securities Act 3.5(b) Share Issuance Recitals Significant Subsidiary 8.3(u) Subsidiary 8.3(v) Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 3.22 Tax Agreement 3.15(i) Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr8.3(w) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b8.3(x) Top Customers 3.21 3.27 Top Suppliers 3.26 Trade Secrets 8.3(vv8.3(n) Trademarks 8.3(wwTreasury Regulations 8.3(y) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiunder common control with 8.3(g) Voting Agreement Recitals WARN Act 3.13(c3.13(d) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of August January 22, 20192023, is between VMware, Xylem Inc., a Delaware an Indiana corporation (“VMwareParent”), Raven Transaction Fore Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.Evoqua Water Technologies Corp., a Delaware corporation (the “PivotalCompany”).
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Samples: Agreement and Plan of Merger (Evoqua Water Technologies Corp.)
INDEX OF DEFINED TERMS. (ContinuedTerm section Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeAdverse Recommendation Change 5.3(c) Personal Data 3.22(aAgreement preamble Balance Sheet Date 3.7 Base Amount 5.4(b) Pivotal Preamble Pivotal Acquirer 3.19(iBook-Entry Shares 2.1(c)(ii) Pivotal CBA 3.15(f) Certificate of Merger 1.5 Chosen Courts 8.5 Closing 1.4 Closing Date 1.4 Company preamble Company Affiliated Party 3.19 Company Affiliated Party Transactions 3.19 Company Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal recitals Company Board Recommendation recitals Company Common Stock recitals Company Disclosure Letter Article Schedule article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Option 2.3(a) Pivotal Company Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(aCompany Property 3.10(b) Pivotal Preferred Stock 3.2(aCompany RSU Award 2.3(b) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal Company RSU Cash Out Amount 2.3(c)(i2.3(b) Pivotal SEC Documents 3.6(aCompany Warrants 2.4(a) Pivotal Software 8.3(llCompensation Committee 5.11 Creator 3.12(e) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eDGCL recitals Dissenting Shares DOL 2.5(a) Pivotal Stock Plans 2.3(a3.14(a) Pivotal Stockholder Approvals Effective Time 1.5 ERISA 3.14(a) ERISA Affiliate 3.14(c) Exchange Act 3.4(a)(ii) Excluded Shares 2.1(b) Expense Reimbursement 7.6(c) Expenses 5.8 Expiration Time 1.1(c) Financing 4.5(a) GAAP 3.6(a)(ii) Governmental Authorizations 3.4(a) Pivotal Stockholders Meeting 5.3(bIn-the-Money Option 2.3(a)(i) Pivotal Technology 8.3(mmInitial Expiration Time 1.1(c) Pivotal Training Data 8.3(nnTerm section Inquiry 5.3(a) Privacy Laws 3.22(cMaterial Contract 3.13(a) Processing 3.22(cMaterial Supplier 3.23 Merger recitals Merger Consideration 2.1(c)(i) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(aMerger Sub preamble Merger Transactions recitals Minimum Condition annex I Nasdaq 1.1(d) Required VMware Filing 5.3(cNew Litigation Claim 5.2(c) Rollover Option 2.3(a)(iiNo-Shop Period Start Time 5.3(a)(i) Rollover RSU 2.3(c)(iiNon-Scheduled Contracts 3.12(c) Xxxxxxxx-Xxxxx Act 3.6(aNote Purchase Agreement recitals Notice Period 5.3(c)(iii) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Offer recitals
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Samples: Agreement and Plan of Merger (Kodiak Venture Partners Iii Lp)